People v. Dixon

Decision Date24 July 1989
Citation149 A.D.2d 75,543 N.Y.S.2d 993
PartiesThe PEOPLE, etc., Appellant, v. Christopher DIXON, Respondent.
CourtNew York Supreme Court — Appellate Division

Patrick Henry, Dist. Atty., Riverhead (Steven A. Hovani and Glenn Green, of counsel), for appellant.

Before BRACKEN, J.P., and LAWRENCE, KOOPER and SULLIVAN, JJ.

KOOPER, Justice.

The question to be resolved on appeal is whether the results of a blood test conducted on an unconscious defendant pursuant to Vehicle and Traffic Law § 1194 may be admitted at trial in respect to both Penal Law and Vehicle and Traffic Law violations arising from the same incident. For the reasons that follow, we answer the foregoing question in the affirmative, and accordingly, reverse the order insofar appealed from.

I.

On July 19, 1986, at approximately 5:35 P.M., the defendant Christopher Dixon was proceeding in a westerly direction on Edgewood Avenue in Smithtown, New York, when a witness in an adjacent lane who was traveling in the opposite direction observed the defendant's red Datsun slowly traverse the double yellow dividing line and swerve into oncoming traffic. The defendant's automobile collided with a gray station wagon which had been travelling in an easterly direction. The witness, a Mr. Kevin Peterson--who was a certified Emergency Medical Technician--pulled over, exited his vehicle, and began rendering aid to the injured parties in the gray station wagon. Mr. Peterson noticed that a young girl who had been a passenger in the station wagon was lying on the ground, having sustained what appeared to be a serious head injury. Thereafter, Mr. Peterson walked over to the defendant's automobile and observed him slumped over the steering wheel in an unconscious state.

While attempting to perform certain first aid procedures--without success--Mr. Peterson "observed a large, a very large alcohol smell" on the defendant's breath and noticed beer cans on the front seat and a cooler on the back seat. Subsequently, Police Officer Peter Germond arrived at the scene and similarly found the defendant in an unconscious state. Germond testified that he too smelled alcohol on the defendant's breath.

Approximately 10 minutes after the accident occurred an ambulance arrived. The defendant was brought to St. John's Hospital where he was treated by a Dr. Serge Dos, who ascertained that the defendant--on whom he smelled alcohol--had sustained multiple injuries to the chest and abdomen. After checking on the defendant a number of times in the treatment room and discovering that he was still unconscious, Officer Germond placed the defendant under arrest, issued a field appearance ticket to be given to the defendant by the hospital staff, and requested that Dr. Dos draw blood for testing from the defendant, which was accomplished within one hour of the defendant's arrest. The results of the test disclosed that the defendant was legally intoxicated. Subsequently, the defendant was charged with various crimes under both the Vehicle and Traffic Law and the Penal Law. 1

II.

Thereafter, the defendant moved to suppress the results of the blood test. After finding that the defendant was unable to respond to Officer Germond's request that he submit to a blood test and determining that the blood sample had been secured in conformity with Vehicle and Traffic Law § 1194, the hearing court--relying on the Court of Appeals decision in People v. Moselle, 57 N.Y.2d 97, 454 N.Y.S.2d 292, 439 N.E.2d 1235--reasoned that the blood test results were admissible with respect to violations of the Vehicle and Traffic Law, but inadmissible with respect to the counts of the indictment charging crimes under the Penal Law. The People now appeal, arguing, inter alia, that the hearing court erred in limiting the admissibility of the blood test results to prosecution of the Vehicle and Traffic Law offenses charged in the indictment. We agree.

III.

Vehicle and Traffic Law former § 1194(1), applicable at the time of the accident, 2 provided, in pertinent part, that, "[a]ny person who operates a motor vehicle in this state shall be deemed to have given his consent to a chemical test, of his breath, blood, urine, or saliva, for the purpose of determining the alcoholic and/or drug content of his blood provided that such test is administered at the direction of a police officer". The foregoing provision establishes the means by which a blood sample may be obtained without the express consent of a motorist who is suspected of operating a vehicle in violation of Vehicle and Traffic Law § 1192 provided that there exists reasonable cause to believe a violation has occurred and that the chemical test is administered within two hours of the motorist's arrest (see, People v. Kates, 53 N.Y.2d 591, 444 N.Y.S.2d 446, 428 N.E.2d 852; People v. Mills, 124 A.D.2d 600, 601, 507 N.Y.S.2d 743; cf., People v. Mertz, 68 N.Y.2d 136, 506 N.Y.S.2d 290, 497 N.E.2d 657). Accordingly, former "Vehicle and Traffic Law § 1194(1) permits a blood sample to be obtained from an individual who is either unconscious or otherwise incapable of giving consent without the necessity of obtaining a court order" (People v. Mills, supra, 124 A.D.2d at 601, 507 N.Y.S.2d 743; People v. Kates, supra).

We preface our substantive discussion by observing that the hearing court's determination concerning the People's compliance with the mandate of Vehicle and Traffic Law § 1194 is not an issue presented for our review on appeal. Accordingly, the narrow focus of our inquiry relates to the admissibility of the blood test results with respect to Penal Law violations in light of the People's compliance with the statutory procedure outlined in Vehicle and Traffic Law § 1194. When so viewed, it must be concluded that the hearing court erred in confining the admissibility of the test results to the counts of the indictment charging the defendant with violations of the Vehicle and Traffic Law. The hearing court's determination to the contrary rests upon a narrow construction of the Court of Appeals' holding in People v. Moselle, 57 N.Y.2d 97, 454 N.Y.S.2d 292, 439 N.E.2d 1235, supra.

In Moselle, the Court of Appeals was confronted with circumstances in which the People failed to comply with the mandate of Vehicle and Traffic Law § 1194 in securing the blood samples which they sought to admit at trial. In two of the three cases presented for review in Moselle, the defendants from whom blood samples had been obtained were charged with violations of both the Vehicle and Traffic Law and the Penal Law. As part of their appellate theory, the People argued, inter alia, that any failure to comply with Vehicle and Traffic Law § 1194 should not be construed to preclude admission of the blood test results with regard to violations arising under the Penal Law 3 (see, People v. Moselle, supra, at 100, 101, 454 N.Y.S.2d 292, 439 N.E.2d 1235). The court disagreed, however, determining that there existed an alternative statutory methodology for procuring blood samples in Penal Law cases by court order pursuant to the then newly enacted CPL 240.40, with which the People had failed to comply. Having failed to establish compliance with either of the two relevant statutory means of securing blood samples, the People were foreclosed from seeking admission of the test results at trial with respect to both the Penal Law and Vehicle and Traffic Law offenses charged in the indictments.

Although in response to the People's appellate contentions, the Court of Appeals discussed Vehicle and Traffic Law § 1194 and CPL 240.40 as distinct and separate statutory procedures, we discern nothing in the Moselle holding which would preclude the admission of blood test results in respect to either Penal Law or Vehicle and Traffic Law offenses where the samples are procured in conformity with statutory procedure. Nevertheless, certain courts and commentators have professed to discern from the Moselle court's holding a requirement that there exist a "nexus" between the statutory means by which the blood sample is obtained and the nature of the offenses charged (see, People v. Wade, 118 Misc.2d 330, 340, 460 N.Y.S.2d 870; see also, People v. Curran, 90 A.D.2d 661, 456 N.Y.S.2d 281; 2 Callaghan, Criminal Procedure in New York, § 7.12). We have previously construed the Moselle holding to the contrary in an implied consent context (see, People v. Hall, 91 A.D.2d 1002, 457 N.Y.S.2d 580, affd. 61 N.Y.2d 834, 473 N.Y.S.2d 959, 462 N.E.2d 136), and we reaffirm our prior determination today. A closer review of the Moselle holding buttresses our conclusion in this respect.

IV.

At the outset, it must be observed that the Moselle determination is fundamentally distinguishable from the case at bar in terms of its operative facts, actual holding, and the narrow legal question to which the court's inquiry was directed. The manner in which the Court of Appeals framed the legal issue to be resolved on appeal confirms this assessment. In prefacing its analysis, the court declared that, "[t]he critical question presented is whether, in the absence of both statutory authority and of a court order, a blood sample may be taken from a person without his consent for use in a subsequent criminal prosecution" (People v. Moselle, supra, 57 N.Y.2d at 108, 454 N.Y.S.2d 292, 439 N.E.2d 1235 [emphasis supplied]. Notably, none of the blood samples taken from the motorists in the Moselle trilogy of cases was obtained by virtue of the implied consent provision of the Vehicle and Traffic Law around which the present appeal centers. Accordingly, the court neither held--nor was required to hold--that blood test results properly obtained pursuant to Vehicle and Traffic Law § 1194 were nevertheless inadmissible with respect to Penal Law offenses charged in the same indictment and arising out of the same transaction. 4

More fundamentally, it is a basic tenet of the law of evidence that in order to be admissible,...

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