State v. Curtis

• Decision Date: 15 January 2002
• Docket Number: No. 19607-1-III.,19607-1-III.
• Citation: 110 Wn. App. 6,37 P.3d 1274,110 Wash. App. 6
• Parties: STATE of Washington, Respondent, v. Bobby Ray CURTIS, Appellant.
• Court: Washington Court of Appeals

37 P.3d 1274

110 Wash. App. 6

110 Wn. App. 6

STATE of Washington, Respondent, v. Bobby Ray CURTIS, Appellant.

No. 19607-1-III.

Court of Appeals of Washington, Division 3, Panel One.

January 15, 2002.

Paul J. Wasson, Spokane, for Appellant.

John D. Knodell, III, Edward A. Owens, Ephrata, for Respondent.

SWEENEY, J.

The exercise of constitutionally guaranteed Miranda¹ rights must be without penalty. The State penalizes a defendant for asserting those rights when it introduces evidence of the defendant's exercise of Miranda rights as substantive evidence of guilt. In this case, the prosecutor invited an investigating officer to comment in front of a jury that the defendant chose to remain silent and consult a lawyer after being read his Miranda rights. The invitation was deliberate and implicates fundamental constitutional rights. We therefore reverse and remand for a new trial.

FACTS

Bobby Ray Curtis was tried by jury for assault in the second or third degree, with a deadly weapon enhancement on both counts.

On the evening of June 11, 2000, Elizabeth LaFramboise called on her next-door neighbor, Adele Cariveau. Bobby Ray Curtis and his girlfriend, Lisa Cariveau, were there. Ms. LaFramboise asked Mr. Curtis about money that he owed her husband, Nathan LaFramboise, for a tattoo. After she left, Nathan LaFramboise came over to demand payment. The door hit seven-months' pregnant Lisa in the stomach as Mr. LaFramboise barged in. Mr. Curtis refused to pay up. A brawl ensued, primarily between Mr. Curtis and Mr. LaFramboise, but also involving Lisa and Mr. LaFramboise's brother, Calvin Lynch. Mr. LaFramboise and Mr. Curtis fought to a standstill. Mr. LaFramboise ended up bleeding from a wound to the back of his left thigh.

Mr. Curtis and Lisa drove away from the scene and were later picked up by the Ephrata police.

Officer John Turley ordered Mr. Curtis out of the patrol car. Officer Turley read Mr. Curtis his Miranda rights. Mr. Curtis refused to answer any questions and asked for an attorney. This prompted the following exchange between the prosecutor and Officer Turley at the trial:

Q. Go ahead. And you had him—once he got out, then you—

A. I read him his Miranda, his constitutional rights.

Q. Was anything said at that time?

A. He refused to speak to me at the time, and wanted an attorney present.

Report of Proceedings (RP) at 34-35. Officer Turley also tried to interview Mr. Curtis later in the Grant County jail. Again at trial the prosecutor asked: "Was any information gathered at that time ... by talking to Mr. Curtis?" RP at 61. Officer Turley answered that he was able to take some pictures of marks on Mr. Curtis's shirtless body and hands.

At trial witnesses disagreed about the details of the fight, specifically how Mr. LaFramboise's wound was caused, and whether Mr. Curtis had a knife. Much of the evidence was inadmissible hearsay. Officer Turley related, without defense objection, various damaging hearsay statements made to him at the scene.² When the defense tried to introduce its own inadmissible hearsay to counter the State's inadmissible hearsay, the prosecutor objected. The State then released the hearsay declarant from subpoena, leaving the defense with no way to answer the damaging hearsay statements. The court ultimately admitted the evidence by bending ER 613, which permits impeachment of a witness with extrinsic evidence of a prior inconsistent statement.

The defense proposed jury instructions on self-defense, defense of others, and necessity. The court refused these instructions. It ruled that they would be appropriate only if Mr. Curtis admitted he used a knife. The court characterized the defense as one of general denial and declined to give any self-defense instruction. Defense counsel concurred. But Mr. Curtis did not deny fighting Mr. LaFramboise. And in closing, the defense argued self-defense:

[M]y client was faced with one person that was over six-two ... and another, his brother, right along side them. There was information that came out that [the brother] came running out, taking off his jacket.... [H]e had two people in front of my client, Bobby, and a fight ensued.

RP at 327.

The jury found Mr. Curtis guilty of third degree assault with no weapon enhancement. Mr. Curtis was sentenced by a different judge to the middle of the standard range— 45 days—and ordered to pay medical restitution and costs.

Mr. Curtis claims he was denied a fair trial because of the State's comments on his invocation of Miranda rights and his lawyer's chronic failure to recognize and object to inadmissible hearsay. He also challenges his sentencing by a judge other than the one who heard the case. He does not assign error to the jury instructions. Because the Miranda issue is dispositive, we do not reach the remaining issues.

COMMENT ON POST-MIRANDA ASSERTION OF RIGHTS

MANIFEST CONSTITUTIONAL ERROR

Mr. Curtis contends his Fifth Amendment rights to remain silent and to receive counsel and his due process guarantee under the Fourteenth Amendment were infringed when the State called the jury's attention to his exercise of these rights. He contends this constituted an impermissible penalty on the exercise of his Miranda rights. And, as such, it violated the implied assurance that no negative consequences will attach to invoking these rights. Mr. Curtis contends the prosecutor deprived him of the presumption of innocence by deliberately soliciting evidence of his failure to waive his rights.

This is a claim of manifest constitutional error, which can be raised for the first time on appeal. RAP 2.5(a)(3); State v. McFarland, 127 Wash.2d 322, 333, 899 P.2d 1251 (1995); State v. Neidigh, 78 Wash.App. 71, 78, 895 P.2d 423 (1995). Review is de novo. State v. Byers, 88 Wash.2d 1, 11, 559 P.2d 1334 (1977), overruled on other grounds by State v. Williams, 102 Wash.2d 733, 689 P.2d 1065 (1984). Once it is established that the alleged error is both constitutional and manifest, we consider the merits. State v. Jones, 71 Wash.App. 798, 809-10, 863 P.2d 85 (1993); State v. Lynn, 67 Wash.App. 339, 345, 835 P.2d 251 (1992). The State has the burden of overcoming the presumption that a constitutional error is prejudicial. State v. Easter, 130 Wash.2d 228, 242, 922 P.2d 1285 (1996).

The right to be free from compelled self-incrimination is liberally construed. Id. at 236, 922 P.2d 1285 (citing Hoffman v. United States, 341 U.S. 479, 486, 71 S.Ct. 814, 95 L.Ed. 1118 (1951)). The seriousness of introducing testimony that a defendant exercised his Miranda rights depends on whether the rights were asserted before or after arrest, and before or after the reading of Miranda rights. Merely mentioning a suspect's pre-arrest silence generally is not a violation. State v. Lewis, 130 Wash.2d 700, 706, 927 P.2d 235 (1996). And it may even be permissible to use a defendant's pre-arrest, pre-Miranda silence to impeach his exculpatory story if he testifies. See, e.g., Brecht v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993).

Mr. Curtis's silence here was post-Miranda. The evidence was not offered for impeachment—Mr. Curtis did not testify. And the question was asked during the State's case in chief. See Lewis, 130 Wash.2d at 706 n. 2, 927 P.2d 235.

POST-MIRANDA SILENCE

Once the suspect is arrested and Miranda rights are read, the State violates a defendant's Fifth and Fourteenth Amendment rights by introducing evidence of his exercise of Miranda rights as substantive evidence of guilt. Lewis, 130 Wash.2d at 705,927 P.2d 235; Easter, 130 Wash.2d at 236,922 P.2d 1285. The reason for this is that the government, in reading these rights, implicitly assures the accused that he may assert his rights without penalty. Doyle v. Ohio, 426 U.S. 610, 618-19, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976); Easter, 130 Wash.2d at 238,922 P.2d 1285.

Here, Mr. Curtis responded to his arrest and the reading of his rights by immediately and unequivocally asserting his rights.

We compare the prosecutor's conduct here to that discussed in Lewis and Easter, the Washington cases most often cited on this issue. We note that both of those cases involve pre-arrest, pre-Miranda silence, and both are appeals of trial court mistrial motion rulings, which are reviewed for abuse of discretion. In Lewis, the burden was placed on the defendant to establish prejudice. 130 Wash.2d at 707, 927 P.2d 235. Easter applied the constitutional harmless error standard in which the State must prove lack of prejudice beyond a reasonable doubt. 130 Wash.2d at 242, 922 P.2d 1285.

In Lewis, the trial court granted a defense motion in limine to exclude reference to rape suspect Lewis's having missed some appointments with police during the investigation. Lewis, 130 Wash.2d at 702, 927 P.2d 235. The State's police witness did not mention the missed appointments. But he did tell the jury that, when informed he was being investigated, Mr. Lewis had asserted his innocence and the officer had remarked that, "if he was innocent he should just come in and talk to me about it." Id. at 703, 927 P.2d 235. This was not responsive to the prosecutor's question. And the State did not mention this testimony in closing argument. Id. at 703-04, 927 P.2d 235. The trial court denied Mr. Lewis's motion for mistrial. The appellate court concluded that the mere unsolicited reference, with no suggestion it was proof of guilt, did not violate the Fifth Amendment. Id. at 706, 927 P.2d 235. The conviction was affirmed. Id. at 707, 927 P.2d 235.

Easter was a prosecution for vehicular assault. Before his arrest, Mr. Easter declined to answer questions. The court ordered the State not to ask any questions about Mr. Easter's alleged evasiveness. Nevertheless, the arresting officer was permitted to testify about Mr. Easter's pre-arrest silence in the State's case in chief. Easter, 130 Wash.2d at 231-33, 922 P.2d 1285. In closing argument, the prosecutor repeatedly characterized Mr....