Wainer v. United States, 6035.

• Decision Date: 06 January 1937
• Docket Number: No. 6035.,6035.
• Citation: 87 F.2d 77
• Parties: WAINER et al. v. UNITED STATES.
• Court: U.S. Court of Appeals — Seventh Circuit

87 F.2d 77 (1937)

WAINER et al. v. UNITED STATES.^*

No. 6035.

Circuit Court of Appeals, Seventh Circuit.

January 6, 1937.

A. M. Fitzgerald, of Springfield, Ill., and John E. Dougherty, of Peoria, Ill., for appellants.

Howard L. Doyle, of Springfield, Ill., for the United States.

Before EVANS and SPARKS, Circuit Judges, and LINDLEY, District Judge.

LINDLEY, District Judge.

Appellants were convicted upon an indictment charging conspiracy to commit offenses against the United States, including, (a) carrying on illegally the business of distilling, with intent to defraud the United States of the taxes on distilled spirits; (b) defrauding and attempting to defraud the United States of such tax; (c) depositing and concealing distilled spirits upon which the tax had not been paid, with intent to defraud the United States; (d) feloniously transporting, and causing to be transported, distilled spirits in containers without revenue stamps affixed thereto; (e) possessing distilled spirits in containers without stamps; (f) removing and aiding in the removal of distilled spirits, upon which the tax had not been paid, to places other than bonded warehouses. Some thirty overt acts were charged. During the course of the trial certain defendants were discharged by the court and others by the jury. As to appellants the jury returned verdicts of guilty and the sentences followed.

Appellants perfected their appeal on September 16, 1936. The assignment of errors then filed alleged that the indictment was insufficient; that the court erred, (a) in overruling motions to quash the indictment and demurrers thereto; (b) in the admission of certain testimony; (c) in failing to direct a verdict of not guilty; (d) in failing to sustain motions for new trial and in arrest of judgment and in imposing judgment.

From the transcript and pleadings filed herein, it appears that the District Court on October 7, 1936, extended the time for filing bill of exceptions to November 15, 1936. After the expiration of thirty days from the entry of the order of appeal, on November 10, 1936, the court entered an order further extending the time for filing bill of exceptions from November 15, 1936, to include December 15, 1936.

Rule 9 of the rules promulgated by the Supreme Court May 7, 1934, 28 U.S.C. A. following section 723a, 292 U.S. 664, provides that bills of exception shall be filed within thirty days from the date of the appeal or within a further time fixed by the court within said period. It reads as follows:

"In cases other than those described in Rule VIII, the appellant, within thirty (30) days after the taking of the appeal, or within such further time as within said period of thirty days may be fixed by the trial judge, shall procure to be settled, and shall file with the clerk of the court in which the case was tried, a bill of exceptions setting forth the proceedings upon which the appellant wishes to rely in addition to those shown by the clerk's record as described in Rule VIII."

The rule is silent as to any jurisdiction to enter any order after the expiration of thirty days from the date of the appeal. It was adopted by the Supreme Court in pursuance of statute authorizing such action (28 U.S.C.A. § 723a), and, consequently, has the full force and effect of statutory law. Thus, in Gallagher v. United States, 82 F. (2d) 721, 722, in dealing with a similar situation, the Circuit Court of Appeals for the Eighth Circuit said:

"The object and purpose of the grant of power by the Congress to the Supreme Court to make the rules, and the purpose and intent of the rules themselves, were to expedite the hearing of criminal cases on appeal, and in our opinion it is the plain duty of the courts to enforce these rules, so that the purpose of the Congress may be carried out. For if this duty is not done by the courts, the passage of the statute (28 U.S.C.A. § 723a) and the adoption of the rules will have been vain and futile acts.

"It follows that the bill of exceptions, to which reference is necessary in the review of each and all of the errors charged, having been untimely filed, may not be considered."

The same court in Wolpa v. United States, 84 F.(2d) 829, 830 (certiorari denied Jan. 4, 1937, 57 S.Ct. 317, 81 L.Ed. ___) said:

"The rule has the same force and effect as federal statutes, Gallagher v. United States (C.C.A.8) 82 F.(2d) 721; Fewox v. United States (C.C.A.5) 77 F.(2d) 699, 700, and neither this court nor the District Court has power to alter or amend it. * * * The attempt in the order to reserve jurisdiction to make another order after the 30 days had expired fixing the time within which the bill might be settled and filed was futile. If that may be done the purpose of the rule may be completely defeated. If one such order can be made after 30 days, there is no apparent reason why any number of such subsequent orders may not be made."

In Yep v. United States, 81 F.(2d) 637, 638, the Circuit Court of Appeals for the Tenth Circuit said:

"One object of the new rules in criminal cases regulating practice and procedure after verdict or plea of guilty, is to expedite the disposition of criminal cases on appeal.

"The second order of extension was not entered within the thirty days after the appeal was taken and was ineffectual.

"The assignments of error and the bill of exceptions were not filed with the clerk of the trial court within thirty days after the taking of the appeal, nor within a further time fixed within said period by the trial court, and were therefore filed out of time and should be stricken."

In Fewox v. United States, 77 F.(2d) 699, 700, the Circuit Court of Appeals for the Fifth Circuit said: "The time limits fixed by the rules are jurisdictional just as those formerly fixed by statute were."

A case almost parallel to this is Cusamano v. United States, 85 F.(2d) 132 (C. C.A.8). See, also, White v. United States, 80 F.(2d) 515 (C.C.A.4); United States v. Adamowicz, 82 F.(2d) 288 (C.C.A.2); United States v. Fierman (D.C.) 13 F. Supp. 774.

These decisions correctly interpret the limitations of the rule as jurisdictional and are in accord with the reasoning of the Supreme Court in previous cases holding that a bill of exceptions not filed at the trial term or within any time for which the term was extended for that purpose is invalid and cannot be considered. Morse v. Anderson, 150 U.S. 156, 14 S.Ct. 43, 37 L. Ed. 1037; Muller v. Ehlers, 91 U.S. 249, 23 L.Ed. 319; City of Harper, Kan. v. Daniels (C.C.A.) 211 F. 57; Robertson v. Cockrell (C.C.A.) 209 F. 843; Miller v. Morgan (C. C.A.) 67 F. 82; United States v. Jones, 149 U.S. 262, 13 S.Ct. 840, 37 L.Ed. 726. In the rules the Supreme Court has substituted for the trial term a period of thirty days, and orders entered after the expiration of that time are beyond the jurisdiction of the court. Hence, the order of November 10th extending the time for filing bill of exceptions to December 15th was void and ineffectual because beyond the court's jurisdiction.

Appellants argue, however, that by stipulation of the parties or by estoppel the filing of the bill of exceptions beyond the time allowed may satisfy the requirements. Such a contention does violence to logic, for, if the requirements of the rules are jurisdictional, neither the consent of the parties nor any act of the United States Attorney or of the Government is effective. Consent of the parties cannot give jurisdiction to courts. Pittsburgh, C. & St. L. Railway v. Ramsey, 22 Wall. 322, 22 L.Ed. 823; Chapin v. Irwin (D.C.) 281 F. 831; U. S. v. Adamowicz, 82 F.(2d) 288 (C.C. A.2).

It follows that there is and can be no bill of exceptions, and that this court must determine this cause upon such issues as arise upon the face of the record.

A bill of exceptions is essential to review rulings upon motions, oral or written (Pauchet v. Bujac C.C.A. 281 F. 962; Ana Maria Sugar Co. v. Quinones C.C.A. 251 F. 499; Chicago G. W. R. Co. v. Le Valley C.C.A. 233 F. 384); including motions for continuance (Patterson Oil Co. v. Brodhead C.C.A. 2 F.(2d) 598); for bills of particulars (Ghost v. U. S. C.C.A. 168 F. 841); to strike out pleadings; to elect between counts pleaded (Barrett v. U. S., 169 U.S. 218, 18 S.Ct. 327, 42 L.Ed. 723); for new trial, as matter of right and law (Rossi v. U. S. C.C.A. 278 F....