State v. Rosenbaum, A14-90-00616-CR

Citation830 S.W.2d 793
Decision Date14 May 1992
Docket NumberNo. A14-90-00616-CR,A14-90-00616-CR
PartiesThe STATE of Texas, Appellant, v. Billy ROSENBAUM, Appellee. (14th Dist.)
CourtCourt of Appeals of Texas

Jim W. James, Bryan, for appellant.

Dick DeGuerin, Houston, for appellee.

Before J. CURTISS BROWN, C.J., and SEARS and ELLIS, JJ.

OPINION

SEARS, Justice.

This is an appeal by the State of Texas from an order quashing a portion of the indictment. Billy Rosenbaum was indicted for aggravated perjury arising from false statements given to the Grand Jury. The trial court held a pre-trial hearing upon defendant's motion claiming the perjurious statement was not material. The court ruled that the statement was not material and quashed that portion of the indictment. As a result, the offense was reduced from a felony to a misdemeanor. The State then brought an appeal from that order pursuant to TEX.CODE CRIM.PROC.ANN. art. 44.01 (Vernon Supp.1992). We dismiss for want of jurisdiction.

Billy Rosenbaum was the elected sheriff of Washington County at the time an indictment for aggravated perjury was returned against him. The District Attorney of Washington County was Charles J. Sebesta, Jr. On June 8, 1989, Mr. Sebesta filed a motion for appointment of a special prosecutor in the "investigation of the Washington County Sheriff's Office." The motion stated two reasons in support of it: (1) Mr. Sebesta was involved in the early stages of the investigation and might be called and required to testify about statements made in his presence; and (2) In the interest of justice the District Attorney requested that he and his staff be disqualified to avoid the appearance of impropriety. The motion was granted and signed by the Honorable John L. Placke, District Judge in the 21st Judicial District. Jim W. James was appointed to "investigate" and "prosecute."

The Honorable Larry Gist, Presiding Judge of the 21st Judicial District of Washington County, Texas, held a pre-trial hearing on Defendant's Motion For Pretrial Determination Of Materiality Of Alleged False Statements, and on the Combined Motion To Dismiss Or Quash The Indictment And Objection To Materiality Of Alleged False Statements. The court found as a matter of law that the alleged false statements were not material, and accordingly that portion of the indictment was quashed. What remained was a misdemeanor perjury charge.

Jim James, the special prosecutor, sought to appeal the order quashing a portion of the indictment by filing a notice of appeal. The notice of appeal was brought in the following manner:

Pursuant to Art. 44.01(a)(1) Code of Criminal Procedure comes now the State of Texas, by and through its District Attorney CHARLES SEBESTA and Special Prosecutor JIM W. JAMES, and files this Notice of Appeal to the Court of Appeals from the pretrial order of July 2, 1990....

Signature lines were provided for both Jim James and Charles Sebesta, however, only Jim James signed the notice of appeal. On that same day, July 16, 1990, District Attorney Charles Sebesta filed a "Motion To Not Require Signature Of District Attorney On Appeal." Mr. Sebesta reasoned that the court had removed the District Attorney from the case and appointed a special prosecutor, therefore, to require his signature would conflict with the reasons for that underlying order. The motion was granted by another judge.

The ability of the State to appeal a pre-trial ruling of the trial court is very limited. See TEX.CODE CRIM.PROC.ANN. art. 44.01(d) (Vernon Supp.1992). Section (i) under that article provides that " 'prosecuting attorney' means the county attorney, district attorney, or criminal district attorney who has the primary responsibility of prosecuting cases in the court hearing the case and does not include an assistant prosecuting attorney." Recently, the Court of Criminal Appeals has addressed the issue of whether assistant prosecutors or other subordinates may sign the notice of appeal. The Court ruled that section (i) "means what it plainly states on its face: a 'prosecuting attorney,' as used in Article 44.01, does not include under any circumstances an assistant prosecutor or other subordinate." (emphasis added). State v. Muller, 829 S.W.2d 805 at 809 (Tex.Crim.App.1992).

The Court went on to point out that the personal signature of the prosecuting attorney was not required in all cases. However, article 44.01(d) "clearly requires--at the minimum--the prosecuting attorney to personally supervise and authorize the appeals to be undertaken by his office on behalf of the state. Id. at 810. "More specifically, to comply with the statute, he must either physically sign the notice of appeal or personally instruct and authorize a subordinate to sign the specific notice of appeal in question." Id. The State has the burden of proving that "the appeal in question was personally, expressly and specifically authorized by the prosecuting attorney." Id. at 810-811, n. 6. (emphasis added). A general delegation of authority is not sufficient. Moreover, the record must reflect the "authorization of the specific notice of appeal filed in a given case." Id. The Court also noted that the court of appeals cannot read a "broad" exception into the clear jurisdictional requirements of art. 44.01. Id. at 812.

From a review of the record, we note that the District Attorney's motion for the appointment of a special prosecutor was not for the appeal of any specific case. On the contrary, it was to cover "the investigation pertaining to the Washington County Sheriff's Office," and to "prosecute this cause." The motion was granted June 8, 1989, several months before this offense was allegedly committed by appellee. Furthermore, there was no express, specific authorization...

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3 cases
  • State v. Rosenbaum
    • United States
    • Texas Court of Criminal Appeals
    • November 30, 1994
    ...the Notice of Appeal had been signed by the Special Prosecutor instead of the recused District Attorney. State v. Rosenbaum, 830 S.W.2d 793 (Tex.App.--Houston [14th Dist.] 1992). The State's second petition for discretionary review was granted, and we again reversed the judgment of the cour......
  • State v. Rosenbaum
    • United States
    • Texas Court of Criminal Appeals
    • May 5, 1993
    ...or specific authorization 2 to make the appeal was given to the special prosecutor by the District Attorney. State v. Rosenbaum, 830 S.W.2d 793 (Tex.App.--Houston 1992). We granted review of the State's petitions for discretionary review to determine if a proper appeal may be made by a spec......
  • State v. Rosenbaum
    • United States
    • Texas Court of Appeals
    • July 1, 1993
    ...CRIM.PROC.ANN. art. 44.01(d) (Vernon Supp.1993) and State v. Muller, 829 S.W.2d 805 (Tex.Crim.App.1992). State v. Rosenbaum, 830 S.W.2d 793 (Tex.App.--Houston [14th Dist.] 1992). The State filed a petition for discretionary review. The Court of Criminal Appeals reversed our decision, held t......

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