Carter v. Prime Healthcare Paradise Valley LLC

Decision Date12 August 2011
Docket NumberD057852
CourtCalifornia Court of Appeals Court of Appeals
PartiesELAINE CARTER, Individually and as Personal Representative, etc., et al., Plaintiffs and Appellants, v. PRIME HEALTHCARE PARADISE VALLEY LLC, Defendant and Respondent.

CERTIFIED FOR PUBLICATION

(Super. Ct. No. 37-2009-00100918-CU-PO-CTL)

APPEAL from a judgment of the Superior Court of San Diego County, Joan M. Lewis, Judge. Affirmed.

Law Office of Jorge I. Hernandez and Jorge I. Hernandez for Plaintiffs and Appellants.

Carroll, Kelly, Trotter, Franzen & McKenna, Michael J. Trotter, Brenda Ligorsky and David P. Pruett for Defendant and Respondent.

Plaintiffs Elaine Carter,1 Newgene Grant and Roosevelt Grant, Jr., appeal a judgment entered after the trial court sustained a demurrer without leave to amend. Plaintiffs sued defendant Prime Healthcare Paradise Valley LLC, doing business as Paradise Valley Hospital (the Hospital) and Paradise Valley Health Care Center, Inc. (the

Center)2 for the death of their father, Roosevelt Grant (Grant), on theories of elder abuse, willful misconduct and wrongful death. On the Hospital's demurrer, the trial court ruled that plaintiffs had not alleged conduct that qualified as elder abuse (as distinguished from negligence) and that the willful misconduct and wrongful death claims were untimely. We affirm.

ISTATEMENT OF THE CASE
A. Background Facts

Because this case comes to us after entry of a judgment based on the sustaining of a demurrer, we accept as true the material allegations of plaintiffs' pleadings. (Shoemaker v. Myers (1990) 52 Cal.3d 1, 7.) According to plaintiffs' first amended complaint, the following events led to the death of Roosevelt Grant:

Approximately two months after undergoing hip surgery, Grant was admitted to the Hospital for chest pain on April 21, 2008. Grant was 87 years old and had no pressure ulcers at that time.

Two days later, Grant was transferred to the Center, a skilled nursing facility, for short-term rehabilitation therapy. He was generally in good health at the time. The Center advised plaintiffs that Grant would likely remain there for approximately 100 days.

While at the Center, Grant was "continually neglected." For example, when Grant was bathed in bed, "he was routinely not dried[;] instead he was placed in front of an open window with a fan blowing on him to 'air-dry' . . . even during cold days." This practice of leaving Grant wet and cold for extended periods of time continued despite protests by Grant's daughter and ultimately caused Grant to develop pneumonia. Additionally, when Grant was showered in a wheel chair, he was often left in unfamiliar surroundings, alone, wet and helpless. The Center also did not provide Grant sufficient nutrition or hydration. Due to this neglect, Grant weakened and developed pneumonia, pressure ulcers on his lower back and buttocks and sepsis.

On May 6, 2008, Grant was admitted to the Hospital for eight days for treatment of the pneumonia, sepsis and pressure ulcers. While at the Hospital, he developed additional pressure ulcers on his heels. The records regarding these pressure ulcers "were fraudulently and falsely maintained."

After discharge from the Hospital, Grant returned to the Center for approximately three months. At the Center, Grant continued to be mistreated; for example, he was isolated, not repositioned and improperly bathed.

On August 18, 2008, Grant was admitted to the Hospital for a third and final time. The Hospital did not give Grant life-saving medications, including antibiotics, despite records stating the contrary.3 The Hospital also failed properly to stock a "crash cart" for use in emergency situations, again despite records stating the contrary. As a result of the Hospital's "abuse, neglect and fraud," Grant died when those treating him could not locate a common size endotracheal tube and intubate him in time to save his life.

B. Trial Court Proceedings

Plaintiffs initiated this action against the Hospital and the Center on October 27, 2009. In their first amended complaint, plaintiffs alleged three separately labeled causes of action against the Hospital: (1) violations of the Elder Abuse and Dependent Adult Civil Protection Act (Welf. & Inst. Code, § 15600 et seq.) (the Elder Abuse Act or the Act); (2) willful misconduct; and (3) wrongful death.4 The gist of these claims was thatthe Hospital caused Grant's death by "recklessly," "willfully," and "with deliberate indifference and conscious disregard for the health, safety and well-being of [Grant]," failing to treat his pressure ulcers, administer his prescribed medications and properly stock a crash cart. Plaintiffs sought compensatory and punitive damages as well as costs, including attorney fees.

The Hospital demurred to the first amended complaint on the grounds that the elder abuse claim did not state facts sufficient to constitute a cause of action and the willful misconduct and wrongful death claims were time-barred. Over plaintiffs' opposition, the trial court sustained the demurrers without leave to amend. The court ruled: (1) the allegations of the elder abuse claim did not constitute "neglect" within the meaning of the Elder Abuse Act; (2) there is no separate cause of action for willful misconduct; and (3) the willful misconduct and wrongful death claims arose from the Hospital's provision of professional services and were barred by the statute of limitations. The court entered a judgment in favor of the Hospital and against plaintiffs. Plaintiffs filed a notice of appeal after the court heard the Hospital's demurrer but before it entered judgment.5

IIDISCUSSION
A. Standard of Review

"On appeal from a judgment dismissing an action after sustaining a demurrer without leave to amend, the standard of review is well settled. The reviewing court gives the complaint a reasonable interpretation, and treats the demurrer as admitting all material facts properly pleaded. [Citations.] The court does not, however, assume the truth of contentions, deductions or conclusions of law. [Citation.] The judgment must be affirmed 'if any one of the several grounds of demurrer is well taken. [Citations.]' [Citation.] However, it is error for a trial court to sustain a demurrer when the plaintiff has stated a cause of action under any possible legal theory. [Citation.] And it is an abuse of discretion to sustain a demurrer without leave to amend if the plaintiff shows there is a reasonable possibility any defect identified by the defendant can be cured by amendment." (Aubry v. Tri-City Hospital Dist. (1992) 2 Cal.4th 962, 966-967.)

B. The Trial Court Properly Sustained the Hospital's Demurrer to the Elder Abuse Cause of Action Without Leave to Amend

Plaintiffs contend the trial court erred in sustaining without leave to amend the Hospital's demurrer to the first cause of action based on "neglect" of Grant in violation of the Elder Abuse Act.6 According to plaintiffs, they properly alleged a claim under theAct based on the Hospital's fraudulent or reckless failure to provide medical care Grant needed. We shall set forth the legal principles governing elder abuse claims based on neglect in general and then apply those principles to this case.

1. General Legal Principles Applicable to Elder Abuse Based on Neglect

The Elder Abuse Act makes certain enhanced remedies available to a plaintiff who proves abuse of an elder, i.e., a "person residing in this state, 65 years of age or older." (Welf. & Inst. Code, § 15610.27.) In particular, a plaintiff who proves "by clear and convincing evidence" both that a defendant is liable for physical abuse, neglect or financial abuse (as these terms are defined in the Act) and that the defendant is guilty of "recklessness, oppression, fraud, or malice" in the commission of such abuse may recover attorney fees and costs. (Id., § 15657, subd. (a).) On the same proof, a plaintiff who sues as the personal representative or successor in interest of a deceased elder is partially relieved of the limitation on damages imposed by Code of Civil Procedure section 377.34 and may recover damages for the decedent's predeath pain and suffering. (Welf. & Inst. Code, § 15657, subd. (b).)

The Elder Abuse Act defines abuse as "[p]hysical abuse, neglect, financial abuse, abandonment, isolation, abduction, or other treatment with resulting physical harm orpain or mental suffering" (Welf. & Inst. Code, § 15610.07, subd. (a), italics added); or "[t]he deprivation by a care custodian of goods or services that are necessary to avoid physical harm or mental suffering" (id., § 15610.07, subd. (b)). The Act defines neglect as "[t]he negligent failure of any person having the care or custody of an elder or a dependent adult to exercise that degree of care that a reasonable person in a like position would exercise." (Id., § 15610.57, subd. (a)(1).) "Neglect includes, but is not limited to, all of the following: [¶] (1) Failure to assist in personal hygiene, or in the provision of food, clothing, or shelter. [¶] (2) Failure to provide medical care for physical and mental health needs. . . . [¶] (3) Failure to protect from health and safety hazards. [¶] (4) Failure to prevent malnutrition or dehydration." (Id., § 15610.57, subd. (b).) In short, neglect as a form of abuse under the Elder Abuse Act refers "to the failure of those responsible for attending to the basic needs and comforts of elderly or dependent adults, regardless of their professional standing, to carry out their custodial obligations." (Delaney v. Baker (1999) 20 Cal.4th 23, 34 (Delaney).) Thus, when the medical care of an elder is at issue, "the statutory definition of 'neglect' speaks not of the undertaking of medical services, but of the failure to provide medical care." (Covenant Care, Inc. v. Superior Court (2004) 32 Cal.4th 771, 783 (Covenant Care); see also id. at p. 786 ["statutory elder abuse may include the egregious withholding of medical care for physical...

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