People v. Lavalley

• Decision Date: 22 February 2018
• Docket Number: 108709
• Citation: 158 A.D.3d 993,71 N.Y.S.3d 688
• Parties: The PEOPLE of the State of New York, Respondent, v. Shawn M. LAVALLEY, Appellant.
• Court: New York Supreme Court — Appellate Division

158 A.D.3d 993

71 N.Y.S.3d 688

The PEOPLE of the State of New York, Respondent,

v.Shawn M. LAVALLEY, Appellant.

108709

Supreme Court, Appellate Division, Third Department, New York.

Calendar Date: January 16, 2018

Decided and Entered: February 22, 2018

Mark Schneider, Plattsburgh, for appellant.

Kristy L. Sprague, District Attorney, Elizabethtown (James E. Martineau Jr. of counsel), for respondent.

Before: McCarthy, J.P., Lynch, Devine, Clark and Rumsey, JJ.

MEMORANDUM AND ORDER

Devine, J.Appeal from a judgment of the County Court of Essex County (Meyer, J.), rendered August 17, 2016, upon a verdict convicting defendant of the crimes of assault in the second degree and criminal possession of a weapon in the fourth degree.

On a clear day in December 2014, defendant was hunting alone with a shotgun despite being barred from possessing one due to his prior criminal history. He shot at an animal in the woods that turned out to be another hunter, and the victim was struck and seriously injured. As a result of the incident, defendant was charged in an indictment with assault in the second degree and criminal possession of a weapon in the fourth degree. Defendant was convicted as charged following a jury trial, and County Court sentenced him to an aggregate prison term of seven years to be followed by postrelease supervision of three years. Defendant now appeals, focusing upon his conviction for assault in the second degree.

While there is no dispute that defendant shot and seriously injured the victim, defendant argues that the trial evidence was legally insufficient to support a finding that he "recklessly cause[d] serious physical injury" in order to support a conviction for assault in the second degree ( Penal Law § 120.05[4] ). In order to assess whether the proof is legally sufficient, we will view the trial evidence in the light most favorable to the People and ask whether a valid line of reasoning exists from which a rational jury could find that the elements of the crime were established beyond a reasonable doubt (see People v. Flanagan, 28 N.Y.3d 644, 656, 49 N.Y.S.3d 50, 71 N.E.3d 541 [2017] ; People v. Denson, 26 N.Y.3d 179, 188, 21 N.Y.S.3d 179, 42 N.E.3d 676 [2015] ). A person behaves in a criminally reckless manner when he or she "is aware of and consciously disregards a substantial and unjustifiable risk of a result, where the risk is of such a nature and degree that to disregard it constitutes a gross deviation from the standard of conduct of a reasonable person" ( Allstate Ins. Co. v. Zuk, 78 N.Y.2d 41, 46, 571 N.Y.S.2d 429, 574 N.E.2d 1035 [1991] ; see Penal Law § 15.05[3] ; People v. Jorgensen, 26 N.Y.3d 85, 90, 19 N.Y.S.3d 814, 41 N.E.3d 778 [2015] ; People v. Montanez, 41 N.Y.2d 53, 56, 390 N.Y.S.2d 861, 359 N.E.2d 371 [1976] ).

In that regard, a hunting safety instructor testified that mistaking a person for game is the most common cause of hunting mishaps and that defendant was made aware of that risk during a required safety course for hunters in which it was stressed that a hunter must be "100 percent sure of [the] target" before opening fire. Defendant had additionally spoken to the renter of the property to obtain permission to hunt and, in so doing, learned that the victim was permitted to hunt there. The People further submitted into evidence photographs of the scene, and the photographer testified that he had stood in defendant's position and was able to recognize a person in the victim's location as a human being. Defendant's own statements to investigators reveal a lack of effort to confirm his belief that he was observing an antlered male deer that he was entitled to shoot, as he heard something moving, watched a "large brown thing" move through the trees and then opened fire.

The jury could rationally find from the foregoing that defendant was aware that he would create a substantial and unjustifiable risk of serious physical injury to others in general and the victim in particular if he opened fire without being sure of his target. The jury could further determine that he consciously disregarded that risk when he shot at an animal without adequate efforts to identify it and, in so doing, acted with "the kind of seriously blameworthy carelessness whose seriousness would be apparent to anyone who shares the community's general sense of right and wrong" ( People v. Asaro, 21 N.Y.3d 677, 685, 976 N.Y.S.2d 10, 998 N.E.2d 810 [2013] [internal quotation marks and citations omitted]; accord People v. Briskin, 125 A.D.3d 1113, 1119, 3 N.Y.S.3d 200 [2015], lv denied 25 N.Y.3d 1069, 12 N.Y.S.3d 621, 34 N.E.3d 372 [2015] ). The conviction for second-degree assault is therefore supported by legally sufficient proof (see People v. Cruciani, 36 N.Y.2d 304, 305–306, 367 N.Y.S.2d 758, 327 N.E.2d 803 [1975] ; People v. George, 43 A.D.3d 560, 563–564, 840 N.Y.S.2d 662 [2007], affd 11 N.Y.3d 848, 872 N.Y.S.2d 63, 900 N.E.2d 544 [2008] ; People v. Grenier, 250 A.D.2d 874, 876–877, 672 N.Y.S.2d 499 [1998], lv denied 92 N.Y.2d 898, 680 N.Y.S.2d 62, 702 N.E.2d 847 [1998] ).¹

Defendant next contends that County Court erred in refusing his request to charge the lesser included offense of assault in the third degree (see Penal Law § 120.00[3] ) and, contrary to the People's suggestion, his request preserved the issue for our review (see CPL 470.05[2] ). When a defendant requests that a lesser included offense be submitted to the jury, the charge must be given "if (1) ‘it is impossible to commit the greater crime without concomitantly committing the lesser offense by the same conduct’ and (2) ‘there [is] a reasonable view of the evidence to support a finding that the defendant committed the lesser offense but not the greater’ " ( People v. Ryan, 55 A.D.3d 960, 963, 865 N.Y.S.2d 146 [2008], quoting People v. Van Norstrand, 85 N.Y.2d 131, 135, 623 N.Y.S.2d 767, 647 N.E.2d 1275 [1995] ; see CPL 1.20[37] ; 300.50[1], [2]; People v. Rivera, 23 N.Y.3d 112, 120–121, 989 N.Y.S.2d 446, 12 N.E.3d 444 [2014] ). Assault in the third degree as defined by Penal Law § 120.00(3) is quite similar to assault in the second degree as defined by Penal Law § 120.05(4), differing only in that a defendant act out of criminal negligence and inflict physical injury rather than serious physical injury (compare Penal Law § 120.00[3], with Penal Law § 120.05[4] ). Neither difference creates a scenario where a defendant may commit the greater offense without committing the lesser, as negligence is subsumed within the "higher or more culpable" mental state of recklessness ( People v. Montanez, 41 N.Y.2d at 56, 390 N.Y.S.2d 861, 359 N.E.2d 371 ; see People v. Green, 56 N.Y.2d 427, 433, 452 N.Y.S.2d 389, 437 N.E.2d 1146 [1982] ) and " ‘[s]erious physical injury’ denotes a degree of physical injury, not a separate, distinguishable type of harm" ( People v. Leonardo, 89 A.D.2d 214, 217 n 1, 455 N.Y.S.2d 434 [1982], affd 60 N.Y.2d 683, 468 N.Y.S.2d 466, 455 N.E.2d 1261 [1983] ). As such, assault in the third degree is a lesser included offense of assault in the second degree (see CPL 1.20[37] ; People v. Randolph, 81 N.Y.2d 868, 869, 597 N.Y.S.2d 630, 613 N.E.2d 536 [1993] ; People v. Ryan, 55 A.D.3d at 963–964, 865 N.Y.S.2d 146 ; People v. Baker, 4 A.D.3d 606, 612, 771 N.Y.S.2d 607 [2004], lvs denied 2 N.Y.3d 795, 781 N.Y.S.2d 295, 814 N.E.2d 467 [2004] ).

As for whether a reasonable view of the evidence would support a finding that defendant committed the lesser offense but not the greater, County Court found that it would not because the victim—who was shot in the hand and abdomen, would have died without treatment and required surgery, hospitalization and physical therapy to recover—indisputably sustained serious physical injuries (see People v. Luck, 294 A.D.2d 618, 620, 742 N.Y.S.2d 678 [2002], lv denied 98 N.Y.2d 699, 747 N.Y.S.2d 417, 776 N.E.2d 6 [2002] ; People v. Burnett, 270 A.D.2d 901, 902, 706 N.Y.S.2d 796 [2000], lv denied 95 N.Y.2d 851 [2000] ). We agree that the victim's injuries were serious but, inasmuch as assault in the third degree also demands a different mental state on the part of defendant, the lack of question as to the victim's injuries would only warrant rejecting a request to charge assault in the third degree "if ... no difference in mens rea [was] legitimately in issue[ ]" (Richard A. Greenberg et al., New York Criminal Law § 5:18 [4th ed 6 West's N.Y. Prac Series 2016]; cf. People v. Vasquez, 25 A.D.3d 465, 466, 810 N.Y.S.2d 124 [2006] [the defendant indisputably intended to, and did, cause serious physical injury to the victim so as to defeat request for lesser included offense], lv denied 6 N.Y.3d 854, 816 N.Y.S.2d 760, 849 N.E.2d 983 [2006] ; People v. Luck, 294 A.D.2d at 620, 742 N.Y.S.2d 678 ; People v. Eagleston, 194 A.D.2d 623, 623, 599 N.Y.S.2d 40 [1993] ).

Defendant argued that the jury could reasonably find from the trial proof that he did not act recklessly so as to commit assault in the second degree (see Penal Law § 120.05[4] ), but did behave negligently so as to commit assault in the third degree (see Penal Law § 120.00[3] ). Recklessness and criminal negligence are achingly close to one another; a reckless defendant "perceives the risk, but consciously disregards it," while a criminally negligent defendant "negligently fails to perceive the risk" altogether ( People v. Stanfield, 36 N.Y.2d 467, 470, 369 N.Y.S.2d 118, 330 N.E.2d 75 [1975] ; see Penal Law § 15.05[3], [4] ; People v. Licitra, 47 N.Y.2d 554, 558, 419 N.Y.S.2d 461, 393 N.E.2d 456 [1979] ; People v. Montanez, 41 N.Y.2d at 56, 390 N.Y.S.2d 861, 359 N.E.2d 371 ). A jury distinguishes between the two by considering "the evidence ... relating to the mental state of the defendant at the time of the crime" ( People v. Strong, 37 N.Y.2d 568, 570, 376 N.Y.S.2d 87, 338 N.E.2d 602 [1975] ; see People v. Davis, 142 A.D.2d 791, 792, 530 N.Y.S.2d 685 [1988] ).

In that regard, defendant knew that the victim had permission to hunt on the property where...