U.S. v. Smartt, 96-8125

• Decision Date: 12 November 1997
• Docket Number: No. 96-8125,96-8125
• Citation: 129 F.3d 539
• Parties: 97 CJ C.A.R. 2812 UNITED STATES of America, Plaintiff-Appellee, v. Buddie Lee SMARTT, Defendant-Appellant.
• Court: U.S. Court of Appeals — Tenth Circuit

Page 539

129 F.3d 539

97 CJ C.A.R. 2812

UNITED STATES of America, Plaintiff-Appellee, v. Buddie Lee SMARTT, Defendant-Appellant.

No. 96-8125.

United States Court of Appeals, Tenth Circuit.

Nov. 12, 1997.

David T. Duran, Denver, Colorado, for Defendant-Appellant.

David D. Freudenthal, U.S. Atty., and David A. Kubichek, Asst. U.S. Atty., Casper, Wyoming, for Plaintiff-Appellee.

Before SEYMOUR, Chief Judge, PORFILIO and MURPHY, Circuit Judges.

SEYMOUR, Chief Judge.

Defendant Buddie Lee Smartt appeals the denial of his motion under 18 U.S.C. § 3582(c) for a modification of his term of imprisonment. We affirm. ¹

I

Mr. Smartt was charged with manufacturing, distributing, and possessing with intent to manufacture and distribute more than 100 marijuana plants in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(B)(vii) (count I), and using or carrying a firearm during and in relation to a drug trafficking offense in violation of 18 U.S.C. § 924(c)(1) (count II). On June 18, 1993, Mr. Smartt pled guilty to count I. Count II was dismissed at the time his plea was entered. On February 10, 1995, Mr. Smartt was sentenced to a 60 month mandatory minimum period of incarceration. ²

Mr. Smartt did not appeal his sentence. In 1996, he filed a motion for resentencing pursuant to 18 U.S.C. § 3582(c)(2). He claimed the district court was authorized to reduce his sentence for two reasons. First, he asserted he was entitled to a reduction because his sentencing range was subsequently lowered by the United States Sentencing Commission when it altered the way drug quantities based on a specific number of marijuana plants are to be calculated. See U.S.S.G.App. C, Amendment 516 (Nov.1995) (amending U.S.S.G. § 2D1.1(c)) (authorized for retroactive application by U.S.S.G. 1B1.10(c) (Nov.1995)). Second, Mr. Smartt asserted that his sentence should be modified because his medical needs were not being met at his place of confinement. The district court denied Mr. Smartt's motion, addressing only his contention regarding the change in the guideline range. The district court concluded that Mr. Smartt had not been sentenced using a guideline range but rather in accordance with a statutory mandatory minimum period which had not been reduced. Consequently, the court held he was ineligible for relief under 18 U.S.C. § 3582(c)(2).

Mr. Smartt filed a second motion for reduction of sentence, repeating the arguments raised in the first motion and adding claims that his medical condition warranted a reduction under 18 U.S.C. § 3553(b) and that the district court was permitted to depart from the mandatory minimum sentence under the "safety valve" provision of section 3553(f). Both subsections (b) and (f) of section 3553 were in effect, but not raised, at the time of Mr. Smartt's original sentencing. The district court reiterated its conclusion that Mr. Smartt was ineligible for a reduction based on the guidelines amendment. The court further held that Mr. Smartt was not eligible for a sentence reduction based on the safety valve provision of section 3553(f) because he failed to satisfy two of the five requirements of that section.

II

On appeal, Mr. Smartt contends the district court erred by failing to give him the benefit of the amended guideline, and by failing to apply sections 3553(b) and (f) to reduce his sentence from the mandatory minimum. The government responds that the district court correctly denied Mr. Smartt's motion for sentence reduction under section 3582(c)(2), and that the court lacked jurisdiction to modify Mr. Smartt's sentence by application of section 3553(b) or (f). We agree with the government.

"We review de novo the district court's interpretation of a statute or the sentencing guidelines." United States v. Acosta-Olivas, 71 F.3d 375, 377 (10th Cir.1995). "We [also] review de novo the district court's legal determination that it possessed jurisdiction to modify Defendant's sentence." United States v. Blackwell, 81 F.3d 945, 947 (10th Cir.1996). "A district court does not have inherent authority to modify a previously imposed sentence; it may do so only pursuant to statutory authorization." United States v. Mendoza, 118 F.3d 707, 709 (10th Cir.1997).

Because Mr. Smartt's motion for sentence reduction is not a direct appeal or a collateral attack under 28 U.S.C. § 2255, "the viability of his motion depends entirely on [18 U.S.C. § 3582(c) ]." United States v. Trujeque, 100 F.3d 869, 870 (10th Cir.1996). Section 3582(c) provides that a "court may not modify a term of imprisonment once it has been imposed except" in three limited circumstances. 18 U.S.C. § 3582(c) (emphasis added); see Blackwell, 81 F.3d at 947-48. First, upon motion of the Director of the Bureau of Prisons, a court may reduce the term of imprisonment if it finds special circumstances exist. 18 U.S.C. § 3582(c)(1)(A)(i), (ii). Second, a court may modify a sentence if such modification is "otherwise expressly permitted by statute or by Rule 35 of the Federal Rules of Criminal Procedure." Id. § 3582(c)(1)(B). Finally, a court may modify a sentence if "a sentencing range ... has subsequently been lowered by the Sentencing Commission pursuant to 28 U.S.C. 994(o)." 18 U.S.C. § 3582(c)(2).

Mr. Smartt posits three grounds which he argues warrant resentencing: his medical condition, the safety valve provision of section 3553(f), and a subsequent amendment of the guidelines. Unless the basis for resentencing falls within one of the specific categories authorized by section 3582(c), the district court lacked jurisdiction to consider Mr. Smartt's request. We assess each possible basis for sentence reduction.

A. Modification for special circumstances

Mr. Smartt is not eligible for a special circumstances reduction based on his medical condition. Section 3582(c)(1)(A), which arguably might encompass this claim, requires that a motion be brought by the Director of the Bureau of Prisons. This requirement was not met.

B. Modification expressly permitted by statute or Rule 35

Mr. Smartt is also ineligible for a reduction under section 3582(c)(1)(B). That section authorizes a court to "modify an imposed term of imprisonment to the extent otherwise expressly permitted by statute or by Rule 35." Mr. Smartt does not assert that any of the requisite conditions for Rule 35 relief are present. See Blackwell, 81 F.3d at 948-49 (describing applicability of Rule 35). Rather, he argues that the safety valve provision of 18 U.S.C. § 3553(f), which requires departure from the mandatory minimum in some circumstances, ³ and section 3553(b), which might encompass Mr. Smartt's medical condition, ⁴ are both statutes that expressly permit modification of a sentence and are applicable to him. We disagree.

We read section 3582(c)(1)(B) to permit modification of an imposed term of imprisonment only where a statute expressly provides for reduction of a previously imposed sentence. That is what Rule 35 provides, and it does not make sense to us that Congress intended section 3582(c)(1)(B) to mean that any statute permitting a district court to consider special factors at sentencing, which is what section 3553(b) and (f) do, could be utilized to modify a sentence after it becomes final.

The plain language of section 3553 supports this conclusion. The entire section is directed at the initial imposition of a sentence. Mr. Smartt was sentenced in 1995 and has established no jurisdiction for resentencing. See infra Part C. This case is therefore distinguishable from cases permitting the application of the safety valve provision at resentencings where the district court has otherwise been authorized to set the sentence anew. See, e.g., United States v. Clark, 110 F.3d 15, 16 (6th Cir.1997) (resentencing jurisdiction based on section 3582(c)(2)). Cf. United States v. Williams, 103 F.3d 57, 58 (8th Cir.1996) (per curiam) (government may seek section 5553(e) reduction of sentence when court has resentencing jurisdiction under 3582(c)(2)). We hold that neither section 3553(b) nor (f) provides for modification of an imposed sentence within the meaning of section 3582(c)(1)(B). The district court therefore lacked jurisdiction to consider the merits of applying the safety valve provision.

C. Subsequent lowering of sentencing range

After Mr. Smartt was sentenced, the marijuana plant/weight equivalencies in the Sentencing Guidelines were modified. If the modifications were applicable to Mr. Smartt, they would result in a lower sentencing range, see U.S.S.G.App. C, Amendment 516, and Mr. Smartt would be entitled to a reduction under section 3582(c)(2). However, Mr. Smartt was not sentenced pursuant to the guidelines. Rather, he was sentenced to a statutory mandatory minimum which must be imposed when a defendant is convicted of possession of "100 or more marijuana plants regardless of weight." 21 U.S.C. § 841(b)(1)(B)(vii) (emphasis added). ⁵ The Sentencing Commission's subsequent amendment of the guideline plant/weight equivalencies did not amend the statute requiring the mandatory minimum sentence for possession of 100 or more marijuana plants. See United States v. Novey, 78 F.3d 1483, 1486 (10th Cir.1996) ("[T]he Sentencing Commission does not have the authority to override or amend a statute.") (citing Neal v. United States, 516 U.S. 284, ----, ----, 116 S.Ct. 763, 766, 768, 133 L.Ed.2d 709 (1996)), cert. denied, --- U.S. ----, 117 S.Ct. 2407, 138 L.Ed.2d 174 (1997). Mr. Smartt was thus ineligible for a reduction of sentence under section 3582(c)(2). See United States v. Mullanix, 99 F.3d 323, 324 (9th Cir.1996) (defendant not entitled to a reduction in sentence pursuant to Amendment 516 because original sentence was the statutory minimum term of 60 months), cert. denied, --- U.S. ----, 117 S.Ct. 1457, 137 L.Ed.2d 561 (1997); United States v. Marshall, 95 F.3d 700, 701 (8th Cir.1996) (per curiam) (where defendant possessed over 100 marijuana plants, Amendment 516 could not lower defendant's...