Willis v. State

Decision Date12 March 1991
Docket NumberNo. 49A02-9001-CR-16,49A02-9001-CR-16
PartiesKenneth L. WILLIS, Appellant-Defendant, v. STATE of Indiana, Appellee-Plaintiff. 1
CourtIndiana Appellate Court

Kenneth L. Willis, Pendleton, pro se.

Linley E. Pearson, Atty. Gen., Michael Gene Worden, Deputy Atty. Gen., Office of Atty. Gen., Indianapolis, for appellee-plaintiff.

RATLIFF, Chief Judge.

STATEMENT OF THE CASE

Kenneth L. Willis, pro se, appeals the trial court's denial of two motions: 1) a motion for a modification of sentence, and 2) a motion to correct an erroneous sentence. We affirm in part and reverse in part.

ISSUES

1. Whether Willis was ineligible to petition for sentence modification.

2. Whether the trial court erroneously enhanced Willis' sentence based upon an improper aggravating factor.

FACTS

On February 9, 1985, Willis was convicted after a jury trial of Robbery, as a class B felony, and conspiracy to commit Robbery, a class B felony. These convictions arose out of a 1984 armed bank robbery. On February 27, 1985, he was given the most severe sentence authorized by law, two enhanced twenty (20) year sentences to be served consecutively for a total of forty (40) years. On May 14, 1987, our supreme court remanded to the trial court to make a nunc pro tunc entry stating its reasons for aggravating the sentences. The trial court complied by entering its nunc pro tunc entry on July 8, 1987. On July 28, 1987, our supreme court affirmed Willis' convictions including the sentencing order. Willis v. State (1987), Ind., 510 N.E.2d 1354, cert. denied, 484 U.S. 1015, 108 S.Ct. 721, 98 L.Ed.2d 670, habeas corpus dismissed, (S.D.Ind.1990), 747 F.Supp. 1305.

Willis filed his pro se motion for a modification of sentence on February 28, 1989. The trial court denied this motion ruling that Willis was "not eligible" for a modification of sentence.

On October 13, 1989, Willis filed his pro se motion to correct an erroneous sentence alleging the trial court erroneously relied on one of his previous convictions, a federal conviction for attempted bank robbery which had been set aside by the Federal Youth Corrections Act [YCA], 18 U.S.C. 5005 et seq. 2 The trial court denied this motion.

DISCUSSION AND DECISION
Issue One

Willis argues he was eligible under IND.CODE Sec. 35-38-1-17(b) for sentence modification even though his petition was filed more than 180 days after sentencing. He contends the current version of the statute permits him to so petition although the version of the statute in effect at the time of his sentencing limited the time in which sentence modification could take place to a period within 180 days of sentencing. The trial court ruled him ineligible to seek modification.

While we recognize the general rule that the law in effect when the crime was committed controls sentencing, Watford v. State (1979), 270 Ind. 262, 384 N.E.2d 1030; Holsclaw v. State (1979), 270 Ind. 256, 384 N.E.2d 1026; Terrell v. State (1979), 180 Ind.App. 634, 390 N.E.2d 208, that rule is not applicable to Willis's petition for modification of sentence. In Watford, Holsclaw, and Terrell, the defendants sought sentencing under more lenient sentences provided for in statutes enacted after the commission of their offenses, and after their trial and sentence. In those cases, the courts properly applied the general rule. Here, however, no question of sentence is involved. Rather, Willis merely sought to petition for modification of his sentence under provisions of a later enacted statute which enlarged the time in which he could so petition. In our view, the statute under which he sought relief was procedural, not substantive, was ameliorative, and he was not foreclosed from using that statute.

In State v. Crocker (1979), 270 Ind. 377, 385 N.E.2d 1143, our supreme court dealt with the question of whether a defendant could petition for reduction of his sentence under a modification to the statute enacted after his sentencing. At the time of sentencing in Crocker, IND.CODE Sec. 35-7-1-1 permitted the trial court to suspend the remainder of a sentence anytime within six months of the time sentence was imposed. Subsequently, the statute was amended to permit the court to reduce or suspend within the six month period. In sustaining the State's appeal, the court noted the old statute did not authorize the sentencing court to reduce the sentence as allowed by the new statute. The court found the general rule applicable, particularly because no retroactive provision was found in the new statute.

We believe Crocker to be distinguishable from this case. In Crocker, there was a substantive change because the new statute gave the sentencing court new powers, that is, the power to reduce as well as suspend the remainder of the sentence. No such substantive change is involved here. At the time of sentencing IND.CODE Sec. 35-38-1-17(b) permitted the sentencing court to modify a sentence, either by reduction or suspension, at any time within 180 days of sentencing. The amendment effective June 1, 1985, did not make any changes in the sentencing court's power over the sentence, but merely permitted, under certain circumstances, the sentencing court to consider sentence modification of the same kind more than 180 days after sentencing.

This is not the kind of change as in Crocker. Therefore, it is our opinion that Willis was eligible to petition for sentence modification under the later amended version of the statute. Consequently, the decision of the trial court here insofar as it denied Willis's petition on the ground he was not eligible for sentence modification is in error. This is not to say Willis was entitled to have his sentence modified, or to pass judgment upon the merits of his petition for modification, but only to say he was not ineligible to so petition the sentencing court.

Therefore, the trial court erred in its determination that Willis was not eligible to petition for modification of his sentence, and we reverse on that issue and remand to the trial court to consider Willis' petition for sentence modification.

Issue Two

Willis claims the trial court erred by sentencing him to enhanced consecutive terms of imprisonment based upon an improper aggravating factor. Willis asserts the trial court erroneously used Willis's 1977 federal bank robbery conviction which was set aside pursuant to the Federal Youth Correctional Act, 18 U.S.C. 5005 et seq. [YCA], as an aggravating factor.

We have examined the trial court's above-mentioned nunc pro tunc order that contains the statement of aggravating factors relied on by the trial court for sentencing. We do not believe the trial court relied on the 1977 federal bank robbery conviction.

However, even assuming arguendo that the trial court relied on the conviction in question, Willis is not entitled to relief. Although the YCA permits a judge to set aside a conviction, it does not provide for the expunction of a court record. United States v. Gardner (7th Cir.1988), 860 F.2d 1391, cert. denied 490 U.S. 1023, 109 S.Ct. 1751, 104 L.Ed.2d 187. The record of a conviction set aside under the YCA may be considered by a trial court in determining an appropriate sentence. Id. Therefore, we find no error on this issue and affirm the trial court on that...

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7 cases
  • Johnson v. State
    • United States
    • Indiana Appellate Court
    • June 25, 2015
    ...Indiana Code section 35–38–1–17(b) to be remedial.B. Was the 2014 Amendment Procedural?[15] The Johnsons also rely on Willis v. State, 567 N.E.2d 1170 (Ind.Ct.App.1991), to support their position that the modification statute is procedural and the 2014 version should apply to their petition......
  • Moore v. State
    • United States
    • Indiana Appellate Court
    • April 22, 2015
    ...the general rule bars Moore's petition from proceeding under the revised statute. We confronted the same argument in Willis v. State, 567 N.E.2d 1170 (Ind.Ct.App.1991), trans. denied. At the time Willis originally was sentenced, the modification statute “limited the time in which sentence m......
  • Rowold v. State
    • United States
    • Indiana Appellate Court
    • March 8, 1994
    ...rather the trial court is As a general rule, the law in effect when the crime was committed controls sentencing. Willis v. State (1991), Ind.App., 567 N.E.2d 1170, 1172, trans. denied. An exception to the general rule is that when the penalty for a crime is decreased by an ameliorative amen......
  • Timberlake v. State
    • United States
    • Indiana Appellate Court
    • May 15, 1997
    ...is procedural and not substantive." Timberlake's Brief, p. 13. In support of his proposition, Timberlake refers us to Willis v. State, 567 N.E.2d 1170 (Ind.Ct.App.1991), trans. denied. However, the facts of Willis are distinguishable from those before us. First, Willis involves the trial co......
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