State v. Haugen

• Decision Date: 03 July 1990
• Docket Number: No. 890306,890306
• Citation: 458 N.W.2d 288
• Parties: STATE of North Dakota, Plaintiff and Appellee, v. Scot A. HAUGEN, Defendant and Appellant. Crim.
• Court: North Dakota Supreme Court

Page 288

458 N.W.2d 288

STATE of North Dakota, Plaintiff and Appellee, v. Scot A. HAUGEN, Defendant and Appellant.

Crim. No. 890306.

Supreme Court of North Dakota.

July 3, 1990.

Wayne D. Goter, Asst. State's Atty., Mandan, for plaintiff and appellee.

Deborah J. Carpenter of the Carpenter Law Offices, Bismarck, for defendant and appellant.

VANDE WALLE, Justice.

Scot A. Haugen appealed from a district court judgment finding him guilty of one count of burglary. We affirm.

Lynn Helferich was the owner and operator of the Tree City Bar in Mandan, North Dakota. She had known Scot Haugen through his ex-wife, Angela Serr, for approximately three years. During the week prior to December 5, 1988, Haugen came to Helferich with a plan to steal money from a charitable gaming site operated by the North Dakota chapter of the American Bikers Aiming Toward Education (ABATE). ABATE's gaming site was located inside the Tree City Bar. Haugen suggested to Helferich that the plan would be a good way to make money for the both of them, and indicated that he would commit the crime with or without her help.

Helferich did not give Haugen a reply to the proposed theft but, after their conversation, she immediately contacted the Mandan Police Department to inform them of Haugen's plan. Deputy Chief Dennis Bullinger instructed Helferich not to assist Haugen in committing the criminal offense and to try to dissuade him from pursuing the crime. Deputy Chief Bullinger also asked Helferich to contact him each time she had conversations with or learned anything from Haugen or Angela Serr. Helferich agreed to cooperate fully with the Mandan police, and the police made her aware that they would contact ABATE about the possible theft. Helferich also informed her insurance agent of the situation. ¹

During subsequent telephone conversations, Helferich told Haugen that she did not want him to carry out the proposed crime, and that she did not want him on the premises of the bar. On December 5, 1988, Angela Serr requested, and Helferich loaned Serr, the keys to her car. Helferich surmised that the keys would wind up in Haugen's possession. The car keys were on a ring which contained between fifteen and twenty other keys, including the key to the door of the Tree City Bar. Shortly thereafter, Helferich received a telephone call from Haugen in which he asked what a number of the keys were for, although he did not specifically inquire as to the Tree City Bar key. Helferich believed that Haugen was going to make a copy of the bar key. After Serr returned the keys, Helferich contacted Deputy Chief Bullinger to inform him of Haugen's access to the keys and of her belief that the door key to the bar was in Haugen's possession. ²

That evening, Deputy Chief Bullinger assigned Detective Ray Hoff to conduct a surveillance of the Tree City Bar. Detective Hoff set up his surveillance in a lumber yard across the street from the bar. At approximately 2:49 a.m. on April 6, 1988, Detective Hoff observed Haugen walk up to the front door of the bar, open it with a key, and enter into the premises. Hoff immediately requested units on patrol to assist in securing the front and rear doors of the bar. Once the entrances were secured, Detective Hoff attempted to enter the bar through the front door. When it was discovered that the door had been locked, the officers telephoned Helferich to supply them with a key. Upon entering the bar, the officers found Haugen hiding in a cooler and arrested him.

During his investigation, Detective Hoff noticed fresh pry marks around the hasp and lock that secured the money at ABATE's gaming table in the bar. However, a subsequent search of the bar for tools used to pry at the lock and hasp proved unfruitful.

Richard Helbling, a bartender employed at the Tree City Bar, closed the bar shortly after 1:00 a.m. and was the last person to leave it early on the morning of December sixth. Shari Keller, the manager of the gaming site, noticed that the lock and hasp on ABATE's gaming table were not damaged in any fashion when she locked it up at 1:00 that morning.

At approximately 6:00 in the morning on December sixth, Helbling and Helferich went to the Tree City Bar to inspect it for any damage. During the inspection, they found a flashlight and tire iron hidden near the gaming table. The items were turned over to the police.

Haugen was charged with one count of burglary, a class C felony, in violation of NDCC § 12.1-22-02. ³ A jury returned a guilty verdict against Haugen and he appealed.

Although Haugen raised a number of issues on appeal, the only issues with merit are whether the trial court abused its discretion in limiting the cross-examination of Helferich concerning her business and personal financial condition because such evidence would be irrelevant; and whether the trial court's response to the jury's question regarding the definition of "otherwise privileged to enter the premises" was proper. We consider Haugen's arguments separately.

FINANCIAL CONDITION

During the cross-examination of Lynn Helferich, counsel for Haugen inquired into the financial condition of the Tree City Bar and whether it had difficulty meeting expenses. Helferich responded that the bar was self-supporting and that it had no problem meeting expenses. During Helferich's response, the State objected to the question on the grounds of relevancy. Outside of the jury's presence, Haugen's counsel pointed out to the trial court that while Helferich testified to the fact that "she did not go along with [Haugen's] proposal" to steal money from the gaming tables, she loaned out her keys anyway knowing that they would wind up in Haugen's possession. Haugen's counsel asserted that evidence of the bar's poor financial condition would have been relevant to demonstrate a motive for Helferich to assist Haugen in the commission of the offense and that Haugen would, therefore, be invited or otherwise privileged to be on the premises. Counsel for Haugen made no offer of proof to the trial court to show that the bar was actually in financial straits. The trial court subsequently sustained the State's objection on relevancy grounds, but also noted that the objection would be sustained "if not strictly on relevancy, at least on Rule 403 [NDREv] because we are not getting into ... financial condition...." Upon resuming cross-examination, Haugen's counsel questioned Helferich regarding her personal financial condition. The State again objected to the question as both irrelevant and prejudicial under Rule 403, NDREv. The trial court sustained the State's objection.

Rule 402, NDREv, provides that "[a]ll relevant evidence is admissible," while "[e]vidence which is not relevant is not admissible." "Relevant evidence" is defined as evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence. See Rule 401, NDREv; State v. Haugen, 448 N.W.2d 191 (N.D.1989); State v. Huwe, 413 N.W.2d 350 (N.D.1987). Thus, the test as to whether evidence is relevant or irrelevant is whether or not it tends to prove or disprove a fact in issue. See Haugen, supra; State v. Erdman, 422 N.W.2d 808 (N.D.1988). Even when evidence is found to be relevant, that evidence may still be excluded by the trial court under Rule 403, NDREv, "if its probative value is substantially outweighed by the danger of unfair prejudice...." See Haugen, supra; Huwe, supra.

The right to confront witnesses is of constitutional magnitude [U.S. Const. amend. VI; N.D. Const. art. I, § 12; State v. Buckley, 325 N.W.2d 169 (N.D.1982) ] and defense counsel is given wide latitude in cross-examining prosecution witnesses. State v. Bartkowski, 290 N.W.2d 218 (N.D.1980). Nevertheless, the latitude and extent of cross-examination has always been held to be within the trial court's reasonable discretion. Id. The determination of whether or not evidence is relevant, and the balancing of the evidence's probative value against its prejudicial effect are also matters for the trial court to resolve in the exercise of its sound discretion. See Huwe, supra; State v. Schimmel, 409 N.W.2d 335 (N.D.1987); State v. Kringstad, 353 N.W.2d 302 (N.D.1984). On appeal, we will not overturn a trial court's decision regarding the admission or exclusion of evidence on the ground of relevancy unless the trial court abused its discretion. See Haugen, supra; State v. Newnam, 409 N.W.2d 79 (N.D.1987); State v. Olson, 290 N.W.2d 664 (N.D.1980). A trial court abuses its discretion when it acts in an arbitrary, unconscionable, or unreasonable manner. State v. Kunkel, 452 N.W.2d 337 (N.D.1990); State v. Erban, 429 N.W.2d 408 (N.D.1988).

Ordinarily, "[e]vidence of poverty, dependence on welfare or unemployment is not admissible to show motive or as evidence of a witness's credibility." People v. Conte, 152 Mich.App. 8, 14, 391 N.W.2d 763, 766 (1986). This principle stems from the belief that if impecuniosity were allowed to be admitted as relevant evidence to show a witness's motive or credibility, indigent defendants in criminal cases would immediately be placed under unfair suspicion and disadvantage. See United States v. Reed, 700 F.2d 638 (11th Cir.1983); State v. Moore, 221 Neb. 706, 380 N.W.2d 288 (1986); People v. Buggs, 109 A.D.2d 1052, 487 N.Y.S.2d 202 (1985); People v. Spencer, 130 Mich.App. 527, 343 N.W.2d 607 (1983); People v. Hogan, 31 Cal.3d 815, 183 Cal.Rptr. 817, 647 P.2d 93 (1982). See generally 1 B. Jones, Evidence § 4:47 (6th ed. 1972) [evidence of a party's financial circumstances is generally not relevant in civil actions as well as criminal actions, and evidence of a criminal defendant's financial condition is ordinarily not admissible because it would place poor individuals under unfair suspicion]; 2 J. Wigmore, Evidence § 392 (1979) [while defendant's lack of money may have some relevancy to show a motive...