McCormick v. NYU Langone Med. Ctr., Index No. 155468/2016

Decision Date27 November 2019
Docket NumberIndex No. 155468/2016
Citation2019 NY Slip Op 33532 (U)
PartiesVICTORIA MCCORMICK, Plaintiff v. NYU LANGONE MEDICAL CENTER and NYU HOSPITAL CENTER, Defendants
CourtNew York Supreme Court

NYSCEF DOC. NO. 106

DECISION AND ORDER

APPEARANCES:

For Plaintiff

Scott A. Brody Esq.

Brody, O'Connor & O'Connor

535 8th Avenue, New York, NY 10018

For Defendants

Steven Gerber Esq.

Schoeman Updike Kaufman & Gerber, LLP

551 5th Avenue, New York, NY 10176

LUCY BILLINGS, J.S.C.:

I. BACKGROUND

Plaintiff McCormick sues defendants NYU Langone Medical Center and NYU Hospital Center for retaliation in violation of New York Labor Law § 741, which protects whistleblowers in health care services against retaliation by their employers. Defendant NYU Hospital Center moves for summary judgment, having claimed in its answer that its co-defendant NYU Langone Medical Center is not a suable entity, but only a name by which NYU Hospital Center conducts business. C.P.L.R. § 3212(b). McCormick does not respond to this claim, but cross-moves for summary judgment on NYU Hospital Center's liability. C.P.L.R. § 3212(b) and (e). For the reasons explained below, the court denies both motions.

II. SUMMARY JUDGMENT STANDARDS

To obtain summary judgment, the moving party must make a prima facie showing of entitlement to judgment as a matter of law through admissible evidence, eliminating all material issues of fact. C.P.L.R. § 3212(b); Friends of Thayer Lake LLC v. Brown, 27 N.Y.3d 1039, 1043 (2016); Nomura Asset Capital Corp. v. Cadwalader, Wickersham & Taft LLP, 26 N.Y.3d 40, 49 (2015); Voss v. Netherlands Ins. Co., 22 N.Y.3d 728, 734 (2014); Vega v. Restani Constr. Corp., 18 N.Y.3d 499, 503 (2012). Only if the moving party satisfies this standard does the burden shift to the opposing party to rebut that prima facie showing by producing evidence, in admissible form, sufficient to require a trial of material factual issues. De Lourdes Torres v. Jones, 26 N.Y.3d 742, 763 (2016); Nomura Asset Capital Corp. v. Cadwalader Wickersham & Taft LLP, 26 N.Y.3d at 49; Morales v. D & A Food Serv., 10 N.Y.3d 911, 913 (2008); Hyman v. Queens County Bancorp, Inc., 3 N.Y.3d 743, 744 (2004). In evaluating the evidence for purposes of the parties' motions, the court construes the evidence in the light most favorable to the opponent. Stonehill Capital Mgt. LLC v. Bank of the W., 28 N.Y.3d 439, 448 (2016); DeLourdes Torres v. Jones, 26 N.Y.3d at 763; William J. Jenack Estate Appraisers & Auctioneers, Inc. v. Rabizadeh, 22 N.Y.3d 470, 475 (2013); Vega v. Restani Constr. Corp., 18 N.Y.3d at 503. If the moving party fails to meet its initial burden, the court must deny summary judgment despite any insufficiency in the opposition. Voss v. Netherlands Ins. Co., 22 N.Y.3d at 734; Vega v. Restani Constr. Corp., 18 N.Y.3d at 503; Smalls v. AJI Indus., Inc., 10 N.Y.3d 733, 735 (2008); JMD Holding Corp. v. Congress Fin. Corp., 4 N.Y.3d 373, 384 (2005).

III. UNDISPUTED FACTS

Defendant employed McCormick as a respiratory therapist from March 1999 until it terminated her employment in June 2015. On May 21, 2015, McCormick was assigned to work in defendant's neonatal intensive care unit (NICU). That evening an incident occurred involving McCormick, a NICU patient, the patient's nitric oxide machine, and two of McCormick's supervisors, James Weatherbee and David Wain, as well as other hospital staff. On the morning of May 22, 2015, McCormick reported the incident to the New York State Department of Health (NYSDOH). Also in response to the incident on May 21, 2015, defendant commenced an investigation to ascertain whether the actions by anyone involved warranted disciplinary measures. Following the investigation, defendant terminated McCormick's employment.

IV. THE PRINCIPAL DISPUTE

The parties dispute whether defendant terminated McCormick in retaliation for whistleblowing and whether defendant even knew McCormick had filed a complaint with NYSDOH when defendant terminated her employment, so as to have been motivated to retaliate. McCormick claims defendant terminated her employment, in violation of Labor Law § 741, because she filed a whistleblower complaint with NYSDOH. Aff. of Scott A. Brody Ex. A ¶ 4. Defendant claims it terminated McCormick for legitimate, non-retaliatory, business reasons, specifically for her violation of hospital policy on May 21, 2015, in conjunction with her prior disciplinary history. Aff. of Steven Gerber Ex. C, at 16; Aff. of Evelyn Taveras Ex. A, at 2.

The parties also dispute the timeline leading up to the termination of McCormick's employment. McCormick claims that defendant terminated her employment June 2, 2015, after NYSDOH visited defendant June 1, 2015. Brody Aff. Ex. A ¶ 4. Defendant claims that it terminated McCormick's employment June 1, 2015, and that it made its decision to do so even before that date. Reply Aff. of Steven Gerber Ex. E, at 17; Brody Aff. Ex. D, at 73-74. Resolution of this dispute is unnecessary to the determination of the parties' motions, however, because, even if defendant shows that it did not learn of McCormick's complaint to NYSDOH from the visit June 1, 2019, as discussed below McCormickraises an issue whether defendant knew of her complaint as of May 30, 2015. The parties also dispute many facts specifically regarding the events of May 21, 2015, but these discrepancies also do not materially bear on the current motions.

V. MCCORMICK'S CROSS-MOTION FOR SUMMARY JUDGMENT

A. MCCORMICK ESTABLISHES A LABOR LAW § 741 CLAIM.

To sustain a claim under Labor Law § 741, McCormick must have disclosed or have threatened to disclose an activity of the employer "that the employee, in good faith, reasonably believes constitutes improper quality of patient care." N.Y. Labor Law § 741(2)(a). As defined by the statute, "improper quality of patient care" consists of a violation of law that presents a significant threat to a specific patient's health. N.Y. Labor Law § 741(1)(d).

McCormick satisfies the requirements for a Labor Law § 741 claim. First, McCormick filed a report with NYSDOH May 22, 2015. Blashka v. New York Hotel Trades Council & Hotel Assn. of N.Y. Health Ctr., 126 A.D.3d 503, 503 (1st Dep't 2015). See Ruiz v. Lenox Hill Hosp., 146 A.D.3d 605, 606 (1st Dep't 2017). Second, McCormick reported her supervisor's use of a contaminated injector module. Blashka v. New York Hotel Trades Council & Hotel Assn. of N.Y. Health Ctr., 126 A.D.3d at 503. See Ruiz v. Lenox Hill Hosp., 146 A.D.3d at 605-606. Third, McCormick reasonably believed her supervisor's use of this contaminatedinjector module presented a substantial and specific danger to a patient. N.Y. Labor Law § 741(1)(d); Blashka v. New York Hotel Trades Council & Hotel Assn. of N.Y. Health Ctr., 126 A.D.3d at 503; Finkelstein v. Cornell Univ. Med. Coll., 269 A.D.2d 114, 116 (1st Dep't 2000). McCormick also specifies the regulation defendant violated as determined by NYSDOH. Brody Aff. Ex. A ¶ 12, Ex. G. See King v. New York City Health & Hosps. Corp., 85 A.D.3d 631, 631 (1st Dep't 2011).

Finally, McCormick shows that she is excused from Labor Law § 741(3)'s requirement that, before commencing this action, she "brought the improper quality of patient care to the attention of a supervisor and . . . afforded the employer a reasonable opportunity to correct such activity." N.Y. Labor. Law § 741(3); Skelly v. New York City Health & Hosps. Corp., 161 A.D.3d 476, 477 (1st Dep't 2018). This requirement does not apply if "the improper quality of patent care" about which McCormick complained presented "an imminent threat to public health . . . or to the health of a specific patient and the employee reasonably believes in good faith that reporting to a supervisor would not result in corrective action." N.Y. Labor Law § 741(3).

McCormick testified at her deposition that the incident May 21, 2015, was the third time in the previous 10 days that her supervior James Weatherbee had endangered a patient's health through misuse of life sustaining equipment. Brody Aff. Ex. B,at 87, 90, 93, 96; Gerber Aff. Ex. F, at 87, 90. Thus, even if by May 22, 2019, the patient on whom the contaminated injector module had been used was out of danger, a fact that defendant only assumes, from McCormick's perspective Weatherbee presented an imminent threat to his prospective patients, even if he no longer threatened the patient whom he had endangered May 21, 2015.

Regarding the exception's second element, McCormick had witnessed her co-workers complain about both prior incidents to the coordinator and to another supervisor. Brody Aff. Ex. B, at 90- 91; Gerber Aff. Ex. F, at 90-91. McCormick's supervisor Weatherbee was well aware of all three incidents. Her supervisor David Wain was aware of at least the most recent incident. McCormick also had witnessed her co-workers complain at staff meetings about staffing and equipment problems. Brody Aff. Ex. B, at 217, 219; Gerber Aff. Ex. F, at 217, 219. These undisputed facts indicate that no further internal report was required. Skelly v. New York City Health & Hosps. Corp., 161 A.D.3d at 477. See Tipaldo v. Lynn, 26 N.Y.3d 204, 211-12 (2015).

To the extent that Labor Law § 741(3) required McCormick to report the most recent incident to additional supervisors, however, she had not observed any corrective action in response to complaints about the prior incidents, giving her little reason to expect a response on the third occasion. Moreover, shereasonably believed in good faith that, to whomever she reported the recent incident, Wain and Charles Catanzaro, Administrative Director of defendant's Respiratory Care Department, would blame her because they resented her experience and superior knowledge of respiratory therapy. Brody Aff. Ex. B, at 97, 102-103, 111-12; Gerber Aff. Ex. F, at 97, 102-103, 111-12. See N.Y. Labor Law § 741(3); Tipaldo v. Lynn, 26 N.Y.3d at 212; Skelly v. New York City Health & Hosps. Corp., 161...

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