State v. Mcdaniel

• Decision Date: 15 July 2011
• Docket Number: No. 101,634.,101,634.
• Citation: 292 Kan. 443,254 P.3d 534
• Parties: STATE of Kansas, Appellee,v.David McDANIEL, Appellant.
• Court: Kansas Supreme Court

292 Kan. 443

254 P.3d 534

STATE of Kansas, Appellee,

v.David McDANIEL, Appellant.

No. 101,634.

Supreme Court of Kansas.

July 15, 2011.

Syllabus by the Court

1. K.S.A. 22–3424(d) does not require that a hearing on restitution occur before sentencing when no restitution amount has been requested by the victim or the victim's family. In addition, its use of the word “shall” is directory rather than mandatory.

2. On the record before the court, the district judge did not change the defendant's sentence after pronouncement. The court had jurisdiction to complete sentencing by adding a restitution amount at a continued hearing set by the agreement of the parties.

3. Sentencing to the highest term in an applicable Kansas Sentencing Guidelines Act grid box without proof of aggravating facts to a jury does not violate Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000).

Patrick H. Dunn, of the Kansas Appellate Defender Office, argued the cause and was on the briefs for appellant.Don L. Scott, county attorney, argued the cause, and Steve Six, attorney general, was with him on the brief for appellee.

The opinion of the court was delivered by BEIER, J.:

David McDaniel asks this court to reverse the Court of Appeals' decision affirming the sentence and restitution order imposed by the district court for his conviction of aggravated battery. McDaniel contends that the district court lacked jurisdiction to order restitution and violated his constitutional rights by imposing the highest sentence in the grid box assigned to his offense without the aggravating facts being proved to a jury.

Factual Background and Procedural History

The factual background and procedural history of this case are straightforward.

McDaniel entered a guilty plea to one count of aggravated battery arising from his involvement in a fight that ended with McDaniel stabbing the victim. McDaniel's presentence investigation report, submitted 9 days before the sentencing hearing, included a restitution amount of $21,269.06, payable to Medicaid for the victim's medical expenses. The record on appeal reflects no request from the victim or the victim's family for restitution.

At the sentencing hearing, the district judge denied McDaniel's request for a nonprison sentence and imposed 34 months' incarceration, the highest presumptive sentence in the grid box corresponding to a severity level 5 felony committed by an individual with a criminal history score of I. When the judge then mentioned the PSI restitution amount, McDaniel objected. The judge then asked if the issue needed to be set for hearing, and counsel for McDaniel and the State agreed to a hearing date approximately 3 weeks in the future. The judge then proceeded with remaining elements of a typical plea colloquy, including recitation of a notice of appeal deadline 10 days after the sentencing hearing.

McDaniel filed his notice of appeal within 10 days of the sentencing hearing.

At the later hearing on the restitution amount, counsel for the State opened his remarks by referring to the proceeding as a “continued” sentencing. There was no contrary statement by McDaniel's counsel or the judge. McDaniel stipulated to a reduced restitution amount of $7,744.26, and the judge entered an order consistent with that stipulation.

Discussion

Jurisdiction to Set Restitution Amount

Jurisdiction is a question of law over which this court exercises unlimited review. State v. Jackson, 291 Kan. 34, 35, 238 P.3d 246 (2010) (citing State v. Denney, 283 Kan. 781, 787, 156 P.3d 1275 [2007] ). In addition, this case requires the court to interpret provisions of the Kansas Sentencing Guidelines Act (KSGA). Statutory interpretation is a question of law, and this court's review is unlimited. State v. Miller, 260 Kan. 892, 895, 926 P.2d 652 (1996).

“When courts are called upon to interpret statutes, the fundamental rule governing our interpretation is that ‘the intent of the legislature governs if that intent can be ascertained. The legislature is presumed to have expressed its intent through the language of the statutory scheme it enacted.’ State ex rel. Stovall v. Meneley, 271 Kan. 355, 378, 22 P.3d 124 (2001). For this reason, when the language of a statute is plain and unambiguous, courts ‘need not resort to statutory construction.’ In re K.M.H., 285 Kan. 53, 79, 169 P.3d 1025 (2007). Instead, ‘[w]hen the language is plain and unambiguous, an appellate court is bound to implement the expressed intent.’ State v. Manbeck, 277 Kan. 224, Syl. ¶ 3, 83 P.3d 190 (2004).

“Where a statute's language is subject to multiple interpretations, however, a reviewing court ‘may look to the historical background of the enactment, the circumstances attending its passage, the purpose to be accomplished, and the effect the statute may have under the various constructions suggested. [Citation omitted.]’ Robinett v. The Haskell Co., 270 Kan. 95, 100–01, 12 P.3d 411 (2000). Generally, courts should construe statutes to avoid unreasonable results and should presume that the legislature does not intend to enact useless or meaningless legislation. Hawley v. Kansas Dept. of Agriculture, 281 Kan. 603, 631, 132 P.3d 870 (2006). We ascertain the legislature's intent behind a particular statutory provision ‘from a general consideration of the entire act. Effect must be given, if possible, to the entire act and every part thereof. To this end, it is the duty of the court, as far as practicable, to reconcile the different provisions so as to make them consistent, harmonious, and sensible. [Citation omitted.]’ In re Marriage of Ross, 245 Kan. 591, 594, 783 P.2d 331 (1989); see also State ex rel. Morrison v. Oshman Sporting Goods Co. Kansas, 275 Kan. 763, Syl. ¶ 2, 69 P.3d 1087 (2003). Thus, in cases that require statutory construction, ‘courts are not permitted to consider only a certain isolated part or parts of an act but are required to consider and construe together all parts thereof in pari materia.’ Kansas Commission on Civil Rights v. Howard, 218 Kan. 248, Syl. ¶ 2, 544 P.2d 791 (1975).” Board of Sumner County Comm'rs v. Bremby, 286 Kan. 745, 754–55, 189 P.3d 494 (2008).

“Sentencing in a criminal proceeding takes place when the trial court pronounces the sentence from the bench.” Jackson, 291 Kan. at 35, 238 P.3d 246 (citing State v. Garcia, 288 Kan. 761, 765, 207 P.3d 251 [2009]; Abasolo v. State, 284 Kan. 299, 304, 160 P.3d 471 [2007]; State v. Moses, 227 Kan. 400, 402, 607 P.2d 477 [1980] ). A district judge has no jurisdiction to change a sentence once it is pronounced. Jackson, 291 Kan. at 35, 238 P.3d 246. An exception exists under the KSGA for modification to correct arithmetic or clerical errors. See K.S.A. 21–4721(i); State v. Miller, 260 Kan. 892, 900, 926 P.2d 652 (1996); see also State v. Anthony, 274 Kan. 998, 1002, 58 P.3d 742 (2002) (“Without the authority granted by statute, the court has no ability to modify.”). Restitution is one of the dispositions authorized by K.S.A. 21–4603d, and it therefore constitutes part of a criminal defendant's sentence. K.S.A. 21–4603d(b)(1).

The first question before us is whether the procedure followed by the district judge in this case ran afoul of these rules governing sentencing jurisdiction.

McDaniel advances two arguments on this question. First, he invokes K.S.A. 22–3424(d) to contend that any hearing on restitution must take place before sentencing. Second, he argues that what occurred in his case was an impermissible change in his sentence after pronouncement from the bench.

K.S.A. 22–3424(d) provides:

“If the verdict or finding is guilty, upon request of the victim or the victim's family and before imposing sentence, the court shall hold a hearing to establish restitution. The defendant may waive the right to the hearing and accept the amount of restitution as established by the court. If the court orders restitution to be paid to the victim or the victim's family, the order shall be enforced as a judgment of restitution pursuant to K.S.A .... 60–4301 through 60–4304.” (Emphasis added.)

McDaniel is correct that the plain language of K.S.A. 22–3424(d) clearly states that a court “shall” hold a hearing to establish restitution before imposing sentence, but this language is limited to situations in which the crime victim or the victim's family requested restitution. We do not have that situation here.

In addition, we agree with the Court of Appeals panel that decided State v. Bryant, 37 Kan.App.2d 924, 163 P.3d 325, rev. denied 285 Kan. 1175 (2007), which held that the “shall” used in K.S.A. 22–3424(d) is directory rather than mandatory. Bryant, 37 Kan.App.2d at 930, 163 P.3d 325.

As we set forth in State v. Raschke, 289 Kan. 911, Syl. ¶ 4, 219 P.3d 481 (2009), the factors that bear on the directory/mandatory question include: (1) legislative context and history; (2) substantive effect on a party's rights versus merely form or procedural effect; (3) existence or nonexistence of consequences for noncompliance; and (4) the subject matter of the statutory provision. See State v. Copes, 290 Kan. 209, 220, 224 P.3d 571 (2010).

Regarding the first factor, there is little legislative history available regarding K.S.A. 22–3424(d). The language at issue was added in 1995 by conference committee amendment. House J. 1995, p. 676. No committee minutes or supplemental notes address the language or its underlying intention.

On the second and fourth factors, we view the language of K.S.A. 22–3424(d) as fixing a mode of procedure rather than affecting the substantial rights of any party. Indeed, each subsection of K.S.A. 22–3424 addresses the process by which the district court shall render judgment and impose sentence. This procedure “secure[s] order, system, and dispatch of the public business.” See Raschke, 289 Kan. at 922, 219 P.3d 481.

Subsection (d) of K.S.A. 22–3424 also does not impose any consequences for a sentencing judge's failure to...