Weingarten, Application of

Decision Date16 May 1978
Citation94 Misc.2d 788,405 N.Y.S.2d 605
PartiesApplication of Harry WEINGARTEN, for the appointment of a guardian ad litem for Sally Weingarten Yanowitz, a person of unsound mind, in an action about to be commenced against the State of New York and Rockland Psychiatric Center.
CourtNew York Court of Claims

Friedlander, Gaines, Cohen, Rosenthal & Rosenberg, New York City, for movant by Daniel L. Seltzer, New York City, of counsel.

Louis J. Lefkowitz, Atty. Gen. by Dace Epermanis, Asst. Atty. Gen., for defendants.

GERARD M. WEISBERG, Judge.

This is an application pursuant to Rules 1201 and 1202 of the Civil Practice Law and Rules, by Harry Weingarten, petitioner, for his appointment as Guardian Ad Litem for his sister, Sally Weingarten Yanowitz.

The petitioner alleges that on December 29, 1977 his sister was injured on the premises of Rockland Psychiatric Center due to the negligence of its agents, servants and employees, and that of the State of New York. He further alleges that she was then and still is "incarcerated" at Rockland.

The attorney for the defendants appeared on the submission of this motion, but took no position with respect thereto. It is obvious that Mrs. Yanowitz suffers from some emotional or psychiatric handicap and, although there was no opposition to this motion, we deem a person in her position to be a ward of the Court. It is consequently the primary responsibility of the Court to insure that her interests are protected and that she is afforded an opportunity to be heard. (Sengstack v. Sengstack, 4 N.Y.2d 502, 176 N.Y.S.2d 337, 151 N.E.2d 887; Wurster v. Armfield, 175 N.Y. 256, 67 N.E. 584; see Code of Judicial Conduct, Canon 3(A)(4).)

The threshold question is whether this Court has the power to appoint a Guardian Ad Litem for her. CPLR 1201 provides in part:

"A person shall appear by his guardian ad litem . . . if he is an infant or person judicially declared to be incompetent and the court so directs because of a conflict of interest or for other cause, or if he is an adult incapable of adequately prosecuting or defending his rights."

Although Mrs. Yanowitz is referred to in the caption as "a Person of Unsound Mind", the petition fails to allege that she is incompetent or that she is incapable of adequately prosecuting her own rights. There is similarly no indication as to the nature or extent of her ailment.

In Matter of Lugo, 8 A.D.2d 877, 187 N.Y.S.2d 59, affd. 7 N.Y.2d 939, 197 N.Y.S.2d 740, 165 N.E.2d 581, the Appellate Division, Third Department, held that where an alleged incompetent was actually an inmate of an institution for mentally unsound persons, she was entitled to the appointment of a Guardian Ad Litem to protect her interests, even though she had not been judicially declared to be an incompetent. In that case, it appeared that Ms. Lugo had been committed to the Rockland State Hospital pursuant to the Mental Hygiene Law. As Judge BREITEL stated in Boland v. State of New York, 30 N.Y.2d 337, 342, 333 N.Y.S.2d 410, 414, 284 N.E.2d 569, 572:

" '. . . commitment to a state hospital, which is based upon the character of the finding required by statute for admission as a patient, is sufficient to overcome the presumption of a claimant's competency.' (19 Carmody-Wait, 2d, op. cit., supra, p. 748.)"

In the present case, there is no indication as to whether Mrs. Yanowitz is subject to a Court order of commitment or whether, on the contrary, she was admitted to Rockland as a voluntary patient. We cannot therefore make a finding that she is incompetent. The statute does not however require that we do so; it is sufficient that we find Mrs. Yanowitz to be unable to effectively prosecute her rights.

Synthesizing and expanding upon the rules set forth in Lugo, supra and Boland, supra, this Court holds that when an application is made for appointment of a Guardian Ad Litem to represent a person who resides in a mental institution, whether on a voluntary basis or pursuant to court commitment, such residence creates a presumption that the person involved is unable to adequately prosecute or defend his rights. This presumption is rebuttable, but it is nevertheless sufficient prima facie to warrant the Court's entertaining the petition, and in a proper case, granting it.

However, based on the papers presently before the Court, we do not deem this a proper case for the reason that the application is defective in three respects.

First, the...

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8 cases
  • MANHATTAN STATE CITIZENS'GROUP, INC. v. Bass
    • United States
    • U.S. District Court — Southern District of New York
    • 30 Octubre 1981
    ...do not perceive much distinction between competency proceedings and commitment proceedings. See, e. g., Application of Weingarten, 94 Misc.2d 788, 405 N.Y.S.2d 605 (Ct.Cl.1978); Young v. State Department of Social Services, 92 Misc.2d 795, 401 N.Y.S.2d 955 (Ct.Cl.1978); Matter of Vance A, 1......
  • In re Mary H.
    • United States
    • New York Supreme Court — Appellate Division
    • 11 Marzo 2015
    ...1202[b] ; see Bocina v. Schlau, 125 Misc.2d 682, 683, 480 N.Y.S.2d 93 [Sup.Ct., Suffolk County] ; Matter of Weingarten v. State of New York, 94 Misc.2d 788, 790–791, 405 N.Y.S.2d 605 [Ct.Cl] ).“It is often said that courts should not ‘shut their eyes to the special need of protection of a l......
  • Fales v. State, 61065
    • United States
    • New York Court of Claims
    • 21 Abril 1981
    ...of an institution. (Followed in Hawley v. State of New York, 28 Misc.2d 150, 217 N.Y.S.2d 107; see also, Matter of Weingarten v. State of New York, 94 Misc.2d 788, 405 N.Y.S.2d 605.) The Legislature adopted this view by amending section 1201 of the Civil Practice Law and Rules to provide th......
  • Hughes by Hughes v. Physicians Hosp.
    • United States
    • New York Supreme Court
    • 28 Enero 1991
    ...party under a disability is incapable of adequately protecting his or her rights (CPLR 1201, 1202; see, Matter of Weingarten v. State of New York, 94 Misc.2d 788, 405 N.Y.S.2d 605). Similarly, a conservator may be appointed by the Court when a resident, who has not been judicially declared ......
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