U.S. v. Monti

• Decision Date: 24 June 1977
• Docket Number: No. 76-1486,76-1486
• Citation: 557 F.2d 899
• Parties: UNITED STATES of America, Appellee, v. Robert E. MONTI, Defendant, Appellant.
• Court: U.S. Court of Appeals — First Circuit

Page 899

557 F.2d 899

UNITED STATES of America, Appellee, v. Robert E. MONTI, Defendant, Appellant.

No. 76-1486.

United States Court of Appeals First Circuit.

June 24, 1977.

Maurice F. Ford, Dorchester, Mass., by appointment of the Court, for defendant, appellant.

Charles E. Chase, Asst. U. S. Atty., Boston, Mass., with whom James N. Gabriel, U. S. Atty., and Jaye A. Whittier, Asst. U. S. Atty., Boston, Mass., were on brief, for appellee.

Before COFFIN, Chief Judge, CAMPBELL, Circuit Judge, and MARKEY ^*, Chief Judge.

MARKEY, Chief Judge.

Monti appeals from a conviction on a single-count indictment charging him with selling, transferring and delivering approximately $2,000 (face amount) in counterfeit twenty-dollar Federal Reserve Notes with the intent that they be passed, published and used as true and genuine, in violation of 18 U.S.C. §§ 2, 473 (1970). ¹ Monti seeks reversal on the basis of the District Court's denial of his motion to suppress certain inculpatory oral statements made to Secret Service Agents. We affirm.

The Facts

Following an investigation, agents of the United States Secret Service arrested Monti in Dorchester, Massachusetts, on April 24, 1974. At the time of his arrest, Monti was orally advised of his rights pursuant to Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Monti was transported to a Cambridge Secret Service office for "processing." Enroute to that office, Monti was again given oral Miranda warnings. Upon arrival at that office, Miranda warnings were read to Monti from a printed form. Monti then read and signed the form, acknowledging that he understood his rights, but refused to sign the waiver of his rights printed on the lower portion of the form.

Monti was questioned concerning his dealings in counterfeit money and was advised of the maximum penalty for the charged offense. Additionally, agents indicated to Monti that if he cooperated a recommendation would be made to the United States Attorney that bail be set at an amount which Monti could make.

Making no incriminating statements at that time, Monti asked and received permission to contact his attorney, who was otherwise engaged and could not represent him. A magistrate not being available, Monti was retired to the Charles Street jail.

The following day, April 25, 1974, Monti was arraigned before a Federal Magistrate and bail was set at $25,000. An attorney was not appointed, Monti having indicated his intent to retain counsel himself. Unable to arrange bail, Monti was returned to the Charles Street jail, where he again tried, unsuccessfully, to retain counsel.

On April 26, 1974, Monti telephoned the Secret Service and left a message for Agent Monahan to visit him at the jail. Monahan did so. Prior to any questioning, Agent Monahan again read Monti the Miranda warnings and inquired whether Monti had been able to obtain counsel. Monti replied that he had not. Upset because the people with whom he had dealt had not helped him post bail or retain counsel, Monti expressed a desire to cooperate, though he was reluctant to talk in jail for fear of being overheard. In response to a question regarding the source of the counterfeit money, Monti borrowed Agent Monahan's pen, wrote "Al" on his hand and gave the agent Al's telephone number.

On April 29, 1974, Monti was brought before a Federal Magistrate for a bail reduction hearing. Agent Monahan also appeared. The result of that hearing was a reduction of bail to $1,000 without surety, the appointment of an attorney to represent Monti, and release of Monti on his own recognizance. Monti indicated to Agent Monahan, at that time, that he needed a couple of days on the street, but would then fully cooperate.

On May 2, 1974, Monti met with his court-appointed attorney. Thereafter, Monti telephoned Agent Monahan and arranged a meeting for that afternoon, in the parking lot of Orbit's Department Store in Dorchester. At that meeting, Agents Monahan and Searle met with Monti in Monti's automobile. Though Monti was not in custody at this time and prior to any questioning, Agent Monahan again advised Monti of his rights. ² Monti began by asking the agents whether they were wired for sound. They replied that they were not.

Agent Monahan asked Monti whether he had talked to his attorney. Monti answered in the affirmative, making a derogatory comment about his court-appointed attorney, with whom he had met just prior to his calling for the meeting. Monti remarked that he was not going to tell his attorney anything. Agent Monahan then asked Monti for everything he knew concerning the sale and distribution of counterfeit currency.

Monti told agents Monahan and Searle that he had personally arranged for over $25,000 in counterfeit bills to pass into circulation. Monti also identified a photograph of Alvin Kaplan as "Al," the source of the counterfeit currency. Monti agreed to introduce Agent Searle to Al for the purpose of purchasing counterfeit currency.

At this point, Monti declared that he wanted to make a "deal," otherwise he would not cooperative further. Agent Monahan advised Monti that no deal could be made; however, his cooperation would Thereafter, Monti made certain inculpatory statements, the substance of which was that Monti had brought a Richard Patrick O'Brien to Al for the purpose of purchasing a package of $2,000 in counterfeit twenty-dollar bills. O'Brien had been arrested on April 22, 1974, carrying $1,760 in counterfeit twenties. Monti confirmed that the counterfeit currency found on O'Brien was part of that $2,000 package.

be made known to the United States Attorney.

Monti telephoned Agent Monahan the next morning, May 3, 1974, to advise that a meeting with Al was being set up and that Monti would telephone later. Monti made no further contact with the Secret Service.

On June 26, 1974, Monti was indicted, as an aider and abettor, for knowingly and willfully selling, transferring and delivering approximately $2,000 (face amount) in counterfeit twenty-dollar Federal Reserve Notes with the intent that they be passed, published and used as true and genuine, in violation of 18 U.S.C. §§ 2, 473.

On August 14, 1974, Monti moved to suppress any statements made to Agents Monahan or Searle after the date of Monti's arrest. Memoranda were filed by Monti and the Government. A hearing was held on February 14, 1975. The District Court issued a memorandum and order on March 28, 1975, in which the motion was granted with respect to statements made in custody prior to May 2, 1974, and denied with respect to the statements of May 2, 1974, the court having found the latter to have been made knowingly, intelligently and voluntarily in a non-custodial setting.

The Arguments

Monti argues that the statements of May 2nd should have been suppressed because: (1) they were the illegal fruit of his prior suppressed statements, and (2) the evidence did not clearly and convincingly show an intelligent, knowing and voluntary waiver of his right to counsel.

With respect to the first argument, Monti contends that there was no "independent act of a free will," Wong Sun v. United States, 371 U.S. 471, 486, 83 S.Ct. 407, 416, 9 L.Ed.2d 441 (1963), between the prior suppressed statements and the May 2, 1974, statements, which act might have purged the taint of the prior statements, and in view of Brown v. Illinois, 422 U.S. 590, 95 S.Ct. 2254, 45 L.Ed.2d 416 (1975), that the Miranda warnings of May 2, 1974, were by themselves insufficient to have purged that taint.

With respect to the second argument, Monti proceeds on a variety of theories. Initially, Monti contends that his "state of mind" at the May 2nd meeting was that his prior statements had implicated him in the counterfeit scheme; that he had previously agreed to cooperate; and that by obtaining a reduction in bail, agents Monahan and Searle had completed their part of the bargain somehow obligating Monti to fulfill his part of the bargain to cooperate. Secondly, Monti urges that his enquiry whether agents Monahan and Searle were "wired" indicated that he wished to remain silent. Further interrogation, Monti contends, should have been discontinued pursuant to Miranda, supra at 473-474, 86 S.Ct. 1602. Thirdly, Monti contends that he was denied right to counsel, citing Hancock v. White, 378 F.2d 479 (1st Cir. 1967), for the proposition that the rule of Massiah v. United States, 377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964), excluding post-indictment inculpatory statements made without counsel, is not limited to deliberately elicited statements but applies to voluntary statements as well. Even if his May 2nd statements were deemed voluntary, Monti argues, Massiah and Hancock dictate that such statements must be excluded as having been made without benefit of counsel. Citing United States v. Ash, 413 U.S. 300, 93 S.Ct. 2568, 37 L.Ed.2d 619 (1973), Monti says the test of whether his right to counsel has been denied is "whether the accused required aid in coping with legal problems or assistance in meeting his adversary." Under that test, Monti argues, his May 2nd statements should have been excluded because he required legal assistance, i. e., that counsel could have advised him that his

prior statements were suppressible, that he could have bargained to be named an unindicted co-conspirator in exchange for testifying against O'Brien and "Al" and that his May 2nd statements would be tantamount to a confession. Monti urges that his May 2nd statements were the equivalent of a guilty plea in open court and, as such, should not have been accepted without specifically inquiring whether Monti knew the consequences of those statements and of his right to counsel.

OPINION

The question in Wong Sun and Brown was whether statements and other evidence obtained after an illegal search or arrest should be excluded as "fruit of the poisonous tree." Wong Sun requires that a defendant's statement must be both...