Place v. Ciccotelli

• Decision Date: 23 October 2014
• Citation: 995 N.Y.S.2d 348,2014 N.Y. Slip Op. 07237,121 A.D.3d 1378
• Parties: Peter PLACE, Appellant, v. Michael CICCOTELLI, Respondent.
• Court: New York Supreme Court — Appellate Division

121 A.D.3d 1378

995 N.Y.S.2d 348

2014 N.Y. Slip Op. 07237

Peter PLACE, Appellant,

v.Michael CICCOTELLI, Respondent.

Supreme Court, Appellate Division, Third Department, New York.

Oct. 23, 2014

Affirmed as modified. John M. Hogan Jr., Saratoga Springs, for appellant.

Alisa Dalton, Saratoga Springs, for respondent.

Before: STEIN, J.P., McCARTHY, EGAN JR., LYNCH and CLARK, JJ.STEIN, J.P.

Appeals (1) from an order of the Supreme Court (Crowell, J.), entered July 9, 2013 in Saratoga County, which denied plaintiff's motion to, among other things, strike a request for judicial intervention filed by defendant, and (2) from an order of said court, entered July 10, 2013 in Saratoga County, which granted defendant's motion to dismiss the complaint.

Plaintiff and defendant are majority shareholders in a corporation that is the subject of an acrimonious judicial dissolution proceeding commenced by defendant ( Matter of Stony Creek Preserve Inc., ––– A.D.3d ––––, –––N.Y.S.2d –––– [decided herewith] ). As the parties were leaving an examination before trial in relation to that proceeding, a physical encounter occurred and defendant subsequently filed a police report and signed a criminal complaint alleging that plaintiff threatened and shoved defendant. As a result, plaintiff was arrested and charged with harassment in the second degree, a violation, and a temporary order of protection was issued requiring plaintiff to stay away from defendant. Additionally, defendant allegedly stated to members of a gun club, of which the parties were both members, that plaintiff was dishonest and had cheated defendant. Plaintiff was acquitted of the criminal charges after a trial and he subsequently commenced this action for damages, alleging malicious prosecution, abuse of process and defamation. Plaintiff thereafter moved to vacate the request for judicial intervention filed by defendant's attorney, which set forth the judicial dissolution proceeding as a related case, and also requested that the court recuse itself from the proceeding. Supreme Court denied plaintiff's motion in its entirety. Defendant then filed a pre-answer motion to dismiss the complaint arguing, among other things, that it failed to state a cause of action ( see CPLR 3211 [a][7] ). Supreme Court granted the motion and plaintiff now appeals from both orders.

Supreme Court properly denied plaintiff's motion to vacate the request for judicial intervention, which was filed by defendant's counsel after defendant was served with process, as authorized by 22 NYCRR 202.6(a). Moreover, we discern no basis to disturb Supreme Court's determination that the instant action and the judicial dissolution proceeding were “sufficiently related to justify the assignment” of both of them to the same judge ( see 22 NYCRR 202.3; see also Matter of Morfesis v. Wilk, 138 A.D.2d 244, 246, 525 N.Y.S.2d 599 [1988], appeal dismissed 72 N.Y.2d 914, 532 N.Y.S.2d 848, 529 N.E.2d 178 [1988]; 105 N.Y. Jur. 2d, Trial § 8). Nor do we find Supreme Court's denial of plaintiff's recusal request—which did not allege any legal basis for disqualification under Judiciary Law § 14—to be an abuse of its discretion ( see Clark v. Farmers New Century Ins. Co., 117 A.D.3d 1208, 1210, 985 N.Y.S.2d 748 [2014]; Matter of Moore v. Palmatier, 115 A.D.3d 1069, 1070, 982 N.Y.S.2d 191 [2014]; Gonzalez v. L'Oreal USA, Inc., 92 A.D.3d 1158, 1159, 940 N.Y.S.2d 328 [2012], lv. dismissed 19 N.Y.3d 874, 947 N.Y.S.2d 48, 969 N.E.2d 1163 [2012] ).

Turning to the motion to dismiss, we conclude that Supreme Court erred in dismissing plaintiff's malicious prosecution cause of action. The elements of such a claim are “(1) the commencement or continuation of a criminal proceeding by the defendant against the plaintiff, (2) the termination of the proceeding in favor of the accused, (3) the absence of probable cause for the criminal proceeding and (4) actual malice” ( Broughton v. State of New York, 37 N.Y.2d 451, 457, 373 N.Y.S.2d 87, 335 N.E.2d 310 [1975], cert. denied 423 U.S. 929, 96 S.Ct. 277, 46 L.Ed.2d 257 [1975]; accord Moulton v. State of New York, 114 A.D.3d 115, 125, 977 N.Y.S.2d 797 [2013]; see Grucci v. Grucci, 20 N.Y.3d 893, 896, 957 N.Y.S.2d 652, 981 N.E.2d 248 [2012] ). As is particularly relevant here, “[i]n order for a civilian complainant to be considered to have initiated a criminal proceeding, ‘it must be shown that [the complainant] played an active role in the prosecution, such as giving advice and encouragement or importuning the authorities to act’ ” ( Barrett v. Watkins, 82 A.D.3d 1569, 1572, 919 N.Y.S.2d 569 [2011], quoting Viza v. Town of Greece, 94 A.D.2d 965, 966, 463 N.Y.S.2d 970 [1983], appeal dismissed 64 N.Y.2d 776, ––– N.Y.S.2d ––––, ––– N.E.2d –––– [1985]; see Robles v. City of New York, 104 A.D.3d 829, 830, 961 N.Y.S.2d 533 [2013]; Nieminski v. Cortese–Green, 74 A.D.3d 1550, 1551, 902 N.Y.S.2d 241 [2010]; Krzyzak v. Schaefer, 52 A.D.3d 979, 980, 860 N.Y.S.2d 252 [2008]; see also Grucci v. Grucci, 20 N.Y.3d at 895, 957 N.Y.S.2d 652, 981 N.E.2d 248).

In this case, the complaint alleges that defendant falsely informed the police that plaintiff had threatened and pushed him, which led to his arrest and prosecution. Similar allegations that a complainant has knowingly provided false information to the police or withheld information from police have been found to be sufficient to state that the complainant initiated the proceeding by playing an active role in the other party's arrest and prosecution ( see Kirchner v. County of Niagara, 107 A.D.3d 1620, 1622, 969 N.Y.S.2d 277 [2013]; Lupski v. County of Nassau, 32 A.D.3d 997, 998, 822 N.Y.S.2d 112 [2006]; Brown v. Nassau County, 306 A.D.2d 303, 303, 760 N.Y.S.2d 655 [2003]; Ramos v. City of New York, 285 A.D.2d 284, 299–300, 729 N.Y.S.2d 678 [2001]; see also Grucci v. Grucci, 20 N.Y.3d at 901–902, 957 N.Y.S.2d 652, 981 N.E.2d 248 [Pigott, J., dissenting]; PJI 3:50.2). Thus, when we construe the pleadings liberally and give plaintiff the benefit of every reasonably favorable inference ( see Leon v. Martinez, 84 N.Y.2d 83, 87–88, 614 N.Y.S.2d 972, 638 N.E.2d 511 [1994] ), we conclude that the allegations contained in the complaint are sufficient to state a cause of action for malicious prosecution ( see Kirchner v. County of Niagara, 107 A.D.3d at 1622, 969 N.Y.S.2d 277).

With respect to the abuse of process claim, the three essential elements are “(1) regularly issued process, either civil or criminal, (2) an intent to do harm without excuse or justification, and (3) use of the process in a perverted manner to obtain a collateral objective” ( Curiano v. Suozzi, 63 N.Y.2d 113, 116, 480 N.Y.S.2d 466, 469 N.E.2d 1324 [1984]; accord Kosmider v. Garcia, 111 A.D.3d 1134, 1137, 976 N.Y.S.2d 256 [2013]; Minasian v. Lubow, 49 A.D.3d 1033, 1035–1036, 856 N.Y.S.2d 255 [2008] ). In general, such a claim “will only lie for improperly using process after it is issued” ( Minasian v. Lubow, 49 A.D.3d at 1036, 856 N.Y.S.2d 255; see Curiano v. Suozzi, 63 N.Y.2d at 117, 480 N.Y.S.2d 466, 469 N.E.2d 1324; Liss v. Forte, 96 A.D.3d 1592, 1593, 947 N.Y.S.2d 270 [2012]; but see Parkin v. Cornell Univ., 78 N.Y.2d 523, 530, 577 N.Y.S.2d 227, 583 N.E.2d 939 [1991] ), and a malicious motive alone is insufficient to give rise to a cause of action to recover for abuse of process ( see Curiano v. Suozzi, 63 N.Y.2d at 117, 480 N.Y.S.2d 466, 469 N.E.2d 1324; Matthews v. New York City Dept. of Social Servs., Child Welfare Admin., 217 A.D.2d 413, 415, 629 N.Y.S.2d 241 [1995], lv. denied 87 N.Y.2d 812, 644 N.Y.S.2d 145, 666 N.E.2d 1059 [1996]; Butler v. Ratner, 210 A.D.2d 691, 693, 619 N.Y.S.2d 871 [1994], lv. dismissed 85 N.Y.2d 924, 627 N.Y.S.2d 325, 650 N.E.2d 1327 [1995] ). Here, plaintiff's allegations in the complaint pertaining to this cause of action, even construed liberally, fail to allege that defendant actually used process...