Com. v. Gomes

• Decision Date: 11 March 1969
• Parties: COMMONWEALTH v. Anivel J. GOMES.
• Court: United States State Supreme Judicial Court of Massachusetts Supreme Court

Page 429

245 N.E.2d 429

355 Mass. 479

COMMONWEALTH v. Anivel J. GOMES.

Supreme Judicial Court of Massachusetts, Suffolk.

Argued Feb. 3, 1969.

Decided March 11, 1969.

Reuben Goodman, Boston, (Robert A. Novick, Boston, with him) for defendant.

Thomas J. Mundy, Jr., Asst. Dist. Atty., for the Commonwealth.

Before WILKINS, C.J., and SPALDING, WHITTEMORE, CUTTER, KIRK, and REARDON, JJ.

WHITTEMORE, Justice.

The defendant presents exceptions in respect of proceedings under G.L. c. 123A, § 6, which resulted in an order, on December 20, 1967, committing him to the treatment center for sexually dangerous persons at Bridgewater for a period from one day to life.

On February 1, 1962, the defendant was found guilty in the Superior Court of Suffolk County of assault with intent to rape. The trial judge on his own motion then committed the defendant, pursuant to c. 123A, § 4, to the treatment center for sixty days for examination and diagnosis. A hearing was held before the trial judge on May 25, 1962, pursuant to c. 123A, § 5. Two psychiatrists who had examined the defendant testified. At the close of the hearing, the trial judge declined to commit the defendant to the treatment center as the statute permits and sentenced him to serve a term of three to ten years at the Massachusetts Correctional Institution at Walpole (Walpole). The defendant's sentence expired on November 15, 1967.

The present proceedings began on March 15, 1967, when the superintendent of the Massachusetts Correctional Institution at Norfolk, to which the defendant had been transferred, filed a motion under § 6 to commit him to the treatment center for sixty days for examination and diagnosis. The motion was forthwith allowed without a hearing. The defendant as a result was examined at the treatment center by the same psychiatrists as before. Their report diagnosed him as a sexually dangerous person. The present petition based on that report was filed on May 16, 1967, counsel was appointed for the defendant on May 22, 1967, and the hearing was held on November 30 and December 15 and 20, 1967. At the hearing, the same psychiatrists testified that in their opinion the defendant was a sexually dangerous person.

Prior to the hearing, the defendant filed (with substantially the same allegations of fact in each) a motion to dismiss, an answer in bar, and an answer in abatement, all of which were denied. Certain of his requests for rulings were also denied. Exceptions were taken to all these denials. We deal with all the substantive issues raised by the exceptions.

1. The defendant contends that it was error to permit the two psychiatrists to testify to their opinion that he was a sexually dangerous person and to receive in evidence the report filed by them under the statute stating that conclusion. Although exceptions were saved when this evidence was received, there is in the bill an applicable stipulation: 'The parties agree that the evidence in this case is substantially the same as the evidence at the hearing before * * * (the sentencing judge) on May 25, 1962. The evidence before * * * (the sentencing judge) warranted a finding that the * * * (defendant) was a 'sexually dangerous person' within G.L. c. 123A, § 1.' No reservation is implicit that this was evidence that should not have been received. The question at the 1967 hearing was whether there was evidence before the committing judge that permitted the finding that the defendant was within the statutory category. The stipulation may reasonably be taken to answer that question. We discern, in any event No error in the judge's rulings bringing before him the report and the opinion. The statute provides for wide latitude in the use of the observations and conclusions recorded by others. Commonwealth v. McGruder, 348 Mass. 712, 715, 205 N.E.2d 726, cert.den. 383 U.S. 972, 86 S.Ct. 1277, 16 L.Ed.2d 312.

The defendant urges that allowing experts to give their opinion on the ultimate issue substitutes them for the judge. In Commonwealth v. DeSalvo, 353 Mass. 476, 481, fn. 4, 232 N.E.2d 921, we noted the importance of a full description of the affliction and its effect on conduct, so that the conclusion of the expert in the terms of the test itself will not usurp the fact finder's function. See also Washington v. United States, 129 U.S.App.D.C. 29, 390 F.2d 444, 453--454; Goldstein, The Insanity Defense, 97--105; Strickman, The Insanity Defense in Massachusetts: Some Unresolved Problems, 53 Mass.L.Q. 195, 201--203. Careful and full instructions in jury trials and, in cases under c. 123A, the judge's understanding of his responsibility provide additional safeguards.

In our recent cases we have reaffirmed that, at least in the presence of such evidence, the expert may give his own conclusions in the terms of the test--whether the fact finder is a judge (Commonwealth v. Peterson, 348 Mass. 702, 705, 205 N.E.2d 719, cert.den. 384 U.S. 909, 86 S.Ct. 1347, 16 L.Ed.2d 361 (case under c. 123A, § 6)), or a jury. Commonwealth v. Chapin, 333 Mass. 610, 625, 132 N.E.2d 404, cert. den. 352 U.S. 857, 77 S.Ct. 75, 1 L.Ed.2d 63. Commonwealth v. McHoul, 352 Mass. 544, 554, 226 N.E.2d 556. See Commonwealth v. Gardner, 350 Mass. 664, 666, 216 N.E.2d 558; COMMONWEALTH V. FRANCIS, MASS. , 243 A.2D 169^A.

In the case before us there was sufficient evidence of what underlay the physician's conclusions and this was evidence on which the judge could act. ¹

The defendant, in effect, asks for reconsideration of our holdings in the light of the Washington case, supra, in which the Federal court, moving from the full effect of its so called Durham rule, now declines to allow the expert to state his ultimate conclusion. The defendant urges also that the concept 'sexually dangerous person' is inexact and without medical significance for psychiatrists. See Lindman and McIntyre, The Mentally Disabled and the Law, 305--306. It is our view that the conclusions of expert physicians who have observed the conduct of emotionally afflicted persons having a history of aggressive, sexual misconduct can be of help to the judge within the rule of the Chapin and McGruder cases, supra.

2. We turn to the defendant's contention that the absence of notice and of counsel in connection with the temporary commitment of the defendant to the treatment center denied him due process.

The defendant contends, in effect, that c. 123A proceedings, however denominated, must be regarded as criminal (Specht v. Patterson, 386 U.S. 605, 87 S.Ct. 1209, 18 L.Ed.2d 326), at least to the extent that counsel is required at every stage under the rule of Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799, and later cases. See, for example, In re Gault, 387 U.S. 1, 34--42, 87 S.Ct. 1428, 18 L.Ed.2d 527.

In the Specht case the court held that a hearing with counsel present was necessary for a proceeding instituted after Specht's conviction for a sexual crime which resulted in his being sentenced under the Colorado Sex Offenders Act. The proceedings were like those held by the sentencing judge after Gomes' conviction in 1962 ² and the characterization by the court of the proceedings as criminal does not, as we read the opinion, imply that the preliminary psychiatric examination must be subject to the rule stated in the Gideon line of cases that counsel is required at every stage. ³ In any event, the § 6 proceedings in this case deal with what is to be the defendant's status after he has fully served his sentence of punishment.

The only justification for such proceedings is society's concern for the protection of all its members, including the former convict, from the effects of his dangerous conduct under substantially uncontrollable impulses. There may be no punitive aspects to such confinement. For the most recent statement of this emphatic rule, see COMMONWEALTH V. MAJOR, MASS., 241 N.E.2D 822.^B The statute (c. 123A, § 9) provides for hearings at least as often as every twelve months to determine fitness for discharge and at any time n the recommendation of two psychiatrists.

We have consistently construed the proceedings to be civil in nature. Commonwealth v. Page, 339 Mass. 313, 316--317, 159 N.E.2d 82. Commonwealth v. Ackers, 343 Mass. 63, 175 N.E.2d 677. The due process clause of the Fourteenth Amendment to the Constitution of the United States is applicable in any event. Umquestionably there must be a hearing with notice and counsel to support an order of indefinite commitment. Rohrer, petitioner, 353 Mass. 282, 285--286, 230 N.E.2d 915, 919 (c. 123, civil insanity commitment). We there said as to temporary commitments: 'We have no occasion now to consider the validity of the original temporary commitment. See, however, Bumpus v. French, 179 Mass. 131, 133--134, 60 N.E. 414; Gardiner v. Jardine, 245 Mass. 274, 277--278, 139 N.E. 481; Lindman & McIntyre * * *, The Mentally Disabled and the Law, pp. 37--40; Kadish, Institutionalizing the Mentally Ill, 9 Western Pol.Q. 93, 113--114.'

The defendant while imprisoned was, as an incident of his imprisonment, subject to examination and tests to determine among other things when and under what circumstances, within statutory limits he would be paroled and how he could be expected to conduct himself when released. The provision for a sixty-day examination of a prisoner under c. 123A, § 6, and a formal report, is a reasonable extension of society's right to such custodial examination. See ...