Stephenson v. Carlton

Decision Date21 September 2000
Docket NumberE1998-00202-SC-R11-CD
Citation28 S.W.3d 910
PartiesJONATHAN STEPHENSON V. HOWARD CARLTON, WARDEN, ET AL.IN THE SUPREME COURT OF TENNESSEE AT KNOXVILLE
CourtTennessee Supreme Court

Appeal by Permission from the Court of Criminal Appeals Criminal Court for Johnson County No. 3207 Lynn W. Brown, Judge

John E. Herbison, Nashville, Tennessee, for the appellant, Jonathan Stephenson. Paul G. Summers, Attorney General & Reporter; Michael E. Moore, Solicitor General; Kathy Morante, Deputy Attorney General; and Joe C. Crumley, Jr., District Attorney General, for the appellee, State of Tennessee.

May 2000 Session, Heard at Nashville

The opinion of the court was delivered by: E. Riley Anderson, Chief Justice

We granted this appeal to determine whether the appellant's sentence of life without parole for first- degree murder was an illegal sentence and, if so, whether the appellant was entitled to habeas corpus relief. The trial court dismissed the petition for habeas corpus and the Court of Criminal Appeals affirmed. We conclude, and the State concedes, that the sentence of life without parole was not a statutorily authorized punishment at the time the appellant committed the offense of first-degree murder and that the illegal sentence was properly challenged in a habeas corpus petition. We reverse the judgment of the Court of Criminal Appeals and remand the case to the trial court for further proceedings.

Tenn. R. App. 11 Appeal by Permission; Judgment of the Court of Criminal Appeals Reversed; Case Remanded to Trial Court

E. Riley Anderson, C. J., delivered the opinion of the court, in which Frank F. Drowota, III, Adolpho A. Birch, Jr., Janice M. Holder, and William M. Barker, JJ., joined.

OPINION

We granted this appeal to determine whether the appellant's sentence of life without parole for first-degree murder was an illegal sentence and, if so, whether the appellant was entitled to habeas corpus relief.

The trial court dismissed the petition for habeas corpus. The Court of Criminal Appeals affirmed the dismissal after concluding that the petition did not state a basis for habeas corpus relief and that the petition, if treated as a suit for post-conviction relief, was barred by the statute of limitations.1

After reviewing applicable authority, we conclude, and the State of Tennessee concedes, that the sentence of life without parole was not a statutorily authorized punishment at the time the appellant committed the offense of first-degree murder. The sentence was, therefore, illegal and properly challenged in a habeas corpus petition. Accordingly, we reverse the judgment of the Court of Criminal Appeals and remand the case to the trial court for further proceedings. Our holding does not, however, affect the appellant's separate conviction and 60-year sentence for the offense of conspiracy to commit first-degree murder.

BACKGROUND

The appellant, Jonathan Stephenson, was convicted of first-degree murder and conspiracy to commit first-degree murder in 1990. The jury imposed a sentence of death for the first-degree murder conviction and the trial court imposed a consecutive 25-year sentence for the conspiracy conviction.

This Court affirmed both convictions on appeal, but remanded for resentencing due to a fundamental error that occurred in the sentencing phase of trial, which rendered the jury's verdict a nullity. State v. Stephenson, 878 S.W.2d 530, 556 (Tenn. 1994)2 . On remand, the parties reached an agreement by which Stephenson was sentenced to life without parole for the first-degree murder offense and to 60 years for the conspiracy offense. In 1998, Stephenson filed this habeas corpus suit challenging, among other grounds, the sentence of life without parole.

ANALYSIS
Habeas Corpus

The grounds upon which habeas corpus relief is warranted are narrow. The writ will issue only when it appears upon the face of the judgment or the record of the proceedings upon which the judgment is rendered that a court lacked jurisdiction or authority to sentence a defendant or that the sentence has expired. Archer v. State, 851 S.W.2d 157, 164 (Tenn. 1993). A habeas corpus petition may be used to challenge judgments that are void and not merely voidable. Id.; Taylor v. State, 995 S.W.2d 78, 83 (Tenn. 1999).

A void judgment "is one in which the judgment is facially invalid because the court lacked jurisdiction or authority to render the judgment or because the defendant's sentence has expired." Id. We have recognized that a sentence imposed in direct contravention of a statute, for example, is void and illegal. State v. Burkhart, 566 S.W.2d 871, 873 (Tenn. 1978).

Life Without Parole

Prior to 1993, there were but two possible punishments for the offense of first-degree murder: life imprisonment (with the possibility of parole) or the death penalty. Tenn. Code Ann. §§ 39-13-202(b) (1991). The legislature in 1993 created a third possible punishment for the offense: life without parole. Tenn. Code Ann. §§ 39-13-202(c) (Supp. 1996). The new sentencing option was made applicable to offenses committed on or after July 1, 1993. See 1993 Tenn. Pub. Acts, ch. 473, §§ 1.

In State v. Cauthern, 967 S.W.2d 726 (Tenn. 1998), we addressed the issue of whether a defendant who committed a first-degree murder prior to July 1, 1993, may be sentenced to life without parole. We held:

We conclude that the specific enabling provision of the 1993 act, which clearly states that the amendment applies to all offenses committed on or after July 1, 1993, controls, as a matter of statutory construction . . . . The defendant's crime occurred well before July 1, 1993. The statute in effect at that time . . . provided that upon the grant of a new trial, the available sentencing options were life imprisonment and death. There is no indication that the legislature intended that the option of life without parole apply retrospectively to offenses occurring before July 1, 1993. [Citation omitted]. Accordingly, . . . , the trial court lacked the statutory authority to instruct the jury that life without possibility of parole was a sentencing option in this case. Id. at 735-36 (emphasis added).

The first-degree murder committed by Stephenson...

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