State v. McLean

• Decision Date: 04 December 2002
• Citation: 815 A.2d 799,2002 ME 171
• Parties: STATE of Maine v. David E. McLEAN.
• Court: Maine Supreme Court

815 A.2d 799

2002 ME 171

STATE of Maine v. David E. McLEAN.

Supreme Judicial Court of Maine.

Argued: September 9, 2002.

Decided: December 4, 2002.

David W. Crook, District Attorney, Alan P. Kelley, Deputy Dist. Atty., James A. Mitchell, Asst. Dist. Atty. (orally), Augusta, for State.

Ronald W. Bourget, Bourget & Bourget, P.A., Augusta, for defendant.

Panel: SAUFLEY, C.J., and CLIFFORD, RUDMAN, DANA, ALEXANDER, CALKINS, and LEVY, JJ.

CLIFFORD, J.

[¶ 1] David E. McLean appeals from a judgment of conviction entered in Superior Court (Kennebec County, Marden, J.) following a jury verdict finding him guilty of aggravated operating under the influence (Class C), 29-A M.R.S.A. § 2411(6) (Supp.2001).¹ McLean contends that the trial court acted beyond its discretion and erred when it denied him the right to exercise a peremptory challenge during the seating of an alternate juror. McLean also contends that the court did not properly instruct the jury on concurrent causation as to the requirement of causing serious bodily injury under 29-A M.R.S.A. § 2411(6). Although his concurrent causation contention is without merit, we agree with McLean that the denial of his peremptory challenge requires that we vacate his conviction.

[¶ 2] The evidence establishes that on April 18, 1999, McLean and a friend of his, Alfred Speck, had been drinking for several hours at a bar in Augusta. After the bar closed, the two got onto McLean's motorcycle and headed toward Gardiner, with McLean driving. McLean was operating his motorcycle while under the influence of alcohol; he had a blood-alcohol content level of more than 0.22%. Less than one mile from the bar, McLean veered off the paved part of the highway onto the soft shoulder of the road and lost control of his motorcycle. Both men were injured and had to be hospitalized. Neither McLean nor his passenger wore a protective helmet. Speck suffered a concussion, facial lacerations, and broken bones in his face.

[¶ 3] McLean was indicted on two counts of aggravated operating under the influence. The first count, based on prior convictions, was ultimately dismissed, but the second count, based upon the causation of serious bodily injury, went to trial.

[¶ 4] Jury selection took place on June 18, 2001.² After the State and McLean finished exercising their challenges for cause, only twenty-nine potential jurors remained in the jury pool. The twelve person regular jury panel was selected from the jury pool with both the State and McLean exercising eight peremptory challenges from the first twenty-eight names called. See M.R.Crim. P. 24(c)(3). The court indicated that the only juror remaining in the jury pool would be the alternate juror. Over McLean's objection, the trial court did not allow either the State or McLean to exercise a peremptory challenge to the alternate juror.³

[¶ 5] Prior to the commencement of the trial, McLean filed a written objection to the jury selection process, arguing that the trial should not go forward because he was denied the opportunity to exercise a peremptory challenge to alternate jurors as provided by M.R.Crim. P. 24(d). At a hearing on the motion, the State conceded that if the court wanted to seat an alternate juror then Rule 24(d) entitled McLean to a peremptory challenge, and that denying McLean his right to exercise a peremptory challenge violated Rule 24(d). The State suggested as a solution that the court forego seating an alternate juror and proceed with only twelve jurors. The court deferred ruling on McLean's objection.

[¶ 6] The trial commenced on June 26, 2001. The one alternate juror participated in the deliberations and the verdict, because one of the original twelve jurors selected on the twelve person regular jury panel was unable to serve. McLean renewed his objection to the alternate's participation. When the trial court asked McLean's counsel what prejudice McLean had suffered from not being able to exercise his peremptory challenge, McLean's counsel was unable to articulate any specific prejudice, only general prejudice. The alternate juror had not responded affirmatively to any of the voir dire questions that were asked of the entire panel. The trial court denied McLean's motion for a mistrial.

[¶ 7] At the end of the trial, McLean requested that the court instruct the jury on concurrent causation using the model instruction in ALEXANDER, MAINE JURY INSTRUCTION MANUAL § 6-50 (4th ed. 2001), contending that the State's expert testimony of Dr. Thomas Doolittle that Speck "probably would have avoided all of [his] injuries" if he had been wearing a full-face helmet raised the issue as to whether the failure of Speck to wear a helmet was a concurrent cause of his injuries.⁴ The trial court denied McLean's request and instead instructed the jury pursuant to 17-A M.R.S.A. § 33 (1983).⁵ The trial court also refused to allow McLean to argue to the jury that Speck's failure to wear a helmet was a concurrent cause of his injuries. After the instructions were given, McLean did not renew his request for his proposed instruction, nor did he object to the instruction as given.

[¶ 8] The jury returned a verdict of guilty. McLean was sentenced to five years in prison, with all but one year suspended, and four years of probation. He was also ordered to pay a $5000 fine and his driver's license was suspended for six years. McLean's appeal followed.

I.

[¶ 9] McLean argues that the trial court's denial of his right to exercise a peremptory challenge among alternate jurors as provided for in Rule 24(d) so taints the trial process that his conviction must be vacated. The State contends that, although the trial court clearly erred, the error is harmless because McLean cannot demonstrate that he suffered any actual prejudice and the evidence of McLean's guilt is overwhelming.

[¶ 10] Peremptory challenges are a creature of state law. Ross v. Oklahoma, 487 U.S. 81, 89, 108 S.Ct. 2273, 101 L.Ed.2d 80 (1988). States determine the number of peremptory challenges allowed, and define their purpose and the manner of their exercise. Id. Although there is no constitutional right to a peremptory challenge, State v. Thomas, 432 A.2d 757, 760 (Me.1981), the challenge, nonetheless, is "one of the most important of the rights secured to the accused," Pointer v. United States, 151 U.S. 396, 408, 14 S.Ct. 410, 38 L.Ed. 208 (1894) (emphasis added).

[¶ 11] The Supreme Judicial Court determines by rule the number of peremptory challenges to which a party is entitled and the manner in which they are to be exercised, see 15 M.R.S.A. § 1258 (1980),⁶ and has promulgated a rule to govern peremptory challenges to alternate jurors:

Alternate Jurors. The court may direct that not more than four jurors in addition to the regular panel be called and impaneled to sit as alternate jurors as provided by law. The manner and order of exercising peremptory challenges to alternate jurors shall be the same as provided for peremptory challenges of regular jurors. In all criminal prosecutions, each side shall be entitled to one peremptory challenge of the alternate jurors. . . .

M.R.Crim. P. 24(d) (emphasis added). Peremptory challenges allow "the parties the option, within limits, of striking from the jury prospective jurors whom the parties consider to be potentially hostile or unsympathetic to their cause. Such challenges are justified as adding an extra measure of assurance that a particular jury will be fair and impartial." 1 CLUCHEY AND SEITZINGER, MAINE CRIMINAL PRACTICE § 24.4 at V-57 (1995); see also United States v. Martinez-Salazar, 528 U.S. 304, 316, 120 S.Ct. 774, 145 L.Ed.2d 792 (2000) (peremptory challenges are "one state-created means to the constitutional end of an impartial jury and a fair trial") (quoting Georgia v. McCollum, 505 U.S. 42, 57, 112 S.Ct. 2348, 120 L.Ed.2d 33 (1992)); State v. Vreen, 99 Wash.App. 662, 994 P.2d 905, 909 (2000) ("It is the interplay of challenges for cause and peremptory challenges that assures the fair and impartial jury.").

[¶ 12] We have not had the occasion to decide whether the denial of the right to a peremptory challenge is susceptible to harmless error analysis under M.R. Crim P. 52, which provides that "[a]ny error, defect, irregularity or variance which does not affect substantial rights shall be disregarded."⁷ [¶ 13] "The denial of the right of peremptory challenge is the denial of a substantial right," Wright v. Bernstein, 23 N.J. 284, 129 A.2d 19, 25 (1957). Most federal courts have held that the denial or impairment of the statutory right to exercise peremptory challenges under the federal rules is reversible error without a showing of prejudice. See, e.g., Swain v. Alabama, 380 U.S. 202, 219, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965) ("the denial or impairment of the right [to exercise peremptory challenges] is reversible error without a showing of prejudice") overruled on other grounds by Batson v. Kentucky, 476 U.S. 79, 89, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986); United States v. Gibbs, 182 F.3d 408, 435 (6th Cir.1999) (denial of right to peremptory challenge "amounts to reversible error, there is no requirement of a showing of prejudice"); Kirk v. Raymark Indus., Inc., 61 F.3d 147, 160-61 (3d Cir. 1995) (the right to peremptory challenge is statutory, rather than a constitutional privilege, and the impairment of that right is reversible per se); Olympia Hotels Corp. v. Johnson Wax Dev. Corp., 908 F.2d 1363, 1369 (7th Cir.1990) ("It is reversible error to deny a party to a jury trial the peremptory challenges to which the rules of procedure entitle him . . . ."); United States v. Ricks, 802 F.2d 731, 734 (4th Cir. 1986) (en banc) (denial of peremptory challenge constitutes reversible error even in absence of prejudice); Carr v. Watts, 597 F.2d 830, 833 (2d Cir.1979) (impairment of right of peremptory challenge is "reversible error without a showing of prejudice") (quoting Swain, 380 U.S. at 219,85 S.Ct. 824).

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