Com. v. Starling

• Decision Date: 02 February 1981
• Citation: 416 N.E.2d 929,382 Mass. 423
• Parties: COMMONWEALTH v. Edward STARLING, Jr.
• Court: United States State Supreme Judicial Court of Massachusetts Supreme Court

Page 929

416 N.E.2d 929

382 Mass. 423

COMMONWEALTH v. Edward STARLING, Jr.

Supreme Judicial Court of Massachusetts, Suffolk.

Argued Nov. 4, 1980.

Decided Feb. 2, 1981.

Hugh W. Samson, for defendant.

Michael J. Traft, Asst. Dist. Atty., for the Commonwealth.

Before HENNESSEY, C. J., and BRAUCHER, KAPLAN, WILKINS and ABRAMS, JJ.

BRAUCHER, Justice.

The defendant was convicted of murder in the second degree on an indictment charging murder (comprehending murder in the first degree) committed on May 24, 1974. In accordance with our opinion in Commonwealth v. Davis, --- Mass. ---, ---, ^a 401 N.E.2d 811 (1980), we transferred his appeal to this court on our own motion. He contends that his motion for a directed verdict on so much of the indictment as charges murder in the second degree should have been granted, and that we should exercise our powers under G. L. c. 278, § 33E, either to order a new trial or to direct the entry of a verdict of guilty of manslaughter. His principal argument, based on an elaborate historical analysis, is that "malice aforethought" requires proof that the defendant foresaw the potential for harm in his conduct. We affirm the conviction.

We summarize the evidence for the prosecution; no evidence was offered by the defendant. The victim was a baby girl, twenty-two months old, small for her age and suffering from eczema and "failure to thrive." The defendant had been living with the girl and her mother for about a month in an apartment in Dorchester. According to a neighbor, he was "very good with the baby" and got along well with the mother. For several hours on the night in question, after 10 P.M. and before 5 A.M., he was babysitting alone with the victim in their apartment. Early in the morning he knocked on the door of the next apartment, said there was something wrong with the baby, called an ambulance, and left to look for the mother. An ambulance came, and the attendant found the baby dead and called the police. They arrived after 5 A.M., and later the defendant and then the mother called on the telephone, were told to come home, and did so.

The defendant then told the police that the baby had fallen out of bed twice. The second time she was having trouble breathing, her eyes went back in her head, and she would fall asleep and then regain consciousness and start to choke. He turned her over, he said, and started to bang her back, to no avail. He tried the next apartment, but no one answered; he left to look for the mother, but did not find her. He returned with another man, found the baby apparently dead, roused the next-door neighbor, and dialed 911, the emergency telephone number.

Later the same day a medical examiner performed an autopsy. He placed the most likely time of death as between 11 P.M. and 4 A.M. In his opinion death was caused by lacerations of the liver, with hemorrhage into the abdominal cavity, as a result of one or more "very severe" blows to the chest or abdomen with a blunt instrument such as a fist, a foot, or a board. The injuries were not consistent with a fall from a bed or table, or with banging on the back to quiet coughing or wheezing, even though the baby was suffering from "failure to thrive." Death would have occurred within a matter of seconds or minutes after the injury.

After hearing from the medical examiner, the police arrested the defendant that evening. The defendant appeared at a hearing in the Municipal Court of the Dorchester District the next day, May 25, 1974, and the case was continued to June 21, 1974. The defendant did not appear, and he was found in Newark, New Jersey, in January, 1976, living under an assumed name. He was arrested and returned to Massachusetts for trial.

At the close of the evidence, the judge allowed the defendant's motion for a directed verdict on so much of the indictment as charged murder in the first degree, but denied a similar motion with respect to murder in the second degree.

1. Sufficiency of the evidence. "Murder in the second degree is the unlawful killing of a human being with malice aforethought." Commonwealth v. McGuirk, 376 Mass. 338, ---, ^b 380 N.E.2d 662 (1978), cert. denied, 439 U.S. 1120, 99 S.Ct. 1030, 59 L.Ed.2d 80 (1979), and cases cited. The defendant concedes that the Commonwealth had a strong circumstantial case that he had in fact caused the victim's death. See Commonwealth v. Mangum, 357 Mass. 76, 85-86, 256 N.E.2d 297 (1970); Commonwealth v. Belton, 352 Mass. 263, 266-267, 225 N.E.2d 53, cert. denied, 389 U.S. 872, 88 S.Ct. 159, 19 L.Ed.2d 153 (1967). But, he argues, "There was no evidence from which the jury could have inferred that the defendant intended to injure the victim or foresaw that his striking her could seriously injure her." We think the evidence warranted the inferences in question. We save until later in this opinion the question whether such an inference is essential to a finding of malice aforethought.

From the medical examiner's testimony the jury could infer that someone struck the baby a very severe blow in the chest or abdomen, causing her death. From the defendant's statements, coupled with the medical examiner's opinion as to time of death, the jury could infer that the defendant was the person who struck the blow. It would follow that the defendant's account to the police was deliberately incomplete, and his later flight tends to support that conclusion. We have said that "a simple blow with the hand administered to a healthy adult" will not support a finding of malice aforethought, since there is no "plain and strong likelihood that death will follow." Commonwealth v. Mahnke, 368 Mass. 662, 702-703 and n.48, 335 N.E.2d 660 (1975), cert. denied, 425 U.S. 959, 96 S.Ct. 1740, 48 L.Ed.2d 204 (1976), and cases cited. "But the inference would be quite different if the same assault and battery were committed on an infant of tender years"; in such a case "a slight blow on the head of a new-born infant, which, if inflicted on an adult, would be harmless, but which necessarily would endanger the life and actually caused the death of the child, is proof upon which a jury might well find a party guilty of murder." Commonwealth v. Fox, 7 Gray 585, 588 (1856). Cf. Commonwealth v. Hicks, 356 Mass. 442, 445, 252 N.E.2d 880 (1969) (adult kicked in stomach). The jury could find that according to common experience there was a plain and strong likelihood that death would follow the defendant's blow, and could infer that he foresaw serious injury. The drawing of such an inference does not violate the rule of Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975). See Commonwealth v. Greene, 372 Mass. 517, 519, 362 N.E.2d 910 (1977).

The defendant's contrary argument rests to a substantial extent on assertions about the characteristics of "child-abusers." For example, he asserts, on the basis of "numerous psychiatric studies" and "common sense," that "few child-abusers foresee the potential for harm in their conduct." But there is no evidence in the record before us that the defendant was a "child-abuser." He had been living with the victim and her mother only for one month; and despite numerous hospital visits occasioned by the victim's skin condition, there was no indication of abuse. In the principal psychiatric study relied on by the defendant, cases of direct murder were not included, since death of battered children because of repeated injuries "is still considered to be quite different from death due to a single, direct attack." Steele & Pollock, Psychiatric Study of Parents Who Abuse Infants and Small Children 89, 90, in R. Helfer & C. Kempe, eds., The Battered Child (2d ed. 1974). Moreover, in Commonwealth v. Cadwell, 374 Mass. 308, 316, 372 N.E.2d 768 (1978), where we took notice of such studies, a divided court reduced the verdict from first to second degree murder; we conceived that on the facts there disclosed there was "no question of reducing the verdict below murder."

2. The jury instructions. Defense counsel did not object or except to the judge's instructions or request additional instructions. Nevertheless, the defendant now asks us to review several aspects of the instructions pursuant to our powers under G. L. c. 278, § 33E. See Commonwealth v. Gould, --- Mass. ---, --- - --- ^c, 405 N.E.2d 927 (1980). His arguments are afterthoughts; although we consider them despite the absence of exceptions, the absence of objection is not irrelevant. See Commonwealth v. Fluker, 377 Mass. 123, --- - --- ^d, 386 N.E.2d 256 (1979).

a. Malice aforethought. The judge based his charge on murder in the second degree, including his charge on "malice aforethought," on the charge approved by this court in Commonwealth v. Madeiros, 255 Mass. 304, 309, 315, 151 N.E. 297 (1926). The defendant now objects particularly to the portion of the charge that characterizes as "malicious" an intentional act, without legal justification, excuse or extenuation, using force on the body of another that "will probably do grievous bodily harm to that other and will create a strong and plain likelihood that that other will die as a result." The vice in this formulation, according to the defendant, is that it requires only that a reasonably prudent man would have foreseen the risk of harm and does not require actual foresight by the defendant. Thus, he says, a permissible inference of "subjective malice," is converted to a "conclusive presumption" by watering the requirement down to "objective malice."

We agree with the defendant's analysis of what the charge as given required: that a reasonably prudent man, in the circumstances known to the defendant, would have known that according to common experience there was a probability of grievous bodily harm and a strong and plain likelihood of death as a result of the defendant's act. While we do not follow all of the defendant's historical analysis, we also agree that our early cases sometimes spoke in language of "presumpt...