Commw. v. Brown

Decision Date04 April 2000
Docket NumberSJC-08211
Citation431 Mass. 772,730 N.E.2d 297
CourtUnited States State Supreme Judicial Court of Massachusetts Supreme Court
Parties(Mass. 2000) COMMONWEALTH, v. MARC BROWN. No.:

Jane A. Sullivan, Assistant District Attorney, for the Commonwealth.

Edward B. Gaffney for the defendant.

The following submitted briefs for amici curiae:

Thomas F. Reilly, Attorney General, & Susanne G. Levsen, Assistant Attorney General, for the Attorney General.

John P. Osler, Committee for Public Counsel Services, for Committee for Public Counsel Services.

Marshall, C.J., Abrams, Greaney, Ireland, & Cowin, JJ.

COWIN, J.

The Appeals Court affirmed the defendant's convictions of several crimes, including his conviction and sentence on an indictment charging home invasion, G. L. c. 265, § 18C.1 Commonwealth v. Brown, 46 Mass. App. Ct. 279 (1999) (Brown I). The defendant petitioned for rehearing solely on the issue of the sentence imposed on the home invasion conviction. The defendant had been sentenced in the Superior Court to from twenty years to twenty years and one day in the State prison. After rehearing, the Appeals Court vacated that sentence and remanded the case to the Superior Court for resentencing. Commonwealth v. Brown, 47 Mass. App. Ct. 616, 624 (1999) (Brown II). We granted the Commonwealth's application for further appellate review and affirm the sentence imposed by the Superior Court.2

The only issue in this case concerns the interpretation of the following language in § 18C: "[An offender] shall be punished by imprisonment in the state prison for life or for any term of not less than twenty years."3 The defendant argues that the "not less than twenty years" provision in § 18C establishes the minimum number of years the judge could impose as the higher (maximum) number of years of the sentence. Under that interpretation, the judge would have the option of imposing a life sentence or an indeterminate sentence with a maximum number of not less than twenty years and a minimum number of not less than one year. The Commonwealth, on the other hand, contends that this statute is simply a variation of the normal indeterminate minimum-maximum sentence; here, the maximum sentence is life and the minimum is twenty years. In other words, the "not less than" provision establishes the minimum sentence that may be imposed.

To address the parties' arguments concerning this statute, we must first examine the general statutory framework of our sentencing and parole provisions. The indeterminate sentencing law, G. L. c. 279, § 24, provides that, in imposing a State prison sentence, with exceptions not here relevant, the judge is not to fix the specific term of imprisonment, but shall fix a maximum and a minimum term of imprisonment.4 The application of this provision yields the typical State prison sentence (for example, from three to five years or from ten to fifteen years).

Parole eligibility is determined by the provisions of G. L. c. 127, § 133, which mandate in general that a prisoner sentenced to State prison is ineligible for parole until he has served the entire minimum term of his sentence (reduced by any earned "good conduct credits").5 That is "[t]he maximum sentence is just that, the maximum amount of time that the prisoner will serve in prison if he . . . is not granted parole . . . . The minimum sentence serves as a base for determining his parole eligibility date." Connery v. Commissioner of Correction, 33 Mass. App. Ct. 253, 254 (1992), S.C., 414 Mass. 1009 (1993). Thus, in a sentence that has a minimum and a maximum, the judge establishes both the maximum sentence the defendant will serve if he is never paroled and the minimum sentence the defendant will serve, after which the prisoner becomes eligible for parole.6

We conclude that the language at issue in § 18C establishes a mandatory minimum sentence and that offenders under this statute may be sentenced to a term ranging from twenty years (minimum) to life (maximum). Our decision is supported by the plain language of the statute and interpretations of similar sentencing provisions in other statutes.

1. The plain language of § 18C. When the language of a statute is plain and unambiguous, it must be given its ordinary meaning. See Victor V. v. Commonwealth, 423 Mass. 793, 794 (1996), and cases cited. The plain language of § 18C, "for life or for any term of not less than twenty years," indicates that offenders under the statute must be sentenced either to life or to not less than twenty years (i.e., a minimum term of twenty years and a maximum term of life).7

The defendant would have us read this language as meaning for life, or for any term of years, provided however, that in no event shall the maximum term imposed be less than twenty years. This interpretation, however, is in direct conflict with the plain language of the statute. If the Legislature had intended the result the defendant suggests, it presumably would have provided for it with some clarity.8 "Hence, it would be sheer conjecture on our part to conclude that the Legislature meant the fifteen-year term [to be so interpreted]." Commonwealth v. Marrone, 387 Mass. 702, 704 (1982). In light of the statute's plain language, we decline to adopt what appears to us to be a strained interpretation.

The defendant also contends that, if the Legislature intended § 18C to require a mandatory minimum term, as we conclude, it would have used the customary language for mandatory minimum sentences. See, e.g., G. L. c. 269, § 10E (providing that sentence for unlawful sale or distribution of multiple firearms is "term of imprisonment of not more than ten years in the state prison" but that "[n]o sentence . . . shall be for less than a mandatory minimum term of imprisonment of three years"). See also G. L. c. 94C, § 32H (providing that for an individual convicted of trafficking in controlled substances "the sentence . . . shall not be . . . suspended or reduced until such person shall have served said mandatory minimum term of imprisonment" nor shall any such person "be eligible for probation, parole, furlough, work release, or receive any deduction from his sentence for good conduct" until serving the mandatory minimum). The Legislature, however, is not restricted to one means of expression; and in actual practice it has not so restricted itself.

The Legislature has adopted different approaches to determine minimum sentences. In some circumstances, statutes provide the judge great discretion, permitting a sentence for as long as life or as little as one year. See, e.g., G. L. c. 265, § 19 (individuals convicted of unarmed robbery "shall be punished by imprisonment in the state prison for life or for any term of years"). In other cases, the Legislature establishes a minimum number, which eliminates the judge's discretion to sentence below that number. See, e.g., G. L. c. 266, § 14 (individuals convicted of burglary while armed with certain weapons "shall be punished by imprisonment in the state prison for life or for any term of years, but not less than 15 years"). The sentencing provision in this case is simply an example of the latter situation in which the Legislature selects a specific minimum number rather than giving total sentencing discretion to the sentencing judge. The lower number is the minimum, here twenty years. The Legislature has, in our view, clearly chosen one means of establishing a mandatory minimum sentence.

2. Other similar statutes. Our conclusion is supported by the fact that the "life" or "not less than" language in other statutes has been construed similarly as imposing a mandatory minimum sentence. See, e.g., G. L. c. 265, § 18A (armed assault in a dwelling "for life, or for a term of not less than ten years"); G. L. c. 266, § 14 (armed burglary and assault on occupant "for life or for any term of not less than ten years"); G. L. c. 265, § 22A (forcible rape of child, second or subsequent offense, "for life or for any term of years, but not less than five years"); G. L. c. 265, § 24B (assault of child with intent to commit rape while armed, "for life or for any term of years, but not less than ten years"; assault of child with intent to commit rape, subsequent offense, "for life or for any term of years but not less than five years"); G. L. c. 266, § 14 (armed burglary "for life or for any term of not less than ten years"). Language such as this has always been interpreted in the same manner: the "not less than" phrase denotes a minimum sentence. See, e.g., Commonwealth v. Claudio, 418 Mass. 103, 109 (1994) (referring to penalty provision for armed burglary in G. L. c. 266, § 14, "imprisonment in the state prison for life or for any term of not less than ten years," albeit without any detailed discussion, as "mandatory minimum sentence"). The defendant's interpretation is not consistent with the traditional interpretation of the numerous other criminal statutes with similar sentencing provisions. Further, the Legislature is presumed to be aware of judicial decisions that have consistently interpreted these statutes in the traditional fashion, see Andover Sav. Bank v. Commissioner of Revenue, 387 Mass. 229, 241 (1982), and it has not altered the wording of the statutes.

Section 18C, enacted in 1993 to deal with home invasions in which the armed intruder knows or should know that an occupant is present, concerns an extremely serious crime. See Commonwealth v. Dunn, 43 Mass. App. Ct. 58,64 (1997) ("What sets home invasion apart . . . and we think legitimately triggers a longer minimum sentence -- is the additional element that the armed intruder knows, or should know, that an occupant is present before he enters the dwelling. The intruder's actual or constructive knowledge on that score, we think, dramatically heightens the risk of a potentially deadly encounter with a frightened or startled occupant"). For this significant offense, the Legislature presumably intended...

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