Bynum v. Connecticut Commission on Forfeited Rights

• Decision Date: 22 April 1969
• Docket Number: Docket 32952.,No. 429,429
• Citation: 410 F.2d 173
• Parties: William BYNUM, on behalf of himself and all others similarly situated, Plaintiff-Appellant, v. CONNECTICUT COMMISSION ON FORFEITED RIGHTS: Gertrude P. O'Donnell and Sebastian Polo, individually and as members of the Connecticut Commission on Forfeited Rights; Lucy C. Rossi, individually and as Executive Secretary of the Connecticut Commission on Forfeited Rights, Defendants-Appellees.
• Court: U.S. Court of Appeals — Second Circuit

410 F.2d 173 (1969)

William BYNUM, on behalf of himself and all others similarly situated, Plaintiff-Appellant, v. CONNECTICUT COMMISSION ON FORFEITED RIGHTS: Gertrude P. O'Donnell and Sebastian Polo, individually and as members of the Connecticut Commission on Forfeited Rights; Lucy C. Rossi, individually and as Executive Secretary of the Connecticut Commission on Forfeited Rights, Defendants-Appellees.

No. 429, Docket 32952.

United States Court of Appeals Second Circuit.

Argued April 9, 1969.

Decided April 22, 1969.

William H. Clendenen, Jr., New Haven, Conn., for plaintiff-appellant.

Raymond J. Cannon, Hartford, Conn. (Robert K. Williams, Atty. Gen., on the brief), for defendants-appellees.

Before KAUFMAN, HAYS and FEINBERG, Circuit Judges.

IRVING R. KAUFMAN, Circuit Judge:

We are confronted with a challenge to the constitutionality of Conn.Gen.Stat. Ann. § 9-48,¹ which requires an ex-felon to pay a $5.00 fee before he may petition the Connecticut Commission on Forfeited Rights for restoration of his voting rights.

William Bynum contends that this fee discriminates against the indigent, thus depriving them of the equal protection of the law in violation of the 14th Amendment to the Constitution. He brought an action in the district court for the District of Connecticut, seeking an injunction and declaratory judgment restraining the enforcement of the statute and declaring it unconstitutional. He also moved to convene a three-judge court pursuant to 28 U.S.C. § 2281, for the purpose of requiring the Commission to accept his petition without fee. Judge Blumenfeld denied his motion and dismissed the complaint. For the reasons set out below, we believe that Bynum raises a substantial question which merits the consideration of a three-judge court.

William Bynum, now 42, was convicted of statutory burglary in 1955.² However, the one year sentence he received was suspended and he was discharged from his probation in 1957. Although Bynum was apparently entitled to vote in Connecticut elections before his conviction, his crime caused him to forfeit his privilege as an elector. Conn.Gen. Stat.Ann. § 9-46. He has since continued his residence in Connecticut and alleges that he is qualified for consideration by the Commission on Forfeited Rights which was established by the Connecticut legislature for the purpose of passing on petitions by ex-felons, such as Bynum, for restoration of their privilege as electors. Conn.Gen.Stat.Ann. § 9-47.

In 1968 Bynum submitted a petition to the Commission, seeking to regain his right to vote. Subsequently, he was notified by the executive secretary of the Commission that no action whatsoever would be taken by the Commission on his application until he paid the $5.00 fee required by § 9-48 "to cover recording costs."

Bynum complains that he is unable to pay this sum by reason of his poverty. His only source of income, he states, is a monthly award from the Connecticut State Welfare Department under its Aid to the Disabled Program, which does not include an amount for payment of this fee. Bynum's wife, the only other member of his household, receives a similar monthly award under the State Welfare Department's Aid to the Blind Program.

Bynum contends that the state's rule requiring the $5.00 fee before his petition will be considered, unjustly discriminates against the poor. We believe it appropriate at this point to clarify Bynum's argument so that it can be distinguished from the claim urged upon the court in Green v. Board of Elections, 380 F.2d 445 (2d Cir. 1967), cert. denied, 389 U.S. 1048, 88 S.Ct. 768, 19 L.Ed.2d 840 (1968). In Green we declared that New York properly could deny the franchise to vote to those convicted of felonies without violating the equal protection clause of the 14th Amendment. We emphasized that a distinction between those who have adhered to the social compact and those who have broken it by committing felonies is not irrational as a basis for determining who may or may not vote. Bynum agrees that Connecticut may bar him and other ex-felons from the ballot box. Moreover, he does not take issue with the state's power to exercise discretion in deciding which ex-felons have been rehabilitated sufficiently to merit restoration of their voting rights. The focal question is whether Connecticut, once having agreed to permit ex-felons to regain their vote and having established administrative machinery for this purpose, can then deny access to this relief, solely because one is too poor to pay the required fee.

Having stated the sole issue raised by the complaint we proceed to determine whether Judge Blumenfeld was correct in dismissing the complaint denying Bynum's motion for a three-judge court — the only body which can enjoin the enforcement of a state statute, 28 U.S.C. § 2281 — because as Judge Blumenfeld put it, the argument Bynum raised was not "substantial" enough to merit the § 2281 procedure. It is retrodding well-plowed ground to state that an issue must be substantial before the costs of convening a three-judge court should be incurred. Idlewild Bon Voyage Liquor Corp. v. Epstein, 370 U.S. 713, 82 S.Ct. 1294, 8 L.Ed.2d 794 (1962); Schneider v. Rusk, 372 U.S. 224, 83 S.Ct. 621, 9 L.Ed. 2d 695 (1963); Utica Mut. Ins. Co. v. Vincent, 375 F.2d 129 (2d Cir.), cert. denied 389 U.S. 839, 88 S.Ct. 63, 19 L.Ed.2d 102 (1967); Green v. Board of Elections, supra, 380 F.2d at 448. And, the Supreme Court has instructed that the lack of substantiality may appear "either because it the issue raised is obviously without merit or because its unsoundness so clearly results from the previous decisions of this Court as to foreclose the subject." California Water Service v. City of Redding, 304 U.S. 252, 255, 58 S. Ct. 865, 867, 82 L.Ed. 1323 (1938).

Consideration of Bynum's claim leads us to the conclusion that it is not insubstantial or obviously without merit; nor is it foreclosed by the decisions of the Supreme Court. Indeed, much of plaintiff's argument is buttressed by the Court's recent opinion in Harper v. Virginia State Board of Elections, 383 U.S. 663, 86 S.Ct. 1079, 16 L.Ed.2d 169 (1966), striking down the state poll tax as violative of the equal protection clause.

We have no need to labor or determine the merits of Bynum's contention. Kramer v. Union Free School Dist., 379 F.2d 491 (2d Cir. 1967). While there may indeed be instances when we would "accomplish little save elegantia juris" by reversing and convening a three-judge court which would ultimately dismiss the complaint, Green, supra, 380 F.2d at 449, we do not believe this is such a case. The answer to Bynum's conundrum does not bob to the surface because of its own lack of weight.

In any event, we believe we should indicate why we are of the view that Bynum's claim is substantial. As indicated, his principal argument stems from Harper which decreed that "wealth, like race, creed, or color, is not germane to one's ability to participate intelligently in the electoral process." 383 U.S. at 668, 86 S.Ct. at 1082. Accordingly, Bynum argues that ability to pay the $5.00 fee is unrelated to the question of his rehabilitation and readiness for return to the electorate. To deny some persons who may be rehabilitated access to the Commission solely on the basis of their financial condition is, he asserts, arbitrary and unreasonable, and hence a denial of the equal protection of the law, in violation of the 14th Amendment. See Carrington v. Rash, 380 U.S. 89, 85 S.Ct. 775, 13 L.Ed.2d 675 (1955); Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L. Ed. 891, 55 A.L.R.2d 1055 (1956).

To reinforce his argument, we are directed to the explicit Congressional finding, in the Voting Rights Act of 1965, that the poll tax "does not bear a reasonable relationship to any legitimate State interest in the conduct of elections * * *" 42 U.S.C. § 1973h(a). See also Harman v. Forssenius, 380 U.S. 528, 85 S.Ct. 1177, 14 L.Ed.2d 50 (1965); United States v. County Bd. of Elections, 248 F. Supp. 316 (W.D.N.Y.1965), appeal dismissed 383 U.S. 575, 86 S.Ct. 1077, 16 L. Ed.2d 107; Gray v. Johnson, 234 F.Supp. 743 (S.D.Miss.1964). In short, Bynum contends the teaching that wealth is unrelated to voter qualifications does not apply merely to poll taxes but to any financial qualification on voting. "To introduce wealth or payment of a fee as a measure of a voter's qualifications is to introduce a capricious or irrelevant factor. The degree of the discrimination is irrelevant * * * Wealth or fee paying has, in our view, no relation to voting qualifications; the right to vote is too precious, too fundamental to be so burdened or conditioned." Harper, supra, 383 U.S. at 668, 670, 86 S.Ct. at 1083.

To rebut arguments raised in defense of § 9-48, Bynum contends that it does not matter whether granting him permission to file his petition is denominated...