People v. Nieves-Cruz

Decision Date23 December 2021
Docket Number748 KA 17-01356
Citation2021 NY Slip Op 07357
PartiesTHE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT, v. RAFAEL NIEVES-CRUZ, DEFENDANT-APPELLANT.
CourtNew York Supreme Court

LEANNE LAPP, PUBLIC DEFENDER, CANANDAIGUA, D.J. & J.A. CIRANDO PLLC, SYRACUSE (JOHN A. CIRANDO OF COUNSEL), FOR DEFENDANT-APPELLANT.

JAMES B. RITTS, DISTRICT ATTORNEY, CANANDAIGUA (V. CHRISTOPHER EAGGLESTON OF COUNSEL), FOR RESPONDENT.

PRESENT: SMITH, J.P., PERADOTTO, CURRAN, BANNISTER, AND DEJOSEPH, JJ.

Appeal from a judgment of the Ontario County Court (Frederick G Reed, A.J.), rendered June 7, 2017. The judgment convicted defendant upon a jury verdict of criminal mischief in the third degree and obstructing governmental administration in the second degree.

It is hereby ORDERED that the judgment so appealed from is unanimously affirmed.

Memorandum Defendant appeals from a judgment convicting him after a jury trial of criminal mischief in the third degree (Penal Law § 145.05 [2]) and obstructing governmental administration in the second degree (§ 195.05). We affirm.

We reject defendant's contention that County Court erred in refusing to substitute counsel in place of his assigned attorney. Where a defendant makes a seemingly serious request for new counsel, the court must make some minimal inquiry to determine whether the claim is meritorious (see People v Sides, 75 N.Y.2d 822, 825 [1990]; People v Coffie, 192 A.D.3d 1641, 1642 [4th Dept 2021], lv denied 37 N.Y.3d 963 [2021]). Where, however, a defendant states only conclusory allegations bereft of factual details, he or she fails to make a seemingly serious request and further inquiry is not required (see People v Porto, 16 N.Y.3d 93, 100-101 [2010]; People v Brady, 192 A.D.3d 1557, 1558 [4th Dept 2021], lv denied 37 N.Y.3d 954 [2021]; People v Barnes 156 A.D.3d 1417, 1418 [4th Dept 2017], lv denied 31 N.Y.3d 1078 [2018]). Here, on the day jury selection was to commence, defendant made only generalized and conclusory expressions of dissatisfaction with defense counsel's representation-i.e., defense counsel was not "representing [his] best interests" or representing him in "the right way." We conclude that no further inquiry by the court was required because defendant's belated complaint was not a" 'serious complaint[] about counsel'" (Porto, 16 N.Y.3d at 100; see Coffie, 192 A.D.3d at 1642-1643; Barnes, 156 A.D.3d at 1418).

Defendant also contends that the court erred in proceeding to trial because he was incapacitated pursuant to CPL article 730. An" '[i]ncapacitated person'" is "a defendant who as a result of mental disease or defect lacks capacity to understand the proceedings against him or to assist in his own defense" (CPL 730.10 [1]). "The key inquiry in determining whether a criminal defendant is fit for trial is 'whether he [or she] has sufficient present ability to consult with his [or her] lawyer with a reasonable degree of rational understanding-and whether he [or she] has a rational as well as factual understanding of the proceedings against him [or her]'" (People v Phillips, 16 N.Y.3d 510, 516 [2011]; see People v Powell, 194 A.D.3d 1423, 1424 [4th Dept 2021], lv denied 37 N.Y.3d 967 [2021]). "A court must issue an order of examination 'when it is of the opinion that the defendant may be an incapacitated person'" (Powell, 194 A.D.3d at 1424, quoting CPL 730.30 [1]).

Here, in February 2017, the court sua sponte, and over defense counsel's objection, ordered a competency examination pursuant to CPL 730.30 (1) because it thought defendant may be incapacitated. In March 2018, two certified psychologists submitted reports following a clinical examination of defendant, concluding that he was fit to proceed. When each psychiatric examiner submits a report concluding that the defendant is not an incapacitated person, a "court may, on its own motion, conduct a hearing to determine the issue of capacity, and it must conduct a hearing upon motion therefor by the defendant or by the district attorney" (CPL 730.30 [2] [emphasis added]; see generally CPL 730.60 [2]; People v Tortorici, 92 N.Y.2d 757, 766 [1999], cert denied 528 U.S. 834 [1999]). Where "no motion for a hearing is made, the criminal action against the defendant must proceed" (CPL 730.30 [2] [emphasis added]). After the certified psychologists returned their reports, neither defendant nor the People made any motion for a competency hearing (see Powell, 194 A.D.3d at 1424) and, accordingly, a hearing was not mandated, but rather was a matter entrusted to the court's discretion (see CPL 730.30 [2]; Tortorici, 92 N.Y.2d at 766). We conclude, based on our review of the record, that the court did not abuse its discretion by failing to hold a competency hearing and permitting defendant to proceed to trial (see People v Lendof-Gonzalez, 170 A.D.3d 1508, 1511 [4th Dept 2019], affd 36 N.Y.3d 87 [2020]; Powell, 194 A.D.3d at 1424; People v Ubbink, 100 A.D.3d 1528, 1529 [4th Dept 2012], lv denied 20 N.Y.3d 1066 [2013]).

We reject defendant's contention that the evidence is legally insufficient to support his conviction of criminal mischief in the third degree. Viewed in the light most favorable to the People (see People v Contes, 60 N.Y.2d 620, 621 [1983]), the testimony of the jail officials establishes that defendant intended to damage property belonging to the Ontario County Jail in excess of $250, i.e., the glass window of his detention cell (see Penal Law § 145.05 [2]). There was ample circumstantial evidence establishing that defendant damaged the window of his cell, such as the undisputed fact that defendant was the only person in the cell at the time the window was damaged, testimony that defendant was making noise in the cell shortly before the damage was discovered, and testimony that an easily loosened shower head located in the cell perfectly fit into the indentation of the window. Thus, contrary to defendant's contention, the lack of eyewitness testimony establishing that defendant damaged the window does not render the evidence legally insufficient (see People v Suarez, 175 A.D.3d 1036, 1037 [4th Dept 2019], lv denied 34 N.Y.3d 1082 [2019]).

We also reject the contention that the evidence is legally insufficient to support defendant's conviction of obstructing governmental administration in the second degree. Viewed in the light most favorable to the People (see Contes, 60 N.Y.2d at 621), the trial testimony of the jail officials, coupled with the video recording of the incident, establishes that defendant intentionally obstructed or impaired jail officials' performance of an official function by means of physical force or interference (see Penal Law § 195.05). Specifically, the evidence establishes that defendant physically resisted the jail officials who were attempting to transfer him to the jail's medical unit by biting, kicking and spitting at the officials, which ultimately required that they restrain him to complete the transfer.

Further, viewing the evidence in light of the elements of the crimes as charged to the jury (see People v Danielson, 9 N.Y.3d 342, 349 [2007]), we also reject defendant's contention that the verdict is against the weight of the evidence (see generally People v Bleakley, 69 N.Y.2d 490, 495 [1987]). Even assuming, arguendo, that a different verdict would not have been unreasonable, we conclude the jury did not fail to give the evidence the weight it should be accorded (see id.).

Defendant contends that the court abused its discretion in permitting jail officials to testify about several prior incidents of bad behavior that occurred...

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