Figueroa v. Dist. of Columbia Metropolitan Police Dep't.

Decision Date30 September 2009
Docket NumberCivil Action No. 07-01992 (HHK)(AK).
Citation658 F.Supp.2d 148
PartiesPablo FIGUEROA, Plaintiff, v. DISTRICT OF COLUMBIA METROPOLITAN POLICE DEPARTMENT, Defendant.
CourtU.S. District Court — District of Columbia

John V. Berry, John Berry PLLC, Washington, DC, for Plaintiff.

Ellen A. Efros, Jacques P. Lerner, Melvin W. Bolden, Jr., Office of the Attorney General, Washington, DC, for Defendant.

MEMORANDUM OPINION

HENRY H. KENNEDY, Jr., District Judge.

Metropolitan Police Officers Pablo Figueroa, Michael J. Farish, Brian A. Murphy, Tyrone Dodson, Lance D. Harrison, Sr., Deryl M. Johnson, and Curtis R. Sloan (collectively "plaintiffs") bring this action against the Metropolitan Police Department ("MPD") alleging that MPD failed to pay them basic and overtime compensation for fulfilling the duties of "detective sergeants." They allege that this nonpayment violated D.C.Code § 5-543.02(c) and provisions of the Fair Labor Standards Act ("FLSA"), 29 U.S.C. §§ 201 et seq.

Before the Court are MPD's motion for judgment on the pleadings or, in the alternative, for summary judgment [# 50] and plaintiffs' motion for partial summary judgment [# 38]. Upon consideration of the motions, the oppositions thereto, and the record of this case, the Court concludes that judgment should be entered in favor of MPD.

I. BACKGROUND

Under District of Columbia law, any member of MPD "promoted . . . to the rank of detective sergeant shall receive, in addition to his scheduled rate of basic compensation, $595 per annum." D.C.Code § 5-543.02(c). Some MPD officers believe that they fulfilled the responsibilities of detective sergeants but did not receive payment pursuant to this provision. On December 12, 2003, MPD Sergeants Pablo Figueroa, Brian Murphy, Donald Yates, John J. Brennan, and Curtis Sloan filed a grievance through their union, the Fraternal Order of Police ("union"), to contest the nonpayment of detective sergeant compensation. The Chief of Police denied the grievance.

Following the procedure described in Article 19 of the union's Collective Bargaining Agreement ("CBA") with MPD,1 the union then brought the matter to arbitration on behalf of Sergeants Figueroa, Murphy, Yates, Brennan, and Sloan. On June 28, 2004, Arbitrator Richard G. Trotter determined that: (1) the grievance was not barred as untimely; (2) D.C.Code § 5-543.02 applied to the case because the grievants "perform[ed] the functions of Detective Sergeant"; and (3) the arbitrator had jurisdiction under the CBA to rule on this matter. (Def.'s Mot. for J. on Pleadings Ex. 3 at 7 (Op. & Award by Arbitrator)). Arbitrator Trotter awarded the grievants "back pay of $595.00 retroactive to the date that each grievant was assigned to the position of Detective Sergeant" and stated that the award "applies to all similarly-situated employees as described in the grievance." (Id. at 8).

MPD requested review of the arbitration award by the District of Columbia Public Employee Relations Board ("PERB"). On September 30, 2005, PERB ruled that Arbitrator Trotter acted "well within the ambit of his authority when he conclude[d] that the underlying grievance is timely" and that the award of back pay was neither improper under the CBA nor contrary to law and public policy. (Def.'s Mot. for J. on Pleadings Ex. 4 at 4 (Decision & Order of PERB)). PERB's order stated that it was "final upon issuance." (Id. at 5). MPD did not appeal the PERB ruling.2

Plaintiffs filed this action on November 5, 2007, asserting in their second amended complaint ("complaint") four claims arising from MPD's alleged failure to pay each plaintiff the additional $595 for each year he fulfilled the responsibilities of a detective sergeant. In counts 1, 2, and 3, plaintiffs claim that MPD violated the Labor Standards Act (FLSA) by failing to (1) compensate them pursuant to 29 U.S.C. § 206(b), the FLSA's minimum wage provision, (2) compensate them in a timely manner pursuant to 29 U.S.C. § 206(b), and (3) take the additional compensation due them into account in calculating the overtime payments to which they are entitled as is required for compliance with 29 U.S.C. § 207(a), the FLSA's overtime provision. In count 4, plaintiffs assert that MPD violated D.C.Code § 5-543.02.

II. LEGAL STANDARD

Summary judgment may be granted only when the "pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c); Burke v. Gould, 286 F.3d 513, 517 (D.C.Cir.2002).3 A material fact is one that is capable of affecting the outcome of the litigation. Anderson v. Liberty Lobby, 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A genuine issue is one where the "evidence is such that a reasonable jury could return a verdict for the nonmoving party," as opposed to evidence that "is so one-sided that one party must prevail as a matter of law." Id. at 248, 252, 106 S.Ct. 2505. A court considering a motion for summary judgment must draw all "justifiable inferences" from the evidence in favor of the nonmovant. Id. at 255, 106 S.Ct. 2505. But the nonmoving party's opposition must consist of more than mere unsupported allegations or denials and must be supported by affidavits or other competent evidence setting forth specific facts showing that there is a genuine issue for trial. Fed.R.Civ.P. 56(e); Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).

III. ANALYSIS
A. Plaintiffs' D.C.Code Claim is Barred by the Doctrine of Res Judicata.

In count 4 of their complaint, plaintiffs assert that MPD's failure to pay them the additional compensation owed to detective sergeants constitutes a violation of D.C.Code § 5-543.02. This claim is barred by the doctrine of res judicata, or claim preclusion.

Neither party has raised this issue, so the Court notes first that it is appropriate for this Court to raise the matter sua sponte. See Stanton v. D.C. Court of Appeals, 127 F.3d 72, 77 (D.C.Cir.1997) (stating that because res judicata "belongs to courts as well as to litigants," courts can consider it even if the parties have waived it); Coleman v. Potomac Elec. Power Co., 310 F.Supp.2d 154, 161 & n. 5 (D.D.C.2004) (sua sponte dismissing statutory discrimination claims as barred by res judicata). Permitting courts to dispose of claims on this ground on their own initiative "is fully consistent with the policies underlying res judicata: it is not based solely on the defendant's interest in avoiding the burdens of twice defending a suit, but is also based on the avoidance of unnecessary judicial waste." Arizona v. California, 530 U.S. 392, 412, 120 S.Ct. 2304, 147 L.Ed.2d 374 (2000) (quoting United States v. Sioux Nation, 448 U.S. 371, 432, 100 S.Ct. 2716, 65 L.Ed.2d 844 (1980) (Rehnquist, J., dissenting)) (internal quotation marks omitted).4

Res judicata or claim preclusion doctrine is comprised of three elements: (1) the presence of the same parties or their privies in a previous and current suit; (2) claims arising from the same cause of action in the previous suit as those in the current suit; and (3) a final judgment on the merits in the previous suit. Apotex, Inc. v. Food & Drug Admin., 393 F.3d 210, 217 (D.C.Cir.2004). Each element of the doctrine is present here.

First, the Court recognizes that a binding arbitration proceeding is a final judgment on the merits and operates as the functional equivalent of a judgment in a lawsuit. Sanders v. Wash. Metro. Area Transit Auth., 819 F.2d 1151, 1157 (D.C.Cir.1987); Schattner v. Girard, Inc., 668 F.2d 1366, 1368 (D.C.Cir.1981). To reiterate, there has been an arbitration proceeding and a resulting binding award,5 affirmed upon review by PERB. Moreover, the parties to the arbitration proceeding were the same or in privity with the parties currently before the Court. Pablo Figueroa, Brian Murphy, and Curtis Sloan were grievants before the arbitrator. Though Michael Farish, Tyron Dodson, Lance Harrison, and Deryl Johnson were not named grievants in the arbitration proceeding, they are, as MPD employees, members of the union. Therefore, for purposes of claim preclusion analysis, they are in privity with the union and its members who were parties in the arbitration proceeding. See Adams v. Pension Ben. Guar. Corp., 332 F.Supp.2d 231, 238 n. 8 (D.D.C.2004) (citing Monahan v. New York City Dept. of Corrs., 214 F.3d 275, 285 (2d Cir.2000)); see also Hitchens v. County of Montgomery, 98 Fed.Appx. 106, 113-14 (3d Cir.2004) (citing Handley v. Phillips, 715 F.Supp. 657, 666-67 (M.D.Pa. 1989); Stokes v. Bd. of Tr. of Temple Univ., 683 F.Supp. 498, 502 (E.D.Pa.1988), aff'd, 872 F.2d 413 (3d Cir.1989)).6 Consequently, the first and third elements of claim preclusion doctrine are present.

The second and remaining element of the doctrine—claims arising from the same cause of action in the previous suit as those in the current suit—is also present. At arbitration, the union argued that the grievants "have performed the job function of Detective Sergeant . . . [and] should be compensated accordingly as provided for under the terms of D.C.Code Section 5-543.02(c)." (Def.'s Mot. for J. on Pleadings Ex. 3 at 4 (Op. & Award by Arbitrator)). Here, in count 4 of their complaint, plaintiffs allege that "the individual Plaintiffs have held the status of Detective Sergeant" but MPD has failed "to pay the statutorily mandated $595 per annum as required by D.C.Code § 5-543.02." (Compl. §§ 72, 74). The claims before the arbitrator and the claims set forth in count 4 are identical. Precluding plaintiffs from prosecuting the claims they assert in count 4 is consistent with the proposition that "a party who once has had a chance to litigate a claim before an appropriate tribunal usually ought not to have another chance to do so." SBC Commc'ns Inc. v. FCC, 407 F.3d...

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4 cases
  • Figueroa v. Dist. of Columbia
    • United States
    • U.S. District Court — District of Columbia
    • 22 Junio 2012
    ...ruled in the District's favor, finding that the FLSA claims were barred by the statute of limitations.2Figueroa v. D.C. Metro. Police Dep't, 658 F.Supp.2d 148, 152, 154 (D.D.C.2009). The district court, sua sponte, also found that the arbitration proceedings disposed of Count IV as a matter......
  • Campbell v. Kelly
    • United States
    • U.S. District Court — Southern District of Ohio
    • 31 Agosto 2011
    ...hour protections as well as the intent to provide 'broad access to the courts' to enforce those rights." Figueroa v. D.C Metro. Police Dept., 658 F. Supp.2d 148, 154 (D. D.C. 2009) (rev'd on other grounds) (quoting Barrentine v. Arkansas-Best Freight Sys., 450 U.S. 728, 729-730 (1981)). Her......
  • Figueroa v. Dist. of D.C. Metro. Police Dep't
    • United States
    • U.S. Court of Appeals — District of Columbia Circuit
    • 11 Febrero 2011
    ...FLSA claims barred by the statute of limitations. It therefore entered summary judgment in favor of MPD. Figueroa v. D.C. Metro. Police Dep't, 658 F.Supp.2d 148, 152, 154 (D.D.C.2009). This appeal followed.II We review the district court's grant of summary judgment de novo. Montgomery v. Ch......
  • Figueroa v. District of Columbia
    • United States
    • U.S. District Court — District of Columbia
    • 12 Febrero 2013
    ...On September 30, 2009, United States District Court Judge Henry H. Kennedy granted the motion. See Figueroa v. District of Columbia Metro. Police Dep't, 658 F.Supp.2d 148 (D.D.C.2009). Judge Kennedy determined that Counts I through III (the FLSA claims) were barred by the statute of limitat......
1 books & journal articles
  • Thirty-five Years of Litigating Over Arbitration in Employment Cases
    • United States
    • Colorado Bar Association Colorado Lawyer No. 39-7, July 2010
    • Invalid date
    ...Plaza, there was no "explicit statement that such claims are subject to mandatory arbitration"); Figueroa v. D.C. Metro. Police Dept., 658 F.Supp.2d 148 (D.D.C. 2009) (same); Edwards v. Cascade County Sheriff's Dep't, 223 P.3d 893 (Mont. 2009) (same); Catrino v. Town of Ocean City, 2009 U.S......

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