Zimmerlee v. Keeney

• Decision Date: 27 October 1987
• Docket Number: No. 86-4344,86-4344
• Citation: 831 F.2d 183
• Parties: Terry ZIMMERLEE, Plaintiff-Appellant, v. J.C. KEENEY, Superintendent, Oregon State Penitentiary, Defendant-Appellee.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 183

831 F.2d 183

Terry ZIMMERLEE, Plaintiff-Appellant, v. J.C. KEENEY, Superintendent, Oregon State Penitentiary Defendant-Appellee.

No. 86-4344.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted Sept. 8, 1987.

Decided Oct. 27, 1987.

Marianne D. Bachers, Eugene, Or., for plaintiff-appellant.

Rives Kistler, Salem, Or., for defendant-appellee.

Appeal from the United States District Court for the District of Oregon.

Before WRIGHT, WALLACE and PREGERSON, Circuit Judges.

PER CURIAM:

After a disciplinary hearing at which the board found that an Oregon state prisoner had distributed narcotics within the prison, he was sentenced to six months segregation. He filed a petition for a writ of habeas corpus which the district court dismissed. We affirm.

FACTS

Terry Zimmerlee is a prisoner at the Oregon State Penitentiary and a member of the Screaming Eagles Motorcycle Workshop Club. Captain Baldwin filed a misconduct report against Zimmerlee based on an informant's testimony that between February and July 1984 Zimmerlee and other members of the Club smuggled drugs into the prison and that on at least one occasion during a Club meeting he had received drugs from inmate Baker. Zimmerlee was given notice of the basis for the charge. A hearing was begun on August 15th, postponed to allow the investigator time to pursue questions posed by Zimmerlee to his witnesses and reconvened on September 6th. Verbatim records were made of each hearing.

The hearing officer found that Zimmerlee was guilty of the manufacture or use of dangerous contraband and assessed six months segregation. The Oregon Court of Appeals and the Oregon Supreme Court denied Zimmerlee's petition for review. The United States District Court dismissed his petition for habeas corpus relief.

I. STANDARD OF REVIEW

We review de novo the district court's dismissal of a petition for writ of habeas corpus. Chatman v. Marquez, 754 F.2d 1531, 1533-34 (9th Cir.), cert. denied, 474 U.S. 841, 106 S.Ct. 124, 88 L.Ed.2d 101 (1985). We also review de novo the district court's legal conclusion that some evidence in the record supports the board's findings. Cato v. Rushen, 824 F.2d 703, 705 (9th Cir.1987) (citing Toussaint v. McCarthy, 801 F.2d 1080, 1087 (9th Cir.1986), cert. denied, --- U.S. ----, 107 S.Ct. 2462, 95 L.Ed.2d 871 (1987)).

The parties do not discuss and we assume that Zimmerlee has a protected liberty interest in not being subject to disciplinary segregation. See Hewitt v. Helms, 459 U.S. 460, 466-72, 103 S.Ct. 864, 868-72, 74 L.Ed.2d 675 (1983) (state statutory framework and punitive nature of segregation can create a liberty interest). The question, therefore, is whether Zimmerlee was deprived of his liberty interest without due process.

II. SUFFICIENCY OF THE EVIDENCE

Due process in a prison disciplinary hearing is satisfied if the inmate receives written notice of the charges, and a statement of the evidence relied on by the prison officials and the reasons for disciplinary action. Wolff v. McDonnell, 418 U.S. 539, 563-66, 94 S.Ct. 2963, 2978-79, 41 L.Ed.2d 935 (1974). The inmate has a limited right to call witnesses and to present documentary evidence when permitting him to do so would not unduly threaten institutional safety and goals. Id. at 566, 94 S.Ct. at 2979. Due process does not require that an informant's identity be revealed to an inmate. Wolff, 418 U.S. at 568-69, 94 S.Ct. at 2980-81; Mendoza v. Miller, 779 F.2d 1287, 1294 (7th Cir.1985), cert. denied, --- U.S. ----, 106 S.Ct. 2251, 90 L.Ed.2d 697 (1986). Findings that result in the loss of liberty will satisfy due process if there is some evidence which supports the decisions of the disciplinary board. Cato, 824 F.2d at 704 (citing Superintendent v. Hill, 472 U.S. 445, 454, 105 S.Ct. 2768, 2774, 86 L.Ed.2d 356 (1985)).

In our search for some evidence, we adhere to the Court's recent pronouncement that the "evaluation of penological objectives is committed to the considered judgment of prison administrators, 'who are actually charged with and trained in the running of the particular institution.' " O'Lone v. Shabazz, --- U.S. ----, 107 S.Ct. 2400, 2404, 96 L.Ed.2d 282 (1987) (citations omitted).

We take this opportunity to reaffirm our refusal, even where claims are made under the First Amendment, to "substitute our judgment on ... difficult and sensitive matters of institutional administration", for the determinations of those charged with the formidable task of running a prison.

Id. 107 S.Ct. at 2407 (citations omitted).

Zimmerlee contends that the disciplinary committee's reliance on an unidentified informant's eyewitness account does not constitute some evidence of guilt and that it violates due process. Three other circuits have addressed this issue. Mendoza, 779 F.2d at 1293; Smith v. Rabalais, 659 F.2d 539, 544-45 (5th Cir. Unit A 1981); Helms v. Hewitt, 655 F.2d 487, 501-02 (3d Cir.1981), rev'd on other grounds, 459 U.S. 460, 103 S.Ct. 864, 74 L.Ed.2d 675 (1983). All three circuits recognize the need to use such information but also acknowledge the need for reliability. We too have identified the importance of reliability when a disciplinary committee bases its decision upon such information. Cato, 824 F.2d at 705. The questions before us are what due process requires in this situation, and whether Zimmerlee received the process he was due in his disciplinary proceeding.

We hold that a prison disciplinary committee's determination derived from a statement of an unidentified inmate informant satisfies due process when (1) the record contains some factual information from which the committee can reasonably conclude that the information was reliable, and (2) the record contains a prison official's affirmative statement that safety considerations prevent the disclosure of the informant's name. Review of both the reliability determination and the safety determination should be deferential. See Mendoza, 779 F.2d at 1293.

Reliability may be established by: (1) the oath of the investigating officer appearing before the committee as to the truth of his report that contains confidential information, (2) corroborating testimony (3) a statement on the record by the chairman of the committee that he had firsthand knowledge of sources of information and considered them reliable based on the informant's past record, or (4) an in camera review of the documentation from which credibility was assessed. ¹ Id. Proof that an informant previously supplied reliable information is sufficient. Dawson v. Smith, 719 F.2d 896, 899 (7th Cir.1983), cert. denied, 466 U.S. 929, 104 S.Ct. 1714, 80 L.Ed.2d 186 (1984); Mendoza, 779 F.2d at 1293.

The committee found properly that the informant was reliable and credible. It had before it the state police report of investigation, the results of the informant's polygraph examination, statements made by the informant during the examination, a confidential memorandum from Captain Baldwin that included the verbatim statement of the informant, the informant's identity and prior instances in which he had supplied reliable information. The informant was an eyewitness to the smuggling, had previously supplied reliable information, and had passed a polygraph examination. His familiarity with narcotics indicated reliability. Finally, Zimmerlee's answers to questions corroborated the informant's report.

Although unnecessary, the polygraph examination further corroborates the informant's testimony. Zimmerlee's objection to the use of the polygraph is without merit. Polygraph examinations are admissible in Oregon prison disciplinary hearings when, as here, they are administered by a state certified and licensed examiner. Wiggett v. Oregon State Penitentiary, 85 Or.App. 635, 738 P.2d 580, 583 (Or.App.1987) (en banc ). Even when Zimmerlee objected to the use of the polygraph, the results were appropriately used to corroborate the informant's testimony. Id.

III. RIGHT TO CALL WITNESSES

Zimmerlee also argues he was denied due process because he was deprived of his right to call witnesses. Generally, an inmate is allowed to present witnesses and documentary evidence when to do so does not threaten institutional safety or correctional goals. ² Ponte v. Real, 471 U.S. 491, 495, 105 S.Ct. 2192, 2195, 85 L.Ed.2d 553 (1984); Wolff, 418 U.S. at 566, 94 S.Ct. at 2979.

Prison officials must have the necessary discretion to keep the hearing within reasonable limits and to refuse to call witnesses that may create a risk of reprisal or undermine authority, as well as to limit access to other inmates to collect statements or to compile other documentary evidence. Although we do not prescribe it, it would be useful for the [disciplinary board] to state its reasons for refusing to call a witness, whether it be for irrelevance, lack of necessity, or the hazards presented in individual cases.

Ponte, 471 U.S. at 496, 105 S.Ct. at 2196 (citing Wolff, 418 U.S. at 566, 94 S.Ct. at 2979).

The reasons for denying such a request to present witnesses or documentary evidence may be made by prison officials either at the hearing or at a later time. Ponte, 471 U.S. at 497, 105 S.Ct. at 2196.

Zimmerlee prepared questions for his witnesses, the informant, prison officials and inmates. The investigator for the disciplinary committee saw all six prison officials each of whom had no indication of smuggling before the informant's disclosure. Many questions addressed to the confidential informant were in the misconduct report, but some answers were kept from Zimmerlee because they would reveal the informant's identity and threaten his safety.

The three inmate witnesses who were also charged with the distribution of narcotics were not interviewed. ³ Zimmerlee told the hearing officer that the substance of their testimony would be that he was not involved in drug smuggling. The hearing officer stated that he would accept this statement as true and that there was no need to...