State v. Cradle

• Decision Date: 10 May 1972
• Docket Number: No. 30,30
• Citation: 188 S.E.2d 296,281 N.C. 198
• Court: North Carolina Supreme Court
• Parties: STATE of North Carolina v. Elizabeth CRADLE.

Page 296

188 S.E.2d 296

281 N.C. 198

STATE of North Carolina v. Elizabeth CRADLE.

No. 30.

Supreme Court of North Carolina.

May 10, 1972.

Roy M. Cole, Chapel Hill, Loflin, Anderson & Loflin, by Thomas F. Loflin, III, Durham, for defendant appellant.

Robert Morgan, Atty. Gen., Charles M. Hensey, Asst. Atty. Gen., for the State of North Carolina.

HUSKINS, Justice:

Following her arrest defendant signed an affidavit of indigency on 22 March 1971. The affidavit stated that she was unemployed, had no income, no money, and no property except a 1958 model Chevrolet which was fully paid for. Her affidavit further stated that she had three children, an unemployed husband, and owed $3,000. She requested assignment of counsel. On 23 March 1971 District Judge Cates signed the following order denying counsel:

'The above named person, being a party to a proceeding or action listed in GS 7A--451(a), specifically, uttering forged check, and, having requested the assignment of counsel; now, therefore,

It appearing to the undersigned Judge from the affirmations made by the applicant and after due inquiry made, that the applicant is financially able to provide the necessary expenses of legal representation, it is, therefore,

ORDERED AND ADJUDGED that he is not an indigent, and his request is hereby denied.'

Thereafter, a preliminary hearing was conducted before Judge Cates on 30 March 1971, probable cause found, and defendant was bound over to superior court for trial. Her appearance bond was fixed at $1,000 which she posted and remained at liberty until her trial in superior court. Insofar as the record discloses, she was not represented by counsel at the preliminary hearing. Defendant assigns as error the failure of Judge Cates to appoint counsel to represent her at the preliminary hearing.

If an accused can afford counsel he has a constitutional right in all criminal cases to be represented by counsel selected and employed by him. State v. Morris, 275 N.C. 50, 165 S.E.2d 245 (1969). If the accused is indigent and charged with a felony or other Serious offense, what are his rights with respect to assigned counsel at a preliminary hearing?

A preliminary hearing is a critical stage of the State's criminal process at which an accused has a constitutional right under the Sixth and Fourteenth Amendments to assistance of counsel. Coleman v. Alabama, 399 U.S. 1, 90 S.Ct. 1999, 26 L.Ed.2d 387 (1970). Compare, Gasque v. State, 271 N.C. 323, 156 S.E.2d 740 (1967); State v. Cason, 267 N.C. 316, 148 S.E.2d 137 (1966). Furthermore, by statute in North Carolina, an indigent person has the right to the services of counsel at a preliminary hearing in any felony case. G.S. § 7A--451(a)(1), (b)(4). An indigent person is defined as one 'who is financially unable to secure legal representation and to provide all other necessary expenses of representation. . . .' G.S. § 7A--450(a). The court makes the final determination of indigency, G.S. § 7A--453(b), and this may be determined or redetermined by the court at any stage of the proceeding at which the indigent is entitled to representation. G.S. § 7A--450(c).

Here, defendant was charged with a felony, and the only evidence of record bearing upon the question of indigency is her affidavit. That affidavit, if believed, certainly shows that she 'was financially unable to secure legal representation and to provide all other necessary expenses.' The order signed by Judge Cates in which he refused to assign counsel recites that 'from the affirmations made by the applicant and after due inquiry made' it appears to the judge that the applicant is financially able to provide the necessary expenses of legal representation. The record does not reveal what inquiry the judge made and no facts are found. Nothing in the record refutes or contradicts the import of defendant's affidavit of indigency. On this record we hold that defendant was an indigent within the meaning of G.S. § 7A--450(a) and was entitled to be represented by appointed counsel at the preliminary hearing conducted before Judge Cates on 30 March 1971. Failure to assign counsel was error. It is noteworthy that Judge Copeland, acting upon the same affidavit, 'and after due inquiry made,' found defendant indigent on 1 June 1971 and appointed Attorney Roy M. Cole to represent her at the trial in superior court and, following her conviction, upon appeal.

Whether defendant was prejudiced by the absence of counsel at the preliminary hearing must now be determined. 'The test to be applied is whether the denial of counsel at the preliminary hearing was harmless error under Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705, 24 A.L.R.3d 1065 (1967).' Coleman v. Alabama, supra.

In North Carolina, a preliminary hearing is simply an inquiry into whether the accused should be discharged or whether, on the other hand, there is probable cause to submit the State's evidence to the grand jury and seek a bill of indictment to the end that the accused may be placed upon trial. The district judge, when sitting as a committing magistrate as authorized by G.S. § 7A-- 272(b), does not render a verdict; and a discharge of the accused is not an acquittal and does not bar a later indictment. State v. Hargett, 255 N.C. 412, 121 S.E.2d 589 (1961). Thus a preliminary hearing is not a trial; and the district judge, in his capacity as committing magistrate, passes only on the narrow question of whether probable cause exists and, if so, the fixing of bail if the offense is bailable. G.S. § 15--94; G.S. § 15--95; State v. Bass, 280 N.C. 435, 186 S.E.2d 384 (1972).

The record on appeal in this case is completely silent with respect to what occurred at the preliminary hearing. As defendant correctly states in her brief: 'All that the record shows is that one was held and probable cause against the defendant found after the defendant submitted an affidavit of indigency and was denied counsel.'

The record does not show that defendant pled guilty or made any disclosures at the preliminary hearing which were used against her at the trial, as in White v. Maryland, 373 U.S. 59, 83 S.Ct. 1050, 10 L.Ed.2d 193 (1963).

The record does not show that the transcript of any testimony given at the preliminary hearing was used against defendant at her trial, thus denying her the right of confrontation, as in Pointer v. Texas, 380 U.S. 400, 13 L.Ed.2d 923, 85 S.Ct. 1065 (1965).

The record does not show the loss of any defenses or pleas or motions by failure to assert them at the preliminary hearing. See Hamilton v. Alabama, 368 U.S. 52, 82 S.Ct. 157, 7 L.Ed.2d 114 (1961).

The record does not show that the absence of counsel at the preliminary hearing in any way contaminated the proceedings at the trial in superior court. The testimony at the hearing was not transcribed and was never put before the trial court. The jury which convicted defendant never knew that a preliminary hearing had been conducted or that probable cause had been found and defendant bound over for trial. Surely defense counsel would have included in the statement of case on appeal each and every circumstance and event which was considered prejudicial to the defendant at her trial. The absence of all such circumstances is compelling proof of their nonexistence. The record contains nothing save the bare assertion of prejudice and the contention that defendant's conviction cannot stand because she was not represented by counsel at the preliminary hearing.

In light of the record before us it would require reaching and stretching to conclude that the presence of counsel at the preliminary hearing would have enabled defendant to elicit favorable testimony at her trial which was irretrievably lost due to absence of counsel at the preliminary hearing. That defense counsel might have done a better job at the trial had he been present at the preliminary hearing is sheer speculation. Moreover, the presiding judge may hear only one witness, find probable cause, and end the hearing. Thus counsel's ability at the preliminary hearing to 'fashion a vital impeachment tool for use in cross-examination of the State's witnesses at trial,' or to 'discover the case the State has against his client,' Coleman v. Alabama, supra, is greatly diminished by the authority of the court to terminate the preliminary hearing once probable cause is established. See Adams v. Illinois, 405 U.S. 278, 92 S.Ct. 916, 31 L.Ed.2d 202 (decided March 6, 1972).

It was held in Chapman v. California, supra (386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705, 24 A.L.R.3d 1065 (1967)) that some constitutional errors are deemed harmless in the setting of a particular case, not requiring the automatic reversal of a conviction, where the appellate court can declare a belief that it was harmless beyond a reasonable doubt. In fashioning a harmless error rule the Court said: 'We prefer the approach of this Court in deciding what was harmless error in our recent case of Fahy v. State of Connecticut, 375 U.S. 85, 84 S.Ct. 229, 11 L.Ed.2d 171. There we said: 'The question is whether there is a reasonable possibility that the (error) complained of might have contributed to the conviction.' . . . We, therefore, do no more than adhere to the meaning of our Fahy case when we hold, as we now do, that before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt.'

Applying the Chapman test to the facts in this case, we see no reasonable possibility that the absence of counsel at the preliminary hearing could have contributed to defendant's conviction at her trial in superior court. In our view it was harmless error beyond a reasonable doubt and we so hold. Harrington v. California, 395 U.S. 250, 89 S.Ct. 1726, 23 L.Ed.2d 284, (1969); State v. Brinson, 277 N.C. 286, 177 S.E.2d 398 (1970); State v. Fletcher, 279 N.C. 85, 181 S.E.2d 405 (1971); State v. Taylor, 280 N.C. 273,...