Summitt v. State

Decision Date26 March 1985
Docket NumberNo. 14022,14022
Citation697 P.2d 1374,101 Nev. 159
PartiesVernon SUMMITT, Appellant, v. The STATE of Nevada, Respondent.
CourtNevada Supreme Court

Morgan D. Harris, Public Defender, and E. Lee Thomson, Deputy Public Defender, Clark County, Las Vegas, for appellant.

Bryan McKay, Atty. Gen., Carson City, Robert J. Miller, Dist. Atty., and James Tufteland, Deputy Dist. Atty., Clark County, Las Vegas, for respondent.

OPINION

MOWBRAY, Justice:

A jury found appellant Vernon Summitt guilty of two counts of sexual assault. He seeks reversal of his judgment of conviction asserting several assignments of error, only one of which we find to have merit: that the district judge erred in excluding testimony centered about a prior similar sexual experience of the victim. Accordingly, we reverse and remand the case for a new trial.

A grand jury indicted Summitt for three counts of sexual assault committed on a six year old child. A count charging sexual intercourse was dismissed before the trial because of the state's failure to preserve evidence. Summitt was tried and convicted of the remaining counts of cunnilingus and fellatio.

At the jury trial Summitt sought to introduce evidence of a prior sexual experience of the victim which included intercourse, fellatio and the fondling of the victim's genitalia. The prior assault had occurred two years before the crime in issue, in the same trailer park, and involved the same victim and her nine year old girl friend, who was also a witness in the instant case. Summitt offered the testimony to show that the young victim had had prior independent knowledge of similar acts which constituted the basis for the present charge.

The district judge denied Summitt's offer on the ground that the "rape victim shield law," Nevada Revised Statute section 50.090 1, barred the admission of such evidence. We turn to the construction of the statute.

In 1977 Nevada joined forty-five states and the federal government in passing a "rape shield" statute, limiting inquiry into the sexual history of a complaining witness in a rape or sexual assault case. See J.A. Tanford and A.J. Bocchino, Rape Victim Shield Laws and the Sixth Amendment, 128 U.Pa.L.Rev. 544, 544 (1980).

Such laws have generally been designed to reverse the common law rule applicable in rape cases, that use of evidence of a female complainant's general reputation for morality and chastity was admissible to infer consent and also to attack credibility generally. Thus, for example, it had been held: "It is a matter of common knowledge that the bad character of a man for chastity does not even in the remotest degree affect his character for truth, when based upon that alone, while it does that of a woman." State v. Sibley, 131 Mo. 519, 132 Mo. 102, 33 S.W. 167, 171 (1895), quoted in State v. Brown, 636 S.W.2d 929, 933 n. 3 (Mo.1982), cert. denied sub nom., Brown v. Missouri, 459 U.S. 1212, 103 S.Ct. 1207, 75 L.Ed.2d 448 (1983). Such statutes as Nevada's have been described as "directed at the misuse of prior sexual conduct evidence based on this antiquated and obviously illogical premise." State v. Hudlow, 99 Wash.2d 1, 659 P.2d 514, 519 (1983). See also People v. McKenna, 196 Colo. 367, 585 P.2d 275, 278 (1978). An additional purpose of such statutes is " 'to protect rape victims from degrading and embarrassing disclosure of intimate details about their private lives.' " 124 Cong.Rec. at H 11945 (1978), quoted in Doe v. United States, 666 F.2d 43, 45 (4th Cir.1981). Finally, "[t]he restrictions placed on the admissibility of certain evidence by the rape-shield laws will, it was hoped, encourage rape victims to come forward and report the crimes and testify in court protected from unnecessary indignities and needless probing into their respective sexual histories." State v. Lemon, 456 A.2d 261, 264 (R.I.1983).

In construing Nevada's "shield law," we must be mindful of these legislative purposes. Equally important is the rule that "[a] statute should, if it reasonably can, be so construed as to avoid any conflict with the constitution." State v. Woodbury, 17 Nev. 337, 356, 30 P. 1006, 1012 (1883). See also Anaya v. State, 96 Nev. 119, 606 P.2d 156 (1980); Milchem, Inc. v. District Court, 84 Nev. 541, 445 P.2d 148 (1968). 2

A defendant's rights to present witnesses in his own behalf, to confront and to cross-examine the witnesses against him are fundamental rights, secured by the Sixth Amendment, and applicable to the states through the Fourteenth Amendment. Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973); Washington v. Texas, 388 U.S. 14, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967); Pointer v. Texas, 380 U.S. 400, 85 S.Ct. 1065, 13 L.Ed.2d 923 (1965). The United States Supreme Court has held that the right to confront and cross-examine witnesses may, in appropriate cases, bow to "accommodate other legitimate interests in the criminal trial process." Chambers v. Mississippi, 410 U.S. at 295, 93 S.Ct. at 1046. But, the Court has cautioned, "its denial or significant diminution calls into question the ultimate 'integrity of the fact-finding process' and requires that the competing interest be closely examined." Id.

Thus in David v. Alaska, 415 U.S. 308, 320, 94 S.Ct. 1105, 1112, 39 L.Ed.2d 347 (1974), the court held that the legitimate interest of the state in protecting from public scrutiny the juvenile record of a prosecution witness could not "require yielding of so vital a constitutional right as the effective cross-examination for bias of an adverse witness." The court examined the particular interests of the state and the defendant, noting that defense counsel made it clear that he would not introduce the juvenile record as a "general impeachment of [the witness's] character as a truthful person," but rather to show specifically that the witness was on probation for a similar crime, which may have provided a motive for shifting blame to the defendant. Id. at 311, 94 S.Ct. at 1107. Similarly in this case, we have a defendant who seeks to introduce evidence which it is the general policy of the state to protect, but which the defendant seeks to use for the sole and limited purpose of challenging the witness's credibility by dispelling an inference which the jury may well draw otherwise from the circumstances, that a six year old child would be unable to describe the occurrences in her testimony unless they had in fact taken place.

Other courts confronted with the necessity of accommodating the competing interests of complaining witnesses and defendants in such cases have concluded that rape shield statutes should be construed and applied so as to uphold the constitutional rights of defendants, while creating the least possible interference with the legislative purpose reflected in the statutes. See, esp., Bell v. Harrison, 670 F.2d 656 (6th Cir.1982) (Tennessee statute); State v. Blue, 225 Kan. 576, 592 P.2d 897 (1979); Commonwealth v. Joyce, 382 Mass. 222, 415 N.E.2d 181 (1981); State v. Howard, 121 N.H. 53, 426 A.2d 457 (1981); State v. Jalo, 27 Or.App. 845, 557 P.2d 1359 (1976); Shockley v. State, 585 S.W.2d 645 (Tenn.Crim.App.1978); Winfield v. Commonwealth, 225 Va. 211, 301 S.E.2d 15 (1983); State v. Hudlow, supra, 99 Wash.2d 1, 659 P.2d 514 (1983).

The holdings of two of these state court decisions apply to the case at bar. In State v. Howard, supra, the Supreme Court of New Hampshire considered a statute which purported to preclude any evidence of a victim's consensual sexual activity with persons other than a defendant. In that case, as in this one, the defendant sought to introduce such evidence in order to challenge the young complaining witness's credibility, by showing that she had had other experiences which could explain the source of her knowledge of the sexual activity she described in her testimony. The court determined that in order to uphold the constitutionality of the statute, it would require that a defendant in a prosecution to which the shield law was applicable "must, upon motion, be given an opportunity to demonstrate that due process requires the admission of such evidence because the probative value in the context of that particular case outweighs its prejudicial effect on the prosecutrix. Such motion should, of course, be made out of the presence of the jury." 426 A.2d at 461. We are persuaded that this procedure would provide a proper means of deciding, on a case by case basis, whether such evidence should be admitted. See Anaya v. State, supra, 96 Nev. 119, 606 P.2d 156 (1980).

We agree with the reasoning of the Supreme Court of Washington that in following this procedure, the trial court must undertake to balance the probative value of the evidence against its prejudicial effect, see NRS 48.035(1) 3, and that the inquiry should particularly focus upon "potential prejudice to the truthfinding process itself," i.e., "whether the introduction of the victim's past sexual conduct may confuse the issues, mislead the jury, or cause the jury to decide the case on an improper or emotional basis." State v. Hudlow, supra, 659 P.2d at 521.

In the instant case the defendant does not seek to impeach the credibility of the complaining witness by a general allegation of unchastity. Rather, the specific evidence was offered to show knowledge of such acts rather than lack of chastity. 4 We agree with the ruling of the Supreme Court of New Hampshire in State v. Howard, supra, 426 A.2d at 462:

We believe that the average juror would perceive the average twelve-year-old girl as a sexual innocent. Therefore, it is probable that jurors would believe that the sexual experience she describes must have occurred in connection with the incident being prosecuted; otherwise, she could not have described it. However, if statutory rape victims have had other sexual experiences, it would be possible for them to provide detailed, realistic testimony concerning an incident that may never...

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