U.S. v. Valenzuela, 74-1668

• Decision Date: 28 August 1975
• Docket Number: No. 74-1668,74-1668
• Citation: 521 F.2d 414
• Parties: UNITED STATES of America, Appellee, v. Manuel Joseph VALENZUELA, Appellant.
• Court: U.S. Court of Appeals — Eighth Circuit

Page 414

521 F.2d 414

UNITED STATES of America, Appellee, v. Manuel Joseph VALENZUELA, Appellant.

No. 74-1668.

United States Court of Appeals,

Eighth Circuit.

Submitted May 15, 1975.

Decided July 24, 1975.

Rehearing Denied Aug. 28, 1975.

Kathleen M. Graham, Minneapolis, Minn., for appellant.

Elizabeth A. Egan, Asst. U. S. Atty., Minneapolis, Minn., for appellee.

Before GIBSON, Chief Judge, and HEANEY and STEPHENSON, Circuit Judges.

GIBSON, Chief Judge.

Manuel Valenzuela appeals his jury conviction for knowing possession of property stolen from an interstate shipment of freight in violation of 18 U.S.C. § 659 (1970). The question presented on appeal, with several permutations, is whether he was denied his Sixth Amendment right to the assistance of counsel.

The facts underlying defendant's conviction are relatively uncomplicated. On April 8, 1974, two Suzuki motorcycles were reported stolen from the Lee Trucking Company in Minneapolis, Minnesota. That same day William Stavish, owner of a Mobil service station in Fridley, Minnesota, received a telephone call from an unidentified caller who inquired as to his interest in purchasing some motorcycles. Stavish was not interested but did ask a customer, Charles Kucera, the owner of Championship Cycles, Bethel, Minnesota, if he would be interested.

Kucera conversed with the caller and shortly thereafter two persons arrived at the station in a "kind of beige and off-white" 3/4 ton Chevy pickup truck. Kucera at trial identified Valenzuela as the passenger in the truck with whom he conversed regarding purchase of the motorcycles. James Russell Harris, a codefendant also convicted but not appealing, was identified by Kucera as the driver of the truck. Harris was the owner of a beige and white GMC pickup truck at the time these events occurred. The two persons then left the station and returned with two crated, unassembled motorcycles in the bed of the pickup. Kucera purchased the motorcycles "as is" for $400 in cash.

Kucera then borrowed the pickup from the driver to drop the motorcycles off at his father's house nearby. He returned the truck to the station and left it as the two men were not there when he returned. Kucera later transported the motorcycles to the garage at the home of Kathleen Hockaday, where he also resided, in Harris, Minnesota. The next day, April 9th, Kucera was approached at his business establishment by two Minneapolis police lieutenants and an Isanti County sheriff and questioned regarding the two stolen Suzuki motorcycles. Kucera admitted purchasing them and went with the officers to the Hockaday home where both he and Hockaday gave their consent to a search of the garage where he had stored the motorcycles. During this search the officers determined that the motorcycles matched the description and serial numbers of those stolen from Lee Trucking Co. On April 11th, Lawrence Dick, an FBI agent called into the case because of the interstate nature of the shipment, went to the Hockaday home and with the written consent of Hockaday seized the motorcycles and removed them.

On May 24, 1974, a grand jury indictment charging Valenzuela and Harris with knowing possession of property stolen from an interstate shipment of freight was returned. Arraignment was July 3, 1974, before Magistrate J. Earl Cudd at Minneapolis, Minnesota, and trial upon the defendants' not guilty pleas was commenced July 22, 1974. This was a joint trial and both Harris and Valenzuela retained the same trial counsel. This joint representation of codefendants by the same trial counsel is herein asserted to be violative of Valenzuela's Sixth Amendment right to the assistance of counsel due to an alleged conflict of interest between the defendants.

The seminal decision in this area is Glasser v. United States, 315 U.S. 60, 70, 62 S.Ct. 457, 465, 86 L.Ed. 680 (1942), wherein the Supreme Court stated:

(T)he "Assistance of Counsel" guaranteed by the Sixth Amendment contemplates that such assistance be untrammelled and unimpaired by a court order requiring that one lawyer shall simultaneously represent conflicting interests.

This court has expressed its concern over the possibility of a conflict of interest where one attorney is appointed to represent two or more codefendants and has cautioned that a trial judge should "conduct a careful inquiry and satisfy himself that no conflict of interest is likely to result and that the parties have no valid objection" before making such an appointment. United States v. Williams, 429 F.2d 158, 161 (8th Cir.), cert. denied, 400 U.S. 947, 91 S.Ct. 255, 27 L.Ed.2d 253 (1970). See also United States v. Swanson, 509 F.2d 1205, 1210 n.7 (8th Cir. 1975); ABA Standards, The Function of the Trial Judge § 3.4(b) (Approved Draft, 1972); ABA Standards, The Defense Function § 3.5(b) (Approved Draft, 1971). This same concern is present where retained counsel is involved, but the court's ability to forestall complaints emanating from dual representation is more restricted than when the court appoints counsel. Glasser dealt with court ordered appointments of counsel. Defendants are free to employ counsel of their choice, and courts have little leeway in interfering with that choice. Cf. Faretta v. California, --- U.S. ---, 95 S.Ct. 2525, 44 L.Ed.2d 562 (1975).

It is established that joint representation of codefendants is not per se violative of the Sixth Amendment. United States v. Williams,supra at 160; United States v. Youpee, 419 F.2d 1340, 1345-46 (9th Cir. 1969). Moreover, there must be evidence of an actual conflict of interest or evidence pointing to a substantial possibility of a conflict of interest before error will be found in appointing one attorney to represent two or more codefendants. Austin v. Erickson, 477 F.2d 620, 623 (8th Cir. 1973). This same standard, absent a knowing and intelligent waiver, we believe should be applied to retained counsel, ¹ subject to a defendant's constitutional right to employ counsel of his own choosing. See Buffalo Chief v. South Dakota,425 F.2d 271, 279 (8th Cir. 1970); Craig v. United States, 217 F.2d 355, 359 (6th Cir. 1954).

We do not rest our decision herein upon a finding of a waiver. The record before the Magistrate is unavailable. Although the Assistant United States Attorney has represented that the problem of joint representation was called to defendants' attention at arraignment and that neither defendant wished their retained counsel to withdraw, and we feel sure that this is the standard practice, we cannot determine from this limited record that there was a knowing and intelligent waiver by Valenzuela of his Sixth Amendment right. Compare United States v. Swanson, supra at 1210 n.7; Buffalo Chief v. South Dakota, supra at 280.

We are satisfied that there was no actual conflict of interest or the substantial possibility of one before trial commenced. The codefendants relied upon alibi defenses and there was no indication that their defenses might be inconsistent. A finding of reversible error thus hinges on whether an actual conflict of interest arose during trial. See Austin v. Erickson, 477 F.2d 620, 623 (8th Cir. 1973); cf. Buffalo Chief v. South Dakota, supra at 280. Our review of the record convinces us that nothing at trial establishes an actual conflict of interest in the representation of the two codefendants.

Defendant's strongest assertion of an actual conflict concerns the testimony of Lyle Webster, an employee of Lee Trucking Co., as to a statement made by Harris. Webster testified that some 3 or 4 days prior to the burglary he had a conversation with Harris in a bar during which Harris asked if he would like to get rid of a load of motorcycles. Webster also testified that Valenzuela was present in the bar but not a party to that part of the conversation with Harris. Harris took the witness stand in his own defense and denied the statement. Valenzuela argues that a conflict of interest arose because Harris' statement implicated Valenzuela and his counsel could not expose Harris to full and effective cross-examination.

Defendant relies upon Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1967), and Baker v. Wainwright, 422 F.2d 145 (5th Cir. 1970). Bruton Established that the admission of a confession against a codefendant which implicates another defendant is reversible error when the codefendant does not take the stand so as to be subject to cross-examination. In Baker codefendants were represented by the same counsel. The State introduced a confession of one defendant implicating the other. The court found a self-evident conflict of interest between the codefendants because counsel could have voided the proceedings against the non-confessing defendant under the Bruton rationale if the confessing defendant had not taken the stand.

We think both these cases are inapposite to the present case. First, it requires a long stretch of the imagination to find that Harris' statement to Webster was a confession. Additionally, it was Webster's testimony regarding Valenzuela's presence in the bar and not Harris' statement which indirectly implicated Valenzuela. Had Harris not taken the stand we do not believe the proceedings against Valenzuela would be considered defective under the Bruton rationale as Harris' statement was not inculpatory as to Valenzuela. Second, should Harris' statement be considered a confession implicating Valenzuela, Nelson v. O'Neil, 402 U.S. 622, 91 S.Ct. 1723, 29 L.Ed.2d 222 (1971), requires a rejection of this argument. Harris took the witness stand and denied making the statement. In O'Neil the Supreme Court concluded that:

(W)here a codefendant takes the stand in his own defense, denies making an alleged out-of-court statement implicating the defendant and proceeds to testify favorably to the defendant concerning the underlying facts, the defendant has been denied no rights protected by the Sixth and Fourteenth Amendments.

Nelson v....