People v. Baffi

Decision Date18 March 1980
Citation404 N.E.2d 737,49 N.Y.2d 820,427 N.Y.S.2d 615
Parties, 404 N.E.2d 737 The PEOPLE of the State of New York, Respondent, v. George BAFFI, Appellant.
CourtNew York Court of Appeals Court of Appeals
OPINION OF THE COURT MEMORANDUM.

Defendant George Baffi appeals, on grounds of ineffective assistance of counsel, from his conviction of possession of gambling records in the first degree, and promoting gambling in the second degree.

George and his brothers Albert and Nicholas were identically charged in a single indictment, based on evidence gathered in the search of an apartment pursuant to a warrant.

George and Nicholas were present in the apartment when the police, with a no-knock warrant, broke in through a rear window to search for gambling records and paraphernalia; Albert entered the apartment while the search was in progress. The police found various gambling records in the apartment and on the persons of George and Albert, but not on Nicholas. The police also noted certain spontaneous statements made by George during the search.

At trial one attorney represented all three defendants. The jury convicted George and Albert, but acquitted Nicholas.

During the course of a pretrial suppression hearing the attorney for the three defendants made this statement: "Your Honor, we're going to go ahead but I want to put on the record, I advised these defendants of the possibility of a conflict in this case and they wish (me to) represent each and everyone of them; however, in the event that on further discussions with the defendants, there is a possibility of maybe another attorney representing one or two of them, this will not hinder the trial in any way whatsoever. I just want to put this on the record, of what I advised the defendants of to protect myself. Thank you very much." The trial court gave no response and made no further inquiry, nor did the defendants, who were apparently present, make any statements.

Although the trial court may place some reliance on the statement by counsel that he has informed his clients of the pitfalls of joint representation and gotten their consent (People v. Gomberg, 38 N.Y.2d 307, 379 N.Y.S.2d 769, 342 N.E.2d 550), such a statement alone does not relieve the trial court of the obligation "independent of the attorney's obligation" (People v. Macerola, 47 N.Y.2d 257, 263, 417 N.Y.S.2d 908, 391...

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  • People v. Cortez
    • United States
    • New York Court of Appeals Court of Appeals
    • January 21, 2014
    ...of the potential pitfalls” posed by the conflict ( id. at 263, 417 N.Y.S.2d 908, 391 N.E.2d 990). And, in People v. Baffi, 49 N.Y.2d 820, 822, 427 N.Y.S.2d 615, 404 N.E.2d 737 (1980) we reiterated that “[a]lthough the trial court may place some reliance on the statement by counsel that he h......
  • People v. Slavik
    • United States
    • New York County Court
    • April 14, 1986
    ...did exist, a new trial must be ordered ..." (at page 264, 417 N.Y.S.2d 908, 391 N.E.2d 990). See also People v. Baffi, 49 N.Y.2d 820, 427 N.Y.S.2d 615, 404 N.E.2d 737 (1980). Thus, the Macerola Court recognized that a defendant might be hard pressed to show actual prejudice in the trial rec......
  • People v. Recupero
    • United States
    • New York Court of Appeals Court of Appeals
    • December 1, 1988
    ...that should have been pursued for each defendant such that the potential for conflict actually operated (People v. Baffi, 49 N.Y.2d 820, 822, 427 N.Y.S.2d 615, 404 N.E.2d 737). Notwithstanding the absence of such a showing, however, the dissent would reverse, urging upon the court a per se ......
  • People v. Ortero
    • United States
    • New York Supreme Court — Appellate Division
    • June 9, 1980
    ...the joint representation. (See People v. Fioretti, 49 N.Y.2d 976, --- N.Y.S.2d ----, --- N.E.2d ---- (1980); People v. Baffi, 49 N.Y.2d 820, 427 N.Y.S.2d 615, 404 N.E.2d 737 (1980); People v. Macerola, 47 N.Y.2d 257, 417 N.Y.S.2d 908, 391 N.E.2d 990; People v. Gomberg, 38 N.Y.2d 307, 379 N.......
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